- The paper develops an NLO general-mass variable-flavour-number framework that retains charm-mass effects, resums collinear logarithms through fragmentation functions, and avoids double counting.
- The predictions undershoot ATLAS absolute cross sections by about 20%, while the predicted D±/D*± ratio of roughly 0.9 is below the measured 0.97–0.98, indicating possible fragmentation-function limitations.
- The charge ratio R_c± largely cancels scale, fragmentation, and luminosity uncertainties, strongly favoring CT18A over MSHT20 and NNPDF4.0 and revealing sensitivity to large-x strangeness asymmetry but negligible intrinsic-charm effects.
Motivation and theoretical setting
Associated production of a W± boson and a charmed hadron in proton-proton collisions is, at leading order, dominated by the sg partonic channel, which makes it a direct probe of the strange-quark PDFs of the proton. The paper by Alanko, Helenius and Paukkunen (2608.14268) computes pp→W∓(→ℓ±ν)+D(∗)±+X at next-to-leading order in perturbative QCD within the general-mass variable-flavour-number scheme (GM-VFNS), retaining the full charm-quark mass dependence while resumming the collinear logarithms log(pT,c/mc) into scale-dependent charm-to-hadron fragmentation functions (FFs). This complements existing zero-mass NNLO calculations [Caletti et al.] and jet-based treatments, avoiding the non-perturbative modeling of multi-parton interactions required for charm-jet observables.
The observable matched to experiment is the ATLAS "OS–SS" combination,
σOS-SS(W∓D(∗)±)=σ(W∓D(∗)±)−σ(W∓D(∗)∓),
which cancels backgrounds and all partonic channels without an initial-state strange quark. Under the assumption c=cˉ in the PDFs, diagrams with initial-state charm also cancel exactly, so intrinsic charm can enter only through a possible c−cˉ asymmetry. Double-parton scattering contributions cancel as well.
The computational framework convolutes MCFM 10.3 partonic cross sections for Wc production with scale-dependent FFs (KKKS08 fitted to OPAL data as default), including the subtraction term that removes the double-counted first-order logarithm. All three scales are set to μ=MW by default. The authors verify that the choice of fragmentation variable (z−=pT,D/pT,c versus sg0) changes cross sections by at most sg1 at the lowest considered sg2 bin, and that imposing the FF fit boundary sg3 discards only about 1% of the integrated cross section.
Absolute cross sections and tension with ATLAS data
Compared with the most precise LHC measurement — the ATLAS sg4 data with cuts sg5, sg6, sg7, sg8 — the NLO predictions fall below the measured absolute cross sections by roughly 20%, even accounting for scale and PDF uncertainties. This deficit is consistent with zero-mass NNLO results showing a nearly constant sg9 upward correction, indicating that residual charm-mass effects are weak at these transverse momenta. A practical implication follows: zero-mass NNLO calculations should be reliable for PDF fits at NNLO accuracy in this kinematic regime.
A notable discrepancy concerns the meson composition: the predicted ratio pp→W∓(→ℓ±ν)+D(∗)±+X0 at NLO is below the experimental value of pp→W∓(→ℓ±ν)+D(∗)±+X1–pp→W∓(→ℓ±ν)+D(∗)±+X2, which itself is consistent with LEP charm-hadron production fractions. Since the KKKS08 FFs are anchored to OPAL data, this suggests modifications to the charm-hadron FFs would be needed; conversely, the pp→W∓(→ℓ±ν)+D(∗)±+X3 spectra probe the large-pp→W∓(→ℓ±ν)+D(∗)±+X4 region of the FFs and could usefully enter future global FF analyses.
Charge ratios isolate the strangeness asymmetry
The central result of the paper is the charge-conjugate ratio
pp→W∓(→ℓ±ν)+D(∗)±+X5
in which scale uncertainties, FF uncertainties (at the permille level), fragmentation-variable ambiguities, and luminosity systematics cancel almost completely, leaving PDFs as the dominant uncertainty. To leading order in the CKM suppression factor pp→W∓(→ℓ±ν)+D(∗)±+X6, the ratio tracks the PDF combination
pp→W∓(→ℓ±ν)+D(∗)±+X7
so sensitivity is concentrated on the strangeness asymmetry pp→W∓(→ℓ±ν)+D(∗)±+X8 and total strangeness pp→W∓(→ℓ±ν)+D(∗)±+X9 at large log(pT,c/mc)0.
Comparing CT18ANLO (which imposes log(pT,c/mc)1), MSHT20NLO, and NNPDF4.0NLO against the differential log(pT,c/mc)2 data constructed from the ATLAS measurement yields a clear hierarchy:
| PDF set |
log(pT,c/mc)3, log(pT,c/mc)4 |
log(pT,c/mc)5-value [%] |
| CT18ANLO |
0.7 |
75.5 |
| MSHT20nlo_as118 |
1.3 |
21.7 |
| NNPDF40_nlo_pch_as_01180 |
4.8 |
log(pT,c/mc)6 |
CT18A agrees best and carries by far the smallest PDF uncertainty — a direct consequence of its imposed log(pT,c/mc)7 constraint — while NNPDF4.0, which allows a free strangeness asymmetry, is strongly disfavored. Hessian reweighting (with tolerance parameters log(pT,c/mc)8 and log(pT,c/mc)9) and Bayesian reweighting confirm the direction of the pull: for CT18A the data favor an increased σOS-SS(W∓D(∗)±)=σ(W∓D(∗)±)−σ(W∓D(∗)∓),0, whereas for MSHT20 and NNPDF4.0 the dominant pull reduces σOS-SS(W∓D(∗)±)=σ(W∓D(∗)±)−σ(W∓D(∗)∓),1 toward large σOS-SS(W∓D(∗)±)=σ(W∓D(∗)±)−σ(W∓D(∗)∓),2. The reweighting conclusions are robust against the choice of FF set. The authors caution that since the data points initially lie outside the PDF error bands, the reweighting becomes partly extrapolative and a full refit would be needed for a conclusive statement; they also note that the required changes in NNPDF4.0 are significant enough that conflicts with other datasets in the global fit cannot be excluded.
Two further negative results deserve emphasis. First, no meaningful sensitivity to intrinsic charm is found: comparing NNPDF4.0 sets with and without a σOS-SS(W∓D(∗)±)=σ(W∓D(∗)±)−σ(W∓D(∗)∓),3 asymmetry changes σOS-SS(W∓D(∗)±)=σ(W∓D(∗)±)−σ(W∓D(∗)∓),4 only at the level of σOS-SS(W∓D(∗)±)=σ(W∓D(∗)±)−σ(W∓D(∗)∓),5. Second, the GM-VFNS resummation is quantitatively essential — omitting it (effectively a fixed-flavour-number calculation) or double-counting the subtraction term alters the σOS-SS(W∓D(∗)±)=σ(W∓D(∗)±)−σ(W∓D(∗)∓),6 spectrum by up to nearly a factor of two at large σOS-SS(W∓D(∗)±)=σ(W∓D(∗)±)−σ(W∓D(∗)∓),7 and distorts its shape.
Prospects in proton-lead collisions
For σOS-SS(W∓D(∗)±)=σ(W∓D(∗)±)−σ(W∓D(∗)∓),8Pb collisions at σOS-SS(W∓D(∗)±)=σ(W∓D(∗)±)−σ(W∓D(∗)∓),9 with a projected integrated luminosity of c=cˉ0, using detector efficiencies inferred from the ATLAS c=cˉ1 measurement (c=cˉ2 for c=cˉ3, c=cˉ4 for c=cˉ5), the authors estimate roughly 100 reconstructed events per charge combination. The resulting statistical uncertainty on absolute cross sections is comparable to the 68% C.L. nuclear-PDF uncertainty from EPPS21 and nNNPDF3.0, so the process should be visible but offers limited constraining power. For the ratio c=cˉ6 the situation is worse: PDF uncertainties largely cancel between numerator and denominator while statistical errors do not, leaving the projected measurement far from competitive. The smallness of the current nuclear-PDF uncertainty here is itself partly an artifact of the c=cˉ7 assumption made in both nuclear fits, so a dedicated study of strangeness asymmetry effects in nuclear PDFs remains open.
Limitations and open questions
Several caveats qualify the results. The NLO predictions systematically undershoot the ATLAS absolute cross sections by about 20%, and although NNLO corrections are expected to close much of the gap, the paper relies on external zero-mass NNLO estimates rather than a mass-retaining NNLO computation. The mismatch in the c=cˉ8 production fractions points to deficiencies in the charm-hadron FF treatment, and the explanation offered — modified fragmentation in the denser c=cˉ9 environment — remains a hypothesis rather than an established mechanism. The reweighting analysis uses ten statistically overlapping data points with an artificially reduced tolerance parameter, and the authors themselves state that a refit would be required for definitive conclusions. Finally, whether a consistent compromise exists between the strangeness-asymmetry reduction favored by these data and the constraints from dimuon neutrino DIS and other datasets in global fits is left unresolved.
Conclusion
This work provides a complete NLO GM-VFNS framework for associated c−cˉ0 production with full charm-mass retention and consistent logarithmic subtraction, validated against the ATLAS c−cˉ1 measurement. Its principal finding is that the charge-conjugate ratios c−cˉ2 cancel essentially all theory and many experimental uncertainties, exposing a clean sensitivity to the strangeness asymmetry: CT18A's zero-asymmetry assumption agrees best with the data, while the freely fitted c−cˉ3 of NNPDF4.0 creates significant tension that reweighting traces to an overestimated c−cˉ4 at large c−cˉ5. The process shows negligible sensitivity to intrinsic charm, and projected c−cˉ6Pb measurements would be visible but only weakly constraining. The open questions the paper leaves are concrete: a full PDF refit incorporating these observables, improved charm-hadron FFs constrained by the c−cˉ7 spectra, and the impact of strangeness asymmetry in nuclear PDF fits.