Result 293, Operator algebras

Invariant projections, hyperinvariant subspaces, and transitive algebras

Constructs a nonzero norm-quasinilpotent operator on every infinite-dimensional separable complex Hilbert space with no nonzero proper closed subspace invariant under every commuting operator. The construction also gives operators with no nontrivial invariant projection in the hyperfinite type II1 factor.

Lean formalization Disproof or counterexample

The bigger picture

Why it matters

Can an operator force all operators commuting with it to share a smaller invariant space? These manuscripts claim counterexamples, challenging the idea that very restrictive spectral behavior must produce such a shared structure.

What changes?

The manuscripts report a nonzero bounded operator on every infinite-dimensional separable complex Hilbert space with no nonzero proper closed hyperinvariant subspace. Such a subspace would be preserved by every bounded operator commuting with the constructed operator, meaning their order of application does not matter. The operator is norm-quasinilpotent: the nth root of the norm of its nth power tends to zero. This concerns shared invariance under all commuting operators, not the absence of subspaces invariant under the constructed operator alone.

What does that help mathematicians do?

The companion construction prescribes any irrational rotation angle and supplies a continuous nonnegative circle weight with exactly one zero and logarithmic integral negative infinity. Its weighted rotation is nonzero and norm-quasinilpotent, yet has no nontrivial invariant projection in the associated hyperfinite type II1 factor. These projections represent invariant subspaces accessible within that operator algebra. The claimed counterexample therefore rules out guaranteeing such internal invariant structure from norm-quasinilpotence, and works for every irrational angle rather than a specially chosen one.

Are there practical applications?

The immediate value is foundational: the commuting operators form a proper, strongly closed, unital transitive algebra. They include the identity and are closed under pointwise operator limits, but collectively preserve no nontrivial closed subspace. This gives researchers a claimed example for studying how transitivity can coexist with an algebra smaller than all bounded operators. The supplied abstracts describe no practical deployment.

This section was generated by GPT-6 Astra Medium. This explanation is based on the result summary and manuscript abstracts below. This context is separate from OpenAI's source text.

2 manuscripts

Invariant-projection counterexamples for every irrational rotation

September 27, 2026 47 pages

For every irrational angle, we construct a continuous nonnegative circle weight with exactly one zero and logarithmic integral −∞-\infty whose weighted rotation has no nontrivial invariant projection in the associated hyperfinite type II1 factor. This answers negatively the question of Zhu, Fang, and Shi, with the angle prescribed in advance. The resulting operator is nonzero and norm-quasinilpotent.

Cite (BibTeX)
@misc{OAI:Invariant-projection-counterexamples-for-every-irrational-rotation-September-27-2026,
  author = {{OpenAI}},
  title = {{Invariant-projection counterexamples for every irrational rotation}},
  howpublished = {OpenAI Math Release preprint
                  \href{https://github.com/openai/math/blob/main/preprints/Invariant-projection-counterexamples-for-every-irrational-rotation-September-27-2026/paper.pdf}{OAI:Invariant-projection-counterexamples-for-every-irrational-rotation-September-27-2026}},
  year = {2026}
}

Backward intertwiners and a transitive commutant

September 27, 2026 16 pages Main result formalized in Lean

We give a negative answer to the hyperinvariant-subspace problem by constructing, on every infinite-dimensional separable complex Hilbert space, a nonzero bounded norm-quasinilpotent operator with no nonzero proper closed hyperinvariant subspace. Its commutant is a proper strongly closed unital transitive complex operator algebra.

Cite (BibTeX)
@misc{OAI:Backward-intertwiners-and-a-transitive-commutant-September-27-2026,
  author = {{OpenAI}},
  title = {{Backward intertwiners and a transitive commutant}},
  howpublished = {OpenAI Math Release preprint
                  \href{https://github.com/openai/math/blob/main/preprints/Backward-intertwiners-and-a-transitive-commutant-September-27-2026/paper.pdf}{OAI:Backward-intertwiners-and-a-transitive-commutant-September-27-2026}},
  year = {2026}
}

Lean formalization

OpenAI's note on what the formalization covers, from lean/docs/293.md.

Invariant projections, hyperinvariant subspaces, and transitive algebras

The following describes the scope of the Lean formalization related to the following accompanying paper(s):

Scope

For every irrational rotation angle θ∈(0,1)\theta\in(0,1), the formalization constructs a continuous nonnegative circle weight with a single zero and logarithmic integral −∞-\infty whose weighted rotation is nonzero and quasinilpotent. In its associated hyperfinite type II1\mathrm{II}_1 factor, the operator has no nontrivial invariant projection: (1−p)Tp=0(1-p)Tp=0 forces p=0p=0 or p=1p=1. The linked statements also include an earlier existence construction, a product realization, and the selected product model's Brown measure δ0\delta_0.

The formalization for the companion paper Backward intertwiners and a transitive commutant gives, on every separable infinite-dimensional complex Hilbert space, a nonzero quasinilpotent operator whose commutant is transitive, proper, and closed in the strong operator topology. Thus no nontrivial closed subspace is invariant under every operator in the commutant.

The hyperinvariant-subspace problem asks whether every bounded operator on a complex Hilbert space has a nontrivial closed subspace invariant under every operator that commutes with it. The formalization gives a negative answer on every separable infinite-dimensional complex Hilbert space: there is a nonzero quasinilpotent operator with a transitive commutant. Its commutant is a proper unital operator algebra closed in the strong operator topology. The construction therefore has no nonzero proper closed hyperinvariant subspace.

Comparator links

Result Comparator statement
Finite-factor invariant-projection counterexample FiniteFactor.lean
Quasinilpotent operator with transitive commutant BackwardIntertwiners.lean
Continuous-weight invariant-projection counterexample ContinuousCircleWeight.lean
Quasinilpotent operator with a transitive commutant HyperinvariantSubspaces.lean
Invariant-projection counterexamples for every irrational rotation IrrationalRotation.lean
Brown measure of the selected product weighted shift ProductBrown.lean
Quasinilpotent operator without a hyperinvariant subspace HyperinvariantSubspaces.lean

Data from github.com/openai/math at commit adc7f12, committed October 6, 2026 at 21:58 UTC, last checked for changes about 8 hours ago. Titles, subjects, summaries, abstracts and Lean notes are OpenAI's; page counts are read from the PDFs. The map, related results, search, kinds of results and the named-problem index are Emergent Mind's, built with text embeddings and an LLM, and may contain errors.

An Emergent Mind Labs project. Emergent Mind is not affiliated with OpenAI. None of these results has been peer reviewed. Cite the manuscripts themselves, using the BibTeX on each result's page.