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Provable Scaling Laws for the Test-Time Compute of Large Language Models

Published 29 Nov 2024 in cs.CL, cs.AI, and cs.LG | (2411.19477v5)

Abstract: We propose two simple, principled and practical algorithms that enjoy provable scaling laws for the test-time compute of LLMs. The first one is a two-stage knockout-style algorithm: given an input problem, it first generates multiple candidate solutions, and then aggregate them via a knockout tournament for the final output. Assuming that the LLM can generate a correct solution with non-zero probability and do better than a random guess in comparing a pair of correct and incorrect solutions, we prove theoretically that the failure probability of this algorithm decays to zero exponentially or by a power law (depending on the specific way of scaling) as its test-time compute grows. The second one is a two-stage league-style algorithm, where each candidate is evaluated by its average win rate against multiple opponents, rather than eliminated upon loss to a single opponent. Under analogous but more robust assumptions, we prove that its failure probability also decays to zero exponentially with more test-time compute. Both algorithms require a black-box LLM and nothing else (e.g., no verifier or reward model) for a minimalistic implementation, which makes them appealing for practical applications and easy to adapt for different tasks. Through extensive experiments with diverse models and datasets, we validate the proposed theories and demonstrate the outstanding scaling properties of both algorithms.

Citations (1)

Summary

  • The paper presents two scalable algorithms that improve test-time compute efficiency, demonstrating provably diminishing failure probabilities with increased compute.
  • The knockout-style algorithm generates multiple candidate solutions and aggregates them through pairwise comparisons, achieving exponential error decay when both candidate count and comparisons are scaled.
  • The league-style algorithm evaluates candidates based on average win rates, proving robustness to imperfect comparisons and offering practical methods for reliable large language model inference.

Provable Scaling Laws for the Test-Time Compute of LLMs

Introduction

The paper proposes two scalable algorithms for improving the test-time compute efficiency of LLMs and establishes provable scaling laws governing their performance. The focus is on a knockout-style algorithm and a league-style algorithm, both demonstrating that their failure probability decays to zero as test-time computation increases. These methods do not require a verifier or reward model, relying only on the generation and comparison capabilities of black-box LLMs.

Knockout-Style Algorithm

The knockout-style algorithm involves two stages: generation of candidate solutions and aggregation through a knockout tournament.

Generation Stage: Multiple candidate solutions are generated following a chain-of-thought (CoT) prompting approach. The expectation is that at least one correct solution will emerge with non-zero probability.

Aggregation Stage: Candidates undergo a series of pairwise comparisons to identify the winner at each round until a final solution is selected.

Provable Guarantees

Two notable results are presented. First, when both the number of candidates NN and the number of pairwise comparisons KK increase, the failure probability diminishes exponentially. Second, scaling only NN suffices for the failure probability to diminish by a power law, even for fixed KK. Figure 1

Figure 1

Figure 1: Accuracy versus the number of initial candidates NN for the knockout-style algorithm (KO), as well as for majority voting (MV), a strong baseline widely adopted in practice.

League-Style Algorithm

The league-style algorithm evaluates candidates based on their average win rate against subsampled opponents. This contrasts with the knockout strategy of elimination after a single loss.

Assumptions and Performance

Under the assumption that "correct-and-strong" solutions exist, which have higher average win rates against all incorrect solutions, the failure probability decays exponentially. The model tolerates imperfect comparison capabilities, thus offering robustness against systematic errors in pairwise judgments. Figure 2

Figure 2

Figure 2: Empirical results for the league-style algorithm on MMLU-Pro-S.

Experimental Validation

Extensive experiments validate the scalability of both algorithms across different datasets and LLMs, including Llama3.1, Qwen2.5, and GPT-4o. Figure 3

Figure 3

Figure 3

Figure 3

Figure 3

Figure 3

Figure 3: The distribution of GPQA (top) and MMLU-Pro-S (bottom) problems, characterized by pp and pp that are estimated with the empirical results for the knockout-style algorithm using the Llama3.1 (left), Qwen2.5 (middle), or Mixed (right) option.

Theoretical Implications

These algorithms extend the toolkit for scalable inference with LLMs, offering practical solutions without relying on external validation mechanisms. They facilitate improved reliability for tasks demanding high success rates, achieved by strategic utilization of additional compute at inference time.

Future Directions

Future work could explore the integration of knockout and league-style algorithms with other test-time scaling strategies, refine assumptions for broader applicability, and develop adaptive algorithms for variable compute availability.

Conclusion

The presented algorithms provide foundational insights and practical methods that leverage increased compute for enhancing LLM test-time performance, ensuring solutions are robust and scalable even under challenging scenarios. The proven scaling laws attest to the algorithms' potential in real-world applications where reliability cannot be compromised.

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