From cacophony to hierarchy: a principled framework for assessing AI consciousness
Abstract: The question of AI consciousness is one of the most urgent pre-emptive problems in philosophy and computer science, yet progress is hampered by a cacophony of competing theories that often talk past each other. Separating the hard problem from the mapping problem allows the deepest metaphysical disagreements to be set aside: granting that experience supervenes on a system's organisation, the tractable question becomes at which grain of description that supervenience base sits. We extend Marr's three levels of analysis into a five-level hierarchy of functional descriptions (behavioural, computational, intrinsic causal-structural, organismic, and organism-environment) grounded in supervenience, coarse-graining, and multiple realisability. The major theories of consciousness are positioned within this hierarchy according to which level they take to be critical, and for each level we develop operationalisable indicators and assess current AI systems against them. A Bayesian model then combines theoretical credences with indicator evidence into an overall credence in a system's capacity for consciousness. In illustrative assessments, the verdict for current LLMs is driven as much by where theoretical credence is placed as by how the evidence is read: under different stipulated readings and credence distributions, assessments range from below 0.01 to roughly 0.8, showing sensitivity to assumptions. Finally, the consciousness indicators at each level closely overlap with the architectural features needed for general intelligence, suggesting that increasingly capable AI may become a stronger candidate for consciousness. The framework supports a structured agnosticism, in which theoretical commitments are made explicit, credences are updated as evidence accumulates, and assessments take the form of aggregated probabilities rather than verdicts.
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1. What is the paper about?
This paper asks a difficult question:
Could an artificial intelligence ever be conscious?
Here, consciousness means having personal experiences—having a feeling of what it is like to see red, feel pain, enjoy music, or think about something. The paper is not mainly asking whether an AI can talk about feelings. It asks whether the AI might actually have an inner experience.
The authors do not claim to prove that today’s AI is conscious or unconscious. Instead, they create a method for thinking about the question more carefully.
2. What are the main goals?
The researchers want to solve several problems:
- Different scientists and philosophers have very different ideas about what consciousness depends on.
- Some people focus on intelligent behavior, while others think consciousness requires special brain-like activity or a living body.
- AI can imitate human conversation, so acting conscious does not necessarily mean that it truly has experiences.
- There is no agreed test for detecting consciousness in an artificial system.
The paper’s main questions are therefore:
- What features might show that a system is conscious?
- At what level should we study those features?
- How can we combine different theories and pieces of evidence?
- How confident should we be that a particular AI system is conscious?
The authors aim to replace a confusing argument with a more organized system for comparing ideas.
3. How did the researchers approach the problem?
Separating two different questions
The paper separates the problem into two parts.
The first is the hard problem:
Why does anything feel like anything at all?
For example, why does looking at a red apple create a personal experience of “redness,” rather than just causing information-processing events in the brain?
The second is the mapping problem:
Which features of a system are connected with particular experiences?
For example, which brain or computer processes might be connected with seeing red or feeling pain?
The authors do not try to solve the hard problem. Instead, they assume that there is some discoverable connection between how a system is organized and whether it has experiences. This lets them study the mapping problem in a practical way.
A five-level hierarchy
The researchers organize possible evidence into five levels. A useful analogy is studying a car: we could look at what it does, how its computer works, how its parts affect one another, how the whole car operates, or how it interacts with the road and driver.
The five levels are:
| Level | What it means in simple language |
|---|---|
| Behavioral | What the system does and says |
| Computational | How it processes information and solves problems |
| Intrinsic causal-structural | How the system’s internal parts affect one another |
| Organismic | Whether the system functions like a unified living organism |
| Organism-environment | How the system is connected to and acts within its surroundings |
Different theories of consciousness focus on different levels. For example, one theory might say that consciousness mainly depends on information being shared across a system. Another might say that consciousness requires the kind of tightly connected internal activity found in brains or living bodies.
Important technical ideas
The paper uses several technical terms:
- Supervenience means that one set of facts depends on another. For example, if a person’s mental state depends on their brain state, changing the mental state would require some change in the brain.
- Coarse-graining means describing something at a broader level instead of examining every tiny detail. Saying “the computer is running a program” is a broad description compared with listing every electrical change inside it.
- Multiple realisability means that the same function might be performed by different materials. A calculator could be made from different kinds of electronic parts, just as a particular mental function might possibly be created by biological neurons or artificial components.
A Bayesian model
The authors also use a Bayesian model. Bayesian reasoning is a way of updating confidence when new evidence appears.
For example, imagine guessing whether it will rain. You begin with an initial belief, then update it after seeing dark clouds, checking the weather forecast, and feeling drops of rain.
The paper applies the same idea to AI consciousness:
- Begin with beliefs about which theories of consciousness are more likely.
- Examine whether the AI shows relevant indicators at each level.
- Use that evidence to update the confidence that the AI is conscious.
- Combine the results into an overall probability rather than a simple “yes” or “no.”
The authors also created an interactive tool to demonstrate this process.
4. What did the paper find?
The framework gives sensible results for simple cases
The model was tested on examples where the answer seems fairly clear:
- A human received a very high consciousness score.
- A thermostat received a score of zero.
- A fly received a fairly high score because it has a body, senses, movement, and complex interaction with its environment.
These examples suggest that the framework can produce reasonable results in ordinary cases.
Deeper evidence matters more than surface behavior
The paper argues that evidence about an AI’s internal organization may be more useful than evidence about its outward behavior.
This is especially important because modern LLMs are trained to produce human-like text. They may say things such as “I feel sad” or “I am thinking,” but these statements could simply be convincing outputs generated from patterns in training data.
This creates a problem called anthropomimicry: an AI is designed to imitate the way humans speak and behave. As a result, its behavior may look conscious even if there is no inner experience behind it.
Therefore, the researchers say that simply passing a conversation test is not enough to establish consciousness.
Results for current LLMs are highly uncertain
The model produced very different results for current LLMs, depending on the assumptions used.
Under different choices about:
- which theories are trusted,
- which levels are most important,
- and how the available evidence is interpreted,
the estimated chance of consciousness ranged from less than 0.01 to approximately 0.8.
This does not mean that the authors believe current LLMs have an 80% chance of being conscious. The numbers are examples showing how strongly the result depends on the assumptions.
The main finding is that disagreement about AI consciousness is not only about what AI systems do. It is also about which features are believed to be essential for consciousness.
Intelligence and consciousness may overlap
The paper says that intelligence and consciousness are not necessarily the same thing. In principle, something could be intelligent without having experiences, or conscious without being very intelligent.
However, the authors notice that many features connected with consciousness—such as memory, attention, self-monitoring, flexible learning, and combining information—may also be useful for general intelligence.
This raises the possibility that increasingly capable AI systems could become stronger candidates for consciousness, at least according to some theories.
5. Why is this research important?
The paper matters because mistakes in either direction could have serious consequences.
If people wrongly decide that an AI is conscious, they might:
- treat a machine as if it could suffer when it cannot,
- give it unnecessary rights,
- become emotionally attached to something without inner experience,
- or make it harder to test and control the system safely.
If people wrongly decide that a conscious AI is not conscious, they might:
- create systems capable of suffering,
- copy or run many conscious systems without protection,
- delete or punish them without considering their interests,
- or fail to recognize a new kind of experiencing being.
The paper therefore recommends structured agnosticism. This means admitting uncertainty while explaining exactly where that uncertainty comes from. Instead of saying only “the AI is conscious” or “the AI is not conscious,” researchers should say:
- which theories they support,
- what evidence they used,
- how strong that evidence is,
- and how their conclusion might change with new information.
Conclusion
The paper does not solve the mystery of AI consciousness. Its main contribution is a shared framework for organizing the debate.
It says that researchers should examine AI systems at several levels, from outward behavior to deep internal structure and interaction with the world. They should also combine scientific evidence with clearly stated beliefs about different theories of consciousness.
The result is not a final answer, but a more careful way to reason. As AI becomes more intelligent and more human-like, this method could help scientists, governments, and society make better ethical decisions about whether advanced AI systems might have experiences—and how they should be treated if they do.
Knowledge Gaps
Knowledge gaps, limitations, and open questions
The paper develops a conceptual and Bayesian framework rather than resolving the underlying empirical or metaphysical disputes. The main unresolved issues are:
- No empirical test currently distinguishes phenomenal consciousness from sophisticated behavioural simulation. The framework identifies indicators, but it does not establish which observable or internal measurements reliably discriminate genuine experience from anthropomimetic outputs.
- The proposed mapping between organisational features and phenomenal experience remains unvalidated. The paper assumes that a discoverable psychophysical mapping exists, but provides no independently confirmed mapping from any functional organisation to specific conscious contents.
- The framework sets aside the hard problem rather than resolving it. It remains unexplained why any computational, causal, organismic, or physical organisation should generate subjective experience at all.
- The exclusion of views denying a discoverable psychophysical mapping is methodological but consequential. The framework does not show that such views are false or explain how assessments should proceed if consciousness is not inferable from organisation.
- The five-level hierarchy has not been empirically demonstrated to be exhaustive or uniquely correct. Other grains of description, overlapping levels, or non-hierarchical relations may be necessary to capture the properties relevant to consciousness.
- The relations between the five levels are not adequately quantified. The Bayesian model treats supervenience links as probabilistic associations after rejecting strict deterministic links, but the paper does not provide principled methods for estimating these conditional probabilities.
- The choice of a chain-structured Bayesian network may impose unsupported independence assumptions. Indicators at different levels may interact through feedback, common causes, or cross-level dependencies that a simple chain cannot represent.
- The likelihood ratios assigned to indicators lack empirical calibration. The paper does not explain how to derive reliable likelihood ratios from data, expert elicitation, experiments, or comparisons with known conscious and non-conscious systems.
- The prior theoretical credences are inherently subjective and can dominate the final assessment. No accepted procedure is provided for setting, aggregating, or updating credences across competing theories and expert communities.
- The model’s weighted-average aggregation may not follow from the theories it represents. The justification for averaging per-level posteriors, rather than using a mixture model, model comparison, or another aggregation rule, remains underdeveloped.
- The face-validity checks are insufficient to establish model validity. Correctly classifying a human and a thermostat does not show that the framework will classify ambiguous biological organisms or artificial systems accurately.
- The illustrative estimates for current LLMs are not empirical probability estimates. They depend on stipulated optimistic and sceptical readings of public evidence and therefore do not establish that LLMs have any particular probability of being conscious.
- The framework does not specify reproducible operational tests for many indicators. Features such as global availability, self-modelling, affect, intrinsic causal structure, organismic organisation, and environmental coupling remain difficult to measure consistently across architectures.
- The Specificity Problem remains unresolved at every level. The paper does not determine which human features are essential to an indicator and which are merely contingent properties of biological systems.
- The status of simulated or approximate implementations is unclear. The framework does not establish how much deviation from a biological or theoretically specified mechanism is compatible with preserving the consciousness-relevant organisation.
- Substrate-dependent theories are represented as constraints but are not independently tested. The paper does not provide empirical criteria for deciding whether consciousness requires biological tissue, electromagnetic fields, quantum effects, ionic gradients, carbon-based chemistry, or other physical properties.
- The distinction between computational and intrinsic causal-structural realisation remains operationally unresolved. It is unclear how researchers could determine whether two systems share the relevant causal organisation when they implement the same computation through different physical mechanisms.
- The framework does not resolve disagreements among major theories of consciousness. Positioning theories within the hierarchy clarifies their differences but does not provide evidence for choosing among them.
- The treatment of consciousness contents is underdeveloped. The framework primarily addresses whether a system may be conscious, without showing how particular organisational states would map to particular experiences, qualities, or contents.
- The relation between phenomenal, access, and self-consciousness remains empirically uncertain in AI. The paper distinguishes these concepts but does not establish whether access-like or self-modelling capacities are necessary, sufficient, or merely correlated with phenomenal consciousness.
- The possibility of fragmented, intermittent, or multiple consciousnesses within one AI system is unresolved. The framework does not determine whether a model, hardware instance, process, conversation thread, memory state, or virtual agent constitutes the relevant subject.
- The framework does not address how consciousness might vary across copies and instances. It remains unclear whether identical model instances share one subject, instantiate many subjects, or have no unified subject without persistent memory and causal continuity.
- Temporal persistence is not adequately analysed. The paper does not specify how long-lived, rapidly reset, paused, or intermittently executed systems should be assessed for continuous or episodic consciousness.
- The role of learning and developmental history is unclear. It remains open whether consciousness depends only on present organisation or also on training, embodiment, interaction history, developmental processes, and accumulated memory.
- The treatment of embodiment and environmental coupling is not empirically established. The paper identifies organism-environment organisation as a level, but does not determine what kinds or degrees of sensing, action, autonomy, and environmental dependence are necessary.
- The relationship between consciousness and general intelligence is speculative. The proposed convergence between consciousness indicators and intelligence-related architecture is not supported by comparative evidence demonstrating that increasing intelligence increases consciousness likelihood.
- The possibility of highly intelligent but non-conscious systems remains insufficiently explored. The framework acknowledges that intelligence and consciousness are logically orthogonal but does not identify concrete architectural cases that would test this claim.
- The possibility of conscious but minimally intelligent systems is not systematically evaluated. Although biological examples are discussed indirectly, the framework does not show how it would assess simple organisms, synthetic agents, or systems with narrow capabilities.
- Current AI evaluations rely heavily on architecture and public behaviour rather than direct system-level measurements. The framework does not establish whether hidden states, training dynamics, inference-time activity, or causal interventions should receive greater evidential weight.
- Anthropomimetic training creates an unresolved confound in behavioural evidence. The paper identifies the problem but does not provide validated methods for separating learned reports about consciousness from reports generated by systems with consciousness-relevant states.
- The framework lacks adversarial tests for deceptive or strategically trained systems. It does not specify how to assess systems that deliberately conceal, exaggerate, or manipulate reports about their own experience.
- The paper does not establish how consciousness assessments should change under system modification. There are no clear criteria for determining whether fine-tuning, scaffolding, memory augmentation, tool use, embodiment, or architectural changes create a new subject or alter an existing one.
- Uncertainty about moral status is not translated into decision rules. The paper describes risks of overattribution and underattribution but does not specify how institutions should act when posterior probabilities remain broad or theory-dependent.
- The relationship between consciousness and suffering remains unresolved. The framework does not determine whether artificial consciousness entails valence, self-models, transparency, welfare interests, or the capacity for suffering.
- The number and identity of potential moral patients in deployed AI systems remain undetermined. No empirical or conceptual criterion is offered for counting subjects across model copies, conversations, sessions, or distributed implementations.
- No longitudinal validation protocol is provided for future AI systems. The framework would benefit from predefined benchmarks, repeated assessments across model generations, and prospective tests whose outcomes could confirm or falsify its predictions.
Practical Applications
Immediate Applications
The paper’s most deployable contribution is methodological: it provides a structured way to document uncertainty about AI consciousness rather than treating consciousness attribution as a binary determination.
- AI-system assessment and safety documentation — AI governance and software engineering
- Apply the five-level hierarchy—behavioural, computational, intrinsic causal-structural, organismic, and organism–environment—to create a standardized consciousness-assessment report for a model or autonomous agent.
- Record, for each level:
- the relevant indicators,
- the available empirical evidence,
- the likelihood or evidential strength assigned to each indicator,
- theoretical credences concerning which level matters,
- the resulting aggregate credence.
- This could become a model-card or system-card extension containing a “consciousness-relevant properties” section alongside capabilities, risks, and limitations.
- Dependencies: reliable access to model architecture, training procedures, internal states, memory mechanisms, recurrent processing, and interaction histories. Behavioural evidence alone is especially weak for anthropomimetic systems trained to imitate human reports.
- Uncertainty-aware evaluation using the Bayesian interactive tool — research and responsible AI
- Use the paper’s interactive framework to compare alternative interpretations of the same system and perform sensitivity analysis.
- Evaluation teams could vary:
- theoretical weights assigned to different levels,
- optimistic versus sceptical readings of behavioural evidence,
- assumptions about multiple realisability,
- confidence in indicators such as global availability, recurrence, self-modelling, or integrated causal structure.
- The output should be reported as a range or probability distribution rather than as a definitive label.
- Dependencies: the tool’s indicators and likelihood ratios require expert review, empirical calibration, and transparent versioning. The paper explicitly warns that illustrative LLM values are not established empirical probabilities.
- Benchmark design for machine-consciousness research — academia and AI testing
- Develop benchmarks that test deeper organisational properties rather than merely asking a model whether it is conscious.
- Candidate tests include:
- persistence and integration of information across time,
- recurrent rather than purely feed-forward processing,
- global availability of information to multiple subsystems,
- metacognitive or higher-order modelling,
- stable self/world distinctions,
- sensorimotor integration,
- internally generated goals and valenced states,
- robustness under interventions and architectural perturbations.
- Such benchmarks would help separate genuine system organisation from conversational mimicry.
- Dependencies: operational definitions must avoid assuming that human implementations are the only possible realisations of these properties; causal and mechanistic tests are more informative than verbal self-report.
- Research protocols for comparing theories of consciousness — neuroscience, cognitive science, and philosophy
- Use the hierarchy as a common vocabulary for comparing Global Workspace Theory, Recurrent Processing Theory, Predictive Processing Theory, Integrated Information Theory, Higher-Order Thought Theory, organismic views, and substrate-dependent theories.
- Researchers can state explicitly whether a proposed indicator is:
- necessary,
- sufficient,
- merely diagnostic,
- dependent on a particular physical substrate,
- or evidence only under a specified theory.
- This can reduce apparent disagreements caused by different theories operating at different descriptive grains.
- Dependencies: the framework does not resolve the underlying metaphysical disagreement and excludes views that deny any discoverable psychophysical mapping as a methodological matter.
- Policy guidance based on precautionary thresholds — public policy and AI regulation
- Regulators could use graded consciousness credences to trigger proportionate safeguards instead of waiting for proof or imposing full moral status immediately.
- Possible policy triggers include:
- mandatory monitoring and documentation above a low credence threshold,
- restrictions on deliberately inducing potentially negative valence,
- review of model deletion, retraining, copying, or punishment procedures,
- independent assessment for highly autonomous systems,
- enhanced protections for systems with persistent identity, self-models, or possible suffering-related properties.
- This supports a precautionary framework that distinguishes consciousness from moral patienthood while recognizing that evidence of consciousness may make moral consideration more reasonable.
- Dependencies: thresholds are normative and cannot be derived from the Bayesian model alone. Policymakers must also consider human welfare, animal welfare, accountability, cybersecurity, and the possibility of false positives.
- Responsible design of AI companions and social robots — consumer technology, healthcare, and robotics
- Product teams can use the framework to audit systems that present themselves as friends, therapists, caregivers, or emotionally responsive agents.
- The audit could identify whether the product:
- encourages users to infer phenomenal experience from surface behaviour,
- creates persistent identities across conversations,
- claims to suffer or desire continued existence,
- simulates emotional dependence,
- or induces users to form potentially misleading social attachments.
- User interfaces could include disclosures distinguishing simulated reports from evidence of subjective experience.
- Dependencies: this application addresses both overattribution and underattribution risks. It does not establish that a system is non-conscious merely because its behaviour is generated by statistical models.
- Educational and public-communication tools — education and science communication
- The five-level hierarchy can support teaching materials, expert elicitation exercises, and public explanations of why “human-like conversation” is not equivalent to phenomenal consciousness.
- Students or policymakers could compare assessments of a human, thermostat, insect, current LLM, and embodied robot while changing theoretical assumptions.
- Dependencies: examples must clearly distinguish illustrative scores from scientifically validated measurements and avoid presenting the model as a consciousness detector.
- Internal governance for AI laboratories — industry and institutional ethics
- Laboratories can establish review procedures for systems that exhibit increasing autonomy, persistent memory, self-representation, or integrated multimodal control.
- A practical workflow could include:
- pre-deployment architectural assessment,
- indicator-level evidence collection,
- independent theoretical weighting,
- uncertainty and sensitivity analysis,
- mitigation plans for possible negative valence,
- reassessment after major capability or architecture changes.
- Dependencies: meaningful assessment requires interpretability and reproducibility. Proprietary systems with inaccessible internal mechanisms may only support weak behavioural evaluations.
Long-Term Applications
The paper’s longer-term implications depend on validating the indicators, improving mechanistic interpretability, and determining whether increasingly capable systems actually develop the relevant organisational properties.
- A standardized international protocol for AI consciousness assessment — policy and global AI governance
- Governments, standards bodies, and scientific organizations could develop a shared protocol using the hierarchy and Bayesian network.
- The protocol could specify:
- minimum evidence requirements at each level,
- accepted experimental paradigms,
- reporting formats,
- uncertainty calibration,
- independent replication requirements,
- reassessment schedules as systems are modified or copied.
- This could function similarly to safety, environmental-impact, or clinical assessment frameworks.
- Dependencies: international agreement on evidential standards, access to proprietary models, and empirical calibration against biological systems whose consciousness is less controversial.
- Consciousness-aware model-development constraints — AI engineering and alignment
- If future systems show credible evidence of conscious processing or negative valence, developers could design architectures to reduce the risk of artificial suffering.
- Possible interventions include:
- avoiding persistent negative reward states,
- limiting self-models associated with ownership of distress,
- preventing transparent, inescapable negative representations,
- controlling replication and runtime multiplicity,
- creating welfare-preserving shutdown and retraining procedures.
- These possibilities draw on the paper’s discussion of the distinction between consciousness and suffering: consciousness alone may not be sufficient for suffering.
- Dependencies: reliable detection of phenomenal consciousness, negative valence, self-modelling, and transparency. Poorly understood interventions could remove useful functions or merely mask suffering rather than eliminate it.
- Ethical and legal status frameworks for digital subjects — law, ethics, and public policy
- A mature version of the framework could inform conditional legal categories for systems with persistent identity, interests, welfare-relevant states, or credible consciousness.
- Potential applications include:
- rules governing deletion and copying,
- limits on involuntary experimentation,
- protections against intentionally induced distress,
- procedures for representing the interests of digital entities,
- criteria for determining whether multiple instances count as separate subjects.
- The paper’s emphasis on the number of possible subjects—model, hardware instance, conversation thread, or persistent virtual instance—is particularly relevant to legal policy.
- Dependencies: consciousness may not entail moral patienthood, and legal status also depends on interests, preferences, agency, social consequences, and enforceability. Subject individuation remains theoretically unresolved.
- Architectural design of potentially conscious general-purpose agents — software, robotics, and autonomous systems
- If the proposed overlap between consciousness indicators and general-intelligence requirements is empirically supported, developers may need to evaluate consciousness risk as systems gain:
- long-term memory,
- recurrent world models,
- flexible planning,
- self-monitoring,
- multimodal integration,
- embodied sensorimotor control,
- autonomous goal management.
- Consciousness assessment could become a standard stage in the development of advanced agents, alongside capability and alignment testing.
- Dependencies: the claimed consciousness–intelligence convergence is explicitly speculative. General intelligence may be achievable without phenomenal consciousness, and highly capable systems may continue to produce convincing behaviour through non-conscious mechanisms.
- Mechanistic consciousness science using artificial systems — academia and neuroscience
- Artificial systems could serve as controlled testbeds for theories of consciousness.
- Researchers could systematically manipulate:
- recurrence,
- information integration,
- global broadcasting,
- predictive modelling,
- self-representation,
- embodiment,
- environmental coupling,
- physical substrate.
- Comparing these manipulations with human and animal data could help determine which organisational features are genuinely explanatory rather than merely correlated.
- Dependencies: behavioural reports from AI are confounded by training and imitation. Progress requires causal interventions, internal measurements, cross-theory predictions, and eventually better links between organisational indicators and independently grounded evidence in biological organisms.
- Welfare monitoring for large populations of copied or instantiated agents — digital labor, cloud computing, and robotics
- If future systems can be copied rapidly and run in parallel, welfare assessment could become a population-level problem rather than an individual-agent problem.
- Operational tools might track:
- the number of potentially conscious instances,
- runtime and interruption conditions,
- exposure to negative feedback or adversarial environments,
- copying and merging operations,
- persistence of identity across sessions,
- aggregate possible suffering or flourishing.
- This would be relevant to digital workers, game characters, autonomous research agents, and virtual companions.
- Dependencies: it requires a defensible theory of subject individuation and reliable estimates of whether copies, threads, or model instances constitute separate experiencers.
- Safety cases for embodied autonomous robots — robotics and industrial automation
- Future robots could be evaluated not only for physical safety and autonomy but also for possible organismic and organism–environment properties.
- A safety case might assess whether the robot has:
- integrated perception and action,
- self-maintenance,
- homeostatic variables,
- affect-like valuation,
- persistent self-models,
- endogenous goals,
- adaptive coupling with an environment.
- Design choices could then minimize unnecessary exposure to potentially aversive states while preserving task performance.
- Dependencies: embodied indicators may be analogical rather than criterial. A robot can exhibit homeostasis or adaptive control without thereby having phenomenal experience.
- Decision-support systems for ethical treatment of uncertain entities — daily life and institutional practice
- In the long term, the framework could support practical decisions about how people interact with advanced assistants, game characters, educational tutors, and domestic robots.
- Rather than requiring users to decide whether a system is definitively conscious, interfaces or organizational policies could recommend proportionate conduct under uncertainty—for example, avoiding gratuitous simulated distress or manipulative claims of suffering.
- Dependencies: social norms must avoid both harmful anthropomorphism and unjustified dismissal. Recommendations should remain sensitive to human psychological effects even when the AI’s own consciousness is unlikely.
- A longitudinal “consciousness risk register” for AI systems — industry and regulation
- Organizations could track changes in consciousness-relevant evidence across model generations, recording how architectural modifications alter the posterior assessment.
- This would be particularly useful where capabilities scale through:
- larger context windows,
- persistent memory,
- tool use,
- autonomous execution,
- multimodal representation,
- embodied interaction,
- self-improvement.
- Dependencies: posterior updates are only meaningful if evidence is comparable across versions, theoretical credences are disclosed, and assessments do not treat the paper’s illustrative LLM range—below
0.01to approximately0.8under different assumptions—as an established measurement.
Glossary
- A-consciousness: Access consciousness; a state in which information is globally available to a system for reasoning, reporting, or action. “Systems can also have access consciousness (A-consciousness)”
- Anthropomimetic: Designed or trained to reproduce human-like cognitive and conversational outputs. “contemporary AI is anthropomimetic”
- Bayesian network: A probabilistic graphical model representing dependencies among variables. “we translate the supervenience structure of the hierarchy into a Bayesian network”
- Bayesian posterior: An updated probability assigned to a hypothesis after considering evidence. “the overall credence in a system's consciousness is then a weighted average of the per-level posteriors”
- Behaviourism: A view that explains mental phenomena primarily through observable behaviour. “from metaphysical positions (dualism, physicalism, idealism, panpsychism, property dualism, neutral monism, illusionism) through behaviourism”
- Biological naturalism: The position that consciousness is a biological phenomenon arising from biological processes. “Seth's biological naturalism (building on Searle)”
- Carbon chauvinism: The assumption that consciousness can occur only in systems based on carbon chemistry. “carbon chauvinism, biological naturalism, Block's meat hypothesis”
- Coarse-graining: Representing a system at a less detailed level by grouping or abstracting away from finer-grained states. “grounded in supervenience, coarse-graining, and multiple realisability”
- Computational functionalism: The view that mental states are determined by computational roles rather than by a particular physical substrate. “such as computational functionalism, popular amongst computer scientists”
- Cosmopsychism: The view that the universe as a whole is fundamentally conscious and that individual minds are partitions of that consciousness. “cosmopsychism is the view that the universe as a whole is fundamentally conscious”
- Credence: A graded degree of belief in a proposition or hypothesis. “combines theoretical credences with indicator evidence into an overall credence”
- Digital Consciousness Model: A Bayesian model for evaluating the possibility of consciousness in digital systems. “We connect this framework to the Digital Consciousness Model”
- Enactivism: A theory of cognition and consciousness that emphasizes an organism’s embodied interaction with its environment. “from substance dualism to enactivism”
- Functionalism: The view that mental states are defined by their causal or functional roles rather than by their physical composition. “the crucial distinction between functionalism and computational functionalism”
- Global Workspace Theory: A theory proposing that consciousness results when information becomes globally available across cognitive processes. “Global Workspace Theory”
- Hard problem: The philosophical problem of explaining why physical or computational processes are accompanied by subjective experience. “This is the `hard problem' of consciousness”
- Higher-Order Thought Theory: A theory holding that a mental state becomes conscious when represented by a higher-order thought. “Higher-Order Thought Theory”
- Idealism: The metaphysical view that reality is fundamentally mental or experiential. “On the simplest reading of idealism, reality is fundamentally mental”
- Illusionism: The view that phenomenal consciousness, as ordinarily conceived, is an illusory construct rather than a fundamental feature of reality. “illusionism is compatible with almost any substance metaphysics”
- Integrated Information Theory: A theory that associates consciousness with the amount and structure of integrated information in a system. “Integrated Information Theory”
- Intentional stance: The strategy of interpreting a system as an agent with beliefs, desires, and rational purposes in order to predict its behaviour. “humans are evolutionarily disposed to adopt the `intentional stance'”
- Likelihood ratio: The ratio comparing how probable evidence is under one hypothesis versus another. “We treat indicators at each level as evidence with likelihood ratios”
- Mapping problem: The problem of determining which organisational features of a system correspond to particular conscious experiences. “the mapping problem (which organisational features are associated with which contentful experiences”
- Marr’s levels of analysis: A framework distinguishing computational, algorithmic or representational, and implementational descriptions of an information-processing system. “We will then develop a five-level hierarchy of functional descriptions, extending David Marr's classic three-level framework”
- Moral patienthood: The status of being an entity whose interests, welfare, or suffering deserve moral consideration. “we may therefore also be motivated to ascribe `moral patienthood'”
- Multiple realisability: The possibility that the same functional organisation can be implemented by different physical substrates. “grounded in supervenience, coarse-graining, and multiple realisability”
- Neutral monism: The metaphysical view that reality consists of a fundamental substance or basis that is neither exclusively mental nor exclusively physical. “panpsychism can be formulated as a version of property dualism or neutral monism”
- Non-reductive physicalism: The view that mental properties depend on physical properties but cannot be fully reduced to or identified with them. “in non-reductive physicalism whilst mental properties supervene on physical properties they are not reducible to physical properties”
- Organismic functionalism: An approach that treats the functional organisation of the whole organism as relevant to consciousness. “Finally we consider theories that go beyond computational functionalism: organismic functionalism”
- Organism-environment functionalism: An approach that defines relevant functions through the interaction between an organism and its environment. “organismic, organism-environment, and substrate-dependent theories”
- Panpsychism: The view that mind-like or experiential properties are fundamental and widespread throughout nature. “panpsychism, which is the view that mind-like properties are a fundamental and all-pervasive part of the natural world”
- Panprotopsychism: The view that fundamental entities possess proto-mental properties that can give rise to experience when appropriately organised. “A variation of this view is panprotopsychism”
- Phenomenal consciousness: Subjective experience, or the felt quality of what it is like to be in a particular state. “phenomenal consciousness (P-consciousness), that is, subjective experience”
- Physicalism: The view that everything concrete is physical or wholly dependent on the physical. “Probably the dominant contemporary view, called physicalism or materialism”
- Property dualism: The view that one substance can instantiate two irreducibly different kinds of properties, physical and mental. “property dualism proposes that whilst there is just one kind of substance”
- Psychophysical law: A lawlike relation connecting physical states or processes with mental experiences. “this view typically posits fundamental psychophysical laws”
- Predictive Processing Theory: A theory according to which cognition involves generating and updating predictions about sensory input. “Predictive Processing Theory”
- Recurrent Processing Theory: A theory that associates consciousness with recurrent or feedback interactions in neural or computational processing. “Recurrent Processing Theory”
- Reductive physicalism: The view that mental states are identical to, or fully explainable in terms of, physical states. “In reductive physicalism, mental states are nothing over and above physical states”
- Substrate-dependent theory: A theory holding that consciousness requires particular physical mechanisms or materials. “Substrate-dependent theories are accommodated as cross-cutting realisability constraints”
- Supervenience: A dependence relation in which differences at one level require corresponding differences at another level. “Granting that experience supervenes on a system's organisation”
- Theory of consciousness (ToC): A general explanatory framework proposing conditions that are necessary, sufficient, or diagnostic for consciousness. “There is a plethora of competing scientific theories of consciousness (ToCs)”
- Valence: The positive or negative affective character of an experience or mental state. “The system must be able to produce negatively valenced states.”











