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Unit-Generated Quadratic Orders

Updated 15 December 2025
  • Unit-generated quadratic orders are orders in quadratic fields where every element is expressed as a Z-linear combination of units, emphasizing explicit constructions in real quadratic settings.
  • They exhibit precise relationships with class number growth, finite classifications, and structures like one-class-per-genus and 2-torsion class groups.
  • Their arithmetic applications include selective embeddings in quaternion algebras and canonical unit constructions via ray class fields and Stark-type formulas.

A unit-generated quadratic order is, by definition, an order O\mathcal{O} in a quadratic field KK such that O\mathcal{O} is generated as a Z\mathbb{Z}-module by its unit group: O=Z[O×]\mathcal{O} = \mathbb{Z}[\mathcal{O}^\times]. This concept plays a central role in the arithmetic of real quadratic fields, where the structure of units interacts deeply with ideal class groups, class number growth, and explicit parametrizations of orders. Unit-generated orders possess rich arithmetic, including a refined classification, explicit growth laws for class numbers, and relationships with selectivity phenomena in quaternionic and ray class field settings.

1. Definition and Basic Characterization

Given a quadratic field KK and an order OOK\mathcal{O} \subseteq \mathcal{O}_K, O\mathcal{O} is called unit-generated if every element of the order can be expressed as a Z\mathbb{Z}-linear combination of (some finite set of) units in O\mathcal{O}. Explicitly,

O=Z[O×]=uO×Zu.\mathcal{O} = \mathbb{Z}\bigl[\mathcal{O}^\times\bigr] = \sum_{u \in \mathcal{O}^\times} \mathbb{Z}u.

For real quadratic fields, this means O=Z[ε]\mathcal{O} = \mathbb{Z}[\varepsilon] for some algebraic unit ε>1\varepsilon > 1 that is minimal: no positive power of the fundamental unit less than ε\varepsilon is contained in O\mathcal{O}. Equivalently, every O\mathcal{O} of the form Z+εZ\mathbb{Z} + \varepsilon\mathbb{Z}, with ε\varepsilon a unit, is unit-generated and vice versa (Kopp et al., 12 Dec 2025).

2. Parametrization: The Δn+\Delta_n^+ and Δn\Delta_n^- Families

The structure of unit-generated orders in real quadratic fields is governed by two infinite families, determined by the discriminant. A real quadratic field K=Q(Δ0)K = \mathbb{Q}(\sqrt{\Delta_0}) has fundamental unit εΔ0>1\varepsilon_{\Delta_0} > 1. Each unit-generated order is: On±=Z[εn±],\mathcal{O}_{n}^{\pm} = \mathbb{Z}[\varepsilon_n^\pm], where:

  • For Norm(ε)=+1\mathrm{Norm}(\varepsilon) = +1: Δn+=n24\Delta^+_n = n^2 - 4, n3n \geq 3; εn+=12(n+n24)\varepsilon_n^+ = \frac{1}{2}(n + \sqrt{n^2 - 4}).
  • For Norm(ε)=1\mathrm{Norm}(\varepsilon) = -1: Δn=n2+4\Delta^-_n = n^2 + 4, n1n \geq 1; εn=12(n+n2+4)\varepsilon_n^- = \frac{1}{2}(n + \sqrt{n^2 + 4}).

Every real quadratic field contains infinitely many such orders, parametrized by increasing nn (Kopp et al., 12 Dec 2025). The continued fraction expansions of the generating units in these families are particularly simple and explicit.

3. Class Number Growth and Finiteness Results

Let hn±=Cl(On24)h_n^{\pm} = |\mathrm{Cl}(\mathcal{O}_{n^2 \mp 4})| denote the (wide) class number. Using the Brauer–Siegel theorem extended to nonmaximal orders via L.-K. Hua, the asymptotic law is: loghn±=logn+o(logn),hn±=n1+o(1)\log h_n^{\pm} = \log n + o(\log n), \qquad h_n^{\pm} = n^{1 + o(1)} as nn \to \infty (Kopp et al., 12 Dec 2025). This result implies that only finitely many unit-generated orders possess class number one, as the class number diverges logarithmically with nn. Furthermore, by genus theory and refinement of the Brauer–Siegel growth, only finitely many have class group consisting entirely of $2$-torsion (i.e., 'one class per genus').

4. Classification of Maximal Orders and Explicit Lists

When O\mathcal{O} is a maximal order (i.e., Δ\Delta is a squarefree discriminant), the classification of unit-generated real quadratic orders with class number one is complete (Kopp et al., 12 Dec 2025). The possible discriminants are precisely:

  • Norm +1+1 family (Δn+=n24\Delta_n^+ = n^2 - 4, n{0,1,3,4,5,9,21}n \in \{0,1,3,4,5,9,21\}):

Δ{4,3,5,12,21,77,437}\Delta \in \{-4, -3, 5, 12, 21, 77, 437\}

  • Norm 1-1 family (Δn=n2+4\Delta_n^- = n^2 + 4, n{1,2,3,5,7,13,17}n \in \{1,2,3,5,7,13,17\}):

Δ{5,8,13,29,53,173,293}\Delta \in \{5, 8, 13, 29, 53, 173, 293\}

These cases were resolved in part by genus theory (for even nn) and by explicit computation and results of Biró (2003), Byeon–Kim–Lee (2007) for odd nn. The overlap Δ3+=Δ1=5\Delta^+_3 = \Delta^-_1 = 5 is unique. The enumeration is conjecturally exhaustive up to significantly large discriminant (Δ<1010\Delta < 10^{10}), with 19 examples of h=1h=1 found (Kopp et al., 12 Dec 2025).

5. One-Class-per-Genus and 2-Torsion Class Groups

The unit-generated orders for which Cl(O)=Cl(O)[2]\mathrm{Cl}(\mathcal{O}) = \mathrm{Cl}(\mathcal{O})[2] are structurally analogous to idoneal (one-class-per-genus) imaginary quadratic fields. The key result is the finiteness: Only finitely many unit-generated real quadratic orders have Cl(O)=Cl(O)[2].\text{Only finitely many unit-generated real quadratic orders have } \mathrm{Cl}(\mathcal{O}) = \mathrm{Cl}(\mathcal{O})[2]. The functional equation for the $2$-torsion subgroup, Cl(O)[2]=2μ(Δ)1|\mathrm{Cl}(\mathcal{O})[2]| = 2^{\mu(\Delta) - 1}, cannot be matched by the class-number asymptotics as Δ|\Delta| \to \infty—this forces finiteness (Kopp et al., 12 Dec 2025). For discriminants up to 101010^{10}, there are 86 orders with $2$-torsion class groups, numerically documented and conjectured complete.

6. Selectivity of Unit-Generated Orders in Quaternionic Settings

Unit-generated quadratic orders such as Z[ζ3]\mathbb{Z}[\zeta_3] display selectivity phenomena in definite quaternion algebras. An order is selective in a genus of quaternion orders if it embeds into some but not all maximal orders in the genus. The selectivity of Z[ζ3]\mathbb{Z}[\zeta_3] is governed by the combinatorics of the classifying graph (Bruhat–Tits tree) at $2$:

  • If a genus contains at least $3$ conjugacy classes, then Z[ζ3]\mathbb{Z}[\zeta_3] is selective (Arenas-Carmona, 2014).
  • Endpoints in the classifying graph correspond to orders containing roots of unity.
  • The number of embeddings is strictly less than the total number of conjugacy classes, bound by valency constraints on the quotient graph.

Analogous phenomena are observed for other unit-generated quadratic orders, particularly those with special local behavior at $2$ (e.g., containing a Fermat prime root of unity or uu with u2u+2=0u^2-u+2=0) (Arenas-Carmona, 2014).

7. Canonical Units via Ray Class Fields and Stark-Type Relations

There exist conjecturally infinite towers of ray class fields above real quadratic K=Q(D)K = \mathbb{Q}(\sqrt{D}), each admitting explicit unit generators. For each solution to the Pell equation x2Dy2=4x^2 - Dy^2 = 4 with x=d1x = d-1, there is a narrow ray class field R(d)12R_{(d)\infty_1\infty_2}. The theory of symmetric informationally complete measurements (SICs) in quantum information provides a computational recipe for extracting explicit canonical units in these fields (Appleby et al., 2016):

  • The "overlaps" arising from SIC projectors yield algebraic units in the ray class fields.
  • For each such dd, one normalization eiθ(j)e^{i\theta(j)} becomes a primitive unit in RR, with norm $1$ over KK.
  • The units tend to $1$ under all real embeddings as dd \to \infty.

A major conjecture, mirroring Stark's Conjecture, posits that logε\log |\varepsilon| for these canonical units admits a formula in terms of L(χ,0)L^\prime(\chi, 0) over nontrivial narrow ray class characters χ\chi.

8. Connections to Class Group 4-Rank and Unramified Quadratic Extensions

The structure induced by unit-generated quadratic orders interacts with the $4$-rank of the narrow class group and with the construction of unramified quadratic extensions of "unit type." For a totally real field KK with all fundamental units totally positive, the lower bound on the $4$-rank is explicit: 4-rankCl+(K){(n1)/2,n odd n/21,n even\mathrm{4\text{-}rank}\, \mathrm{Cl}^+(K) \geq \begin{cases} (n-1)/2, & n \text{ odd} \ n/2 - 1, & n \text{ even} \end{cases} (where nn is the degree of KK) (Dummit, 2018). For the real quadratic case, units that are sums of two squares or squares mod $4$ are key: such units generate quadratic extensions unramified at all finite primes, and correspond to explicit order $4$ elements in the narrow class group. The paper provides explicit examples where these constructions determine all nontrivial classes of order $4$.


References

  • (Kopp et al., 12 Dec 2025) G.S. Kopp & J.C. Lagarias, "Unit-generated orders of real quadratic fields I. Class number bounds"
  • (Arenas-Carmona, 2014) L. Arenas–Carmona, "Roots of unity in definite quaternion orders"
  • (Appleby et al., 2016) D.M. Appleby et al., "Generating Ray Class Fields of Real Quadratic Fields via Complex Equiangular Lines"
  • (Dummit, 2018) D.S. Dummit, "Classes of order 4 in the strict class group of number fields and remarks on unramified quadratic extensions of unit type"

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