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Anharmonic properties from a generalized third order ab~initio approach: theory and applications to graphite and graphene (1304.2626v1)

Published 9 Apr 2013 in cond-mat.mtrl-sci

Abstract: We have implemented a generic method, based on the 2n+1 theorem within density functional perturbation theory, to calculate the anharmonic scattering coefficients among three phonons with arbitrary wavevectors. The method is used to study the phonon broadening in graphite and graphene mono- and bi-layer. The broadening of the high-energy optical branches is highly nonuniform and presents a series of sudden steps and spikes. At finite temperature, the two linearly dispersive acoustic branches TA and LA of graphene have nonzero broadening for small wavevectors. The broadening in graphite and bi-layer graphene is, overall, very similar to the graphene one, the most remarkable feature being the broadening of the quasi acoustical ZO' branch. Finally, we study the intrinsic anharmonic contribution to the thermal conductivity of the three systems, within the single mode relaxation time approximation. We find the conductance to be in good agreement with experimental data for the out-of-plane direction but to underestimate it by a factor 2 in-plane.

Citations (175)

Summary

Overview of Anharmonic Properties from a Generalized Third Order Ab Initio Approach

The paper by Paulatto, Mauri, and Lazzeri introduces a methodological advancement in calculating anharmonic scattering coefficients for phonons under a generalized third-order ab initio approach. This research particularly focuses on graphite and graphene systems through the implementation of the 2n+1 theorem within the framework of density functional perturbation theory (DFPT). This extension allows for precise computation of phonon broadening and the intrinsic thermal conductivity of such materials, presenting significant numerical outputs and theoretical implications regarding phonon-phonon interactions and thermal transport.

Methodology

The authors develop an approach using DFPT to compute third-order anharmonic coefficients for phonons with arbitrary wavevectors. This advance is crucial because previous methods often relied on approximations or computationally exhaustive supercell calculations. The presented method is distinctly applicable to metallic, semi-metallic, and zero-gap materials, widening its utility compared to earlier methods constrained to insulators and semiconductors. The integration of this method into the Quantum ESPRESSO package enables straightforward calculations of phonon lifetimes and thermal conductivities encompassing diverse material classes, underlining the flexibility and robustness of the technique.

Key Numerical Findings

A highlight of the paper is the detailed exploration of the phonon broadening in graphene, graphite, and bilayer graphene. The broadening patterns for the high-energy optical phonon branches exhibit marked nonuniformity and distinct features such as sudden steps and spikes, attributable to peaks in vibrational density of states and symmetry-driven decay processes. Substantial non-zero broadening at small wavevectors for linear acoustic branches is reported, driven predominantly by normal scattering processes involving quadratic ZA phonons. This phenomenon has major implications for understanding thermal transport in two-dimensional materials.

Graphite and Bilayer Graphene Analysis

When examining graphite and bilayer graphene, the authors find notable similarities in phonon broadening to those in monolayer graphene, with the most pronounced differences arising in the quasi-acoustic branches. For example, significant broadening occurs for the ZO' mode in graphite, in striking contrast to the related ZA mode. The paper also reveals that while the in-plane thermal conductivities of graphite, monolayer, and bilayer graphene are similar due to the inherent dimensional properties of the phonon dispersions, discrepancies exist in the out-of-plane conductivities that corroborate experimental results within acceptable margins.

Implications and Speculations for AI and Materials Science

The methodology laid out in the paper has significant implications for the theoretical modeling of thermal properties in materials science, particularly for the design and optimization of materials for electronics and energy applications. Understanding the fine details of phonon-phonon interactions provides deeper insights into phononic contributions to material thermal conductivities, thus offering pathways to engineer materials with desired thermal properties.

For future AI developments, the precision in calculating anharmonic properties through DFPT could be instrumental in machine learning frameworks trained to discover novel materials with high thermal conductivity or insulation based on first-principles data. Such advancements imply potential progress in developing AI models that predict properties of complex systems without exhaustive computational detail, leveraging the foundational insights derived from this research.

Conclusion

This paper provides a comprehensive and precise treatment of phonon anharmonicity and thermal transport properties in layered carbon materials using an advanced first-principles approach. By addressing and overcoming limitations of prior methodologies, Paulatto et al. contribute significantly to both the theoretical framework and computational strategies for studying energy transport in condensed matter physics. Future work might extend these physical insights and methodologies to broader classes of materials, promoting technological innovations at the intersection of materials science and computational methods.

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