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Miller Basis in Modular Forms

Updated 14 July 2026
  • Miller basis is a canonical basis for the space Mₖ of holomorphic modular forms, defined by prescribing the initial Fourier expansion at the cusp infinity.
  • It is constructed using modular invariants such as Δ, Eisenstein series Eₖ′, and the j-invariant to generate Faber polynomials that simplify the study of zeros and asymptotic behavior.
  • The framework has been employed to derive effective bounds and asymptotic results on the distribution of zeros on the standard fundamental domain and the unit arc.

The Miller basis is a canonical basis of the space Mk(SL2(Z))M_k(SL_2(\mathbb{Z})) of holomorphic modular forms of even weight kk, defined by prescribing the initial segment of the Fourier expansion at the cusp \infty. If k=12+kk=12\ell+k' with k{0,4,6,8,10,14}k' \in \{0,4,6,8,10,14\}, the basis consists of the unique forms fk,mf_{k,m} or gk,mg_{k,m}, for 0m0 \le m \le \ell, satisfying

fk,m(τ)=qm+O(q+1),q=e2πiτ.f_{k,m}(\tau)=q^m+O\bigl(q^{\ell+1}\bigr), \qquad q=e^{2\pi i\tau}.

Equivalently, ord(fk,m)=m\operatorname{ord}_\infty(f_{k,m})=m, and the range of kk0 matches kk1. In recent work the Miller basis has become a central framework for studying Faber polynomials, zero loci on the boundary of the standard fundamental domain, and asymptotic zero distributions depending on the ratio kk2 (Zilka, 7 Oct 2025, Raveh, 2024).

1. Definition and ambient modular-form setting

Let kk3 denote the space of holomorphic modular forms of even weight kk4 for the full modular group. Writing

kk5

the Miller basis of kk6 is the family

kk7

characterized by

kk8

For each kk9 there is a unique modular form with that \infty0-expansion, and these forms constitute a basis of \infty1 (Zilka, 7 Oct 2025).

The same basis is written in the literature as \infty2, with

\infty3

and the two descriptions coincide at the level of definition: the basis is adapted to the cusp \infty4, normalized by the coefficient of \infty5, and indexed by the vanishing order at infinity (Raveh, 2024). The subfamily with \infty6 lies in \infty7, so the Miller basis contains a distinguished basis of cusp forms. In the notation of the cusp-form paper, \infty8 are precisely the cusp forms of the Miller basis (Raveh, 2024).

This basis is “natural” and “canonical” in the sense used in the modular-form literature. It is adapted simultaneously to weight and to the truncated Fourier expansion, and in one formulation the Fourier coefficient matrix up to order \infty9 is in reduced row echelon form (Raveh, 2024).

2. Construction through k=12+kk=12\ell+k'0, k=12+kk=12\ell+k'1, k=12+kk=12\ell+k'2, and Faber polynomials

The structural representation of the Miller basis uses the modular discriminant

k=12+kk=12\ell+k'3

the Eisenstein series k=12+kk=12\ell+k'4 of weight k=12+kk=12\ell+k'5, and the classical k=12+kk=12\ell+k'6-invariant

k=12+kk=12\ell+k'7

Every modular form k=12+kk=12\ell+k'8 with k=12+kk=12\ell+k'9 can be written uniquely as

k{0,4,6,8,10,14}k' \in \{0,4,6,8,10,14\}0

where k{0,4,6,8,10,14}k' \in \{0,4,6,8,10,14\}1 is a polynomial in one variable. For a Miller basis element, the associated polynomial is the Faber polynomial k{0,4,6,8,10,14}k' \in \{0,4,6,8,10,14\}2, characterized by

k{0,4,6,8,10,14}k' \in \{0,4,6,8,10,14\}3

with k{0,4,6,8,10,14}k' \in \{0,4,6,8,10,14\}4 (Zilka, 7 Oct 2025).

A more algorithmic construction begins with the seed forms

k{0,4,6,8,10,14}k' \in \{0,4,6,8,10,14\}5

Since k{0,4,6,8,10,14}k' \in \{0,4,6,8,10,14\}6 and k{0,4,6,8,10,14}k' \in \{0,4,6,8,10,14\}7, one has

k{0,4,6,8,10,14}k' \in \{0,4,6,8,10,14\}8

Applying Gaussian elimination to the Fourier coefficient matrix of k{0,4,6,8,10,14}k' \in \{0,4,6,8,10,14\}9 up to order fk,mf_{k,m}0 produces the Miller basis in reduced row echelon form. The resulting Faber polynomial fk,mf_{k,m}1 has integer coefficients (Raveh, 2024).

The Faber-polynomial description converts zero problems for modular forms into zero problems for ordinary polynomials. If fk,mf_{k,m}2 are the zeros of fk,mf_{k,m}3, counted with multiplicity, then

fk,mf_{k,m}4

because fk,mf_{k,m}5 is nonvanishing on fk,mf_{k,m}6 (Zilka, 7 Oct 2025). On the arc

fk,mf_{k,m}7

one has

fk,mf_{k,m}8

so zeros of fk,mf_{k,m}9 on gk,mg_{k,m}0 correspond exactly to zeros of gk,mg_{k,m}1 in gk,mg_{k,m}2 (Zilka, 7 Oct 2025).

3. Zeros on the standard arc and effective large-weight results

The zero geometry of the Miller basis is studied in the standard fundamental domain

gk,mg_{k,m}3

whose circular boundary arc is

gk,mg_{k,m}4

For a Miller cusp form gk,mg_{k,m}5, the finite zeros in gk,mg_{k,m}6 are the zeros away from the cusp gk,mg_{k,m}7. Since gk,mg_{k,m}8, the form has exactly gk,mg_{k,m}9 finite zeros in the fundamental domain, counted with multiplicity (Raveh, 2024).

For fixed 0m0 \le m \le \ell0, there exist constants 0m0 \le m \le \ell1 such that if

0m0 \le m \le \ell2

then every finite zero of 0m0 \le m \le \ell3 lies on the arc 0m0 \le m \le \ell4. Moreover, as 0m0 \le m \le \ell5, these zeros become uniformly distributed on 0m0 \le m \le \ell6 (Raveh, 2024). The same paper makes the bound explicit: 0m0 \le m \le \ell7 This yields an effective linear bound in 0m0 \le m \le \ell8 for the weight (Raveh, 2024).

A special case is markedly stronger. For every 0m0 \le m \le \ell9, equivalently for every even weight fk,m(τ)=qm+O(q+1),q=e2πiτ.f_{k,m}(\tau)=q^m+O\bigl(q^{\ell+1}\bigr), \qquad q=e^{2\pi i\tau}.0, all finite zeros of

fk,m(τ)=qm+O(q+1),q=e2πiτ.f_{k,m}(\tau)=q^m+O\bigl(q^{\ell+1}\bigr), \qquad q=e^{2\pi i\tau}.1

lie on fk,m(τ)=qm+O(q+1),q=e2πiτ.f_{k,m}(\tau)=q^m+O\bigl(q^{\ell+1}\bigr), \qquad q=e^{2\pi i\tau}.2. Thus the first cusp form in the Miller basis exhibits the arc-zero phenomenon in every admissible weight, not merely asymptotically (Raveh, 2024).

The proof strategy follows the Rankin–Swinnerton-Dyer and Duke–Jenkins method. On the arc, the normalized function

fk,m(τ)=qm+O(q+1),q=e2πiτ.f_{k,m}(\tau)=q^m+O\bigl(q^{\ell+1}\bigr), \qquad q=e^{2\pi i\tau}.3

is real-valued, and for fk,m(τ)=qm+O(q+1),q=e2πiτ.f_{k,m}(\tau)=q^m+O\bigl(q^{\ell+1}\bigr), \qquad q=e^{2\pi i\tau}.4 sufficiently large relative to fk,m(τ)=qm+O(q+1),q=e2πiτ.f_{k,m}(\tau)=q^m+O\bigl(q^{\ell+1}\bigr), \qquad q=e^{2\pi i\tau}.5 it satisfies

fk,m(τ)=qm+O(q+1),q=e2πiτ.f_{k,m}(\tau)=q^m+O\bigl(q^{\ell+1}\bigr), \qquad q=e^{2\pi i\tau}.6

The sign changes of the cosine term then force at least fk,m(τ)=qm+O(q+1),q=e2πiτ.f_{k,m}(\tau)=q^m+O\bigl(q^{\ell+1}\bigr), \qquad q=e^{2\pi i\tau}.7 zeros on the arc, and since fk,m(τ)=qm+O(q+1),q=e2πiτ.f_{k,m}(\tau)=q^m+O\bigl(q^{\ell+1}\bigr), \qquad q=e^{2\pi i\tau}.8 is the total number of finite zeros, all finite zeros must lie there (Raveh, 2024).

This large-weight restoration of arc concentration coexists with explicit counterexamples when fk,m(τ)=qm+O(q+1),q=e2πiτ.f_{k,m}(\tau)=q^m+O\bigl(q^{\ell+1}\bigr), \qquad q=e^{2\pi i\tau}.9 is not fixed. Duke–Jenkins observed that for ord(fk,m)=m\operatorname{ord}_\infty(f_{k,m})=m0 the statement “all zeros on ord(fk,m)=m\operatorname{ord}_\infty(f_{k,m})=m1” fails in general, and ord(fk,m)=m\operatorname{ord}_\infty(f_{k,m})=m2 is given as a counterexample with zeros off the arc (Raveh, 2024).

4. Faber zeros, linear moments, and limiting distributions

A second line of work studies the zeros ord(fk,m)=m\operatorname{ord}_\infty(f_{k,m})=m3 of the Faber polynomial ord(fk,m)=m\operatorname{ord}_\infty(f_{k,m})=m4. For ord(fk,m)=m\operatorname{ord}_\infty(f_{k,m})=m5, the ord(fk,m)=m\operatorname{ord}_\infty(f_{k,m})=m6-th power sum and normalized moment are

ord(fk,m)=m\operatorname{ord}_\infty(f_{k,m})=m7

The fundamental structural result is that these power sums are linear functions of the weight and the index. For each integer ord(fk,m)=m\operatorname{ord}_\infty(f_{k,m})=m8 there exist constants ord(fk,m)=m\operatorname{ord}_\infty(f_{k,m})=m9 and a function kk00, depending only on kk01, such that for all kk02 with kk03 and kk04,

kk05

Moreover,

kk06

kk07 is the coefficient of kk08 in the kk09-expansion of kk10, and

kk11

The same analysis yields a nonrecursive explicit formula for the coefficients of kk12 via Newton’s identities (Zilka, 7 Oct 2025).

Because kk13, positivity of even moments constrains whether all zeros can remain on the arc. Using kk14, the paper proves explicit upper ranges in which at least one zero leaves the arc. If kk15, then: kk16 or

kk17

implies that at least one zero of kk18 is not on kk19. More asymptotically, if kk20, kk21, and kk22 is large enough, then at least one zero is not on kk23 (Zilka, 7 Oct 2025).

When kk24 with kk25, the limiting moments depend only on kk26: kk27 Under the hypothesis kk28 and that all zeros lie on the arc, the limiting distribution of zeros along the arc is explicitly non-uniform. For

kk29

the limiting probability that a zero lies between kk30 and kk31 is

kk32

At kk33, this reduces to the uniform distribution on kk34; for kk35, the density is shifted by the kk36 term and therefore depends nontrivially on kk37 (Zilka, 7 Oct 2025).

5. Logarithmic Szegő curves, phase transitions, and algebraic zeros

The parameter

kk38

organizes the large-weight variation of zeros across the Miller basis. In this regime the central geometric object is the logarithmic analogue of the Szegő curve

kk39

The paper defines

kk40

and then

kk41

with sign kk42 determined by the sign of the weight. Equivalently, kk43 is the curve of points kk44 such that

kk45

As kk46,

kk47

(Chiriac et al., 10 May 2026).

For the holomorphic Miller basis, the first main zero-counting result gives a lower bound for the proportion of non-elliptic zeros on the unit arc kk48: kk49 where kk50. In particular, if kk51 and kk52 is sufficiently large, then all zeros lie on kk53; if kk54, then at least one non-elliptic zero lies on kk55 (Chiriac et al., 10 May 2026).

In the opposite regime, when

kk56

for some fixed kk57, the zeros asymptotically approach kk58. This is the regime where kk59 is asymptotically close to kk60, and the Faber polynomials behave like truncated exponentials. The paper accordingly posits that for all kk61, the zeros asymptotically approach the upper hull of the union of the unit arc and the logarithmic Szegő curve (Chiriac et al., 10 May 2026).

The same work formulates conjectural threshold values

kk62

with the conjectural picture that for kk63 all zeros are on the unit arc, while for kk64 no zeros remain on the arc. The proven thresholds kk65 and kk66 are described as numerically very close to these conjectural values (Chiriac et al., 10 May 2026).

Algebraic zeros form a separate arithmetic phenomenon. Up to kk67, the classification result is that kk68 has a non-elliptic algebraic zero if and only if kk69, and the corresponding CM points are

kk70

with discriminants kk71. For kk72, the paper proves a weaker density statement: up to height kk73, all but possibly kk74 weights yield no non-elliptic algebraic zero in that range (Chiriac et al., 10 May 2026).

6. Terminological extensions and non-modular usage

Although the expression “Miller basis” is concrete in the modular-form setting, it is not fully standardized across the literature. In Rhoades’ paper on symmetric-group character embeddings, the phrase does not actually appear, but the paper’s content makes it natural to interpret a “Miller basis” as the family of embedded class functions

kk75

for fixed kk76, or equivalently their images under the Frobenius characteristic map. Here kk77 is obtained by multiplying each part of kk78 by kk79 and then repeating each part kk80 times, and

kk81

Under the Frobenius characteristic, the relevant plethystic identity is

kk82

and Theorem 1 realizes kk83 as the character of an explicitly described kk84-module obtained by restricting an induction product of kk85 copies of kk86 (Rhoades, 2022).

This distinct usage is representation-theoretic rather than modular. It is connected to Miller’s embedding and congruence phenomena for symmetric-group characters, whereas the modular-form Miller basis is the canonical kk87-expansion-adapted basis of kk88. The two usages share the idea of a distinguished family indexed by combinatorial data, but they arise in different parts of mathematics and are not interchangeable (Rhoades, 2022).

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