The paper introduces a microwave-activated two-qutrit SWAP gate, detailing synthesis routes via conditional swaps, coupler-assisted exchange, and indirect compilation using phase gates.
It clarifies the operator structure by distinguishing the full SWAP from a conditional swap that acts only on the |1,2⟩ and |2,1⟩ subspace for selective state exchange.
The work evaluates implementations in cavity-QED and superconducting circuits, addressing error mechanisms and calibration strategies to optimize gate fidelity.
Searching arXiv for the cited and closely related papers on microwave-activated qutrit/qutrit-swap mechanisms.
A microwave-activated two-qutrit SWAP gate is a two-body unitary on the qutrit basis {∣0⟩,∣1⟩,∣2⟩} that exchanges the local states of two three-level systems according to
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.
In the cited constructions, this object appears in three closely related forms: a conditional two-qutrit swap UCSWAP acting only on the {∣1,2⟩,∣2,1⟩} subspace; a full SWAP synthesized from microwave-activated exchange interactions across fixed excitation manifolds; and an indirect compilation from microwave-activated qutrit controlled-phase gates plus local Fourier transforms (Zheng, 2012, Shirai et al., 2023, Goss et al., 2022).
1. Operator structure and gate taxonomy
The full two-qutrit SWAP is the permutation operator
SWAP=∑i,j∣ji⟩⟨ij∣,
which leaves ∣00⟩, ∣11⟩, and ∣22⟩ invariant while exchanging the off-diagonal basis states. In the ordered basis {∣00⟩,∣01⟩,∣02⟩,∣10⟩,∣11⟩,∣12⟩,∣20⟩,∣21⟩,∣22⟩}, the data give the corresponding 9×9 permutation matrix explicitly (Goss et al., 2022).
By contrast, the two-qutrit conditional swap introduced as an elementary primitive in the auxiliary-level construction is not the full SWAP. It acts nontrivially only on the two-dimensional subspace spanned by S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.0:
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.1
and
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.2
for all other basis states. Equivalently,
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.3
Its matrix is the identity except for the S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.4 block that swaps S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.5 and S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.6 (Zheng, 2012).
These distinctions matter because the literature uses microwave activation in two different ways. One route engineers exchange-like dynamics directly in selected excitation manifolds. Another route keeps the interaction diagonal and reconstructs SWAP indirectly from entangling phase gates and local basis changes. A concise comparison is given below.
Route
Activated interaction
SWAP synthesis
Auxiliary-level conditional swap
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.7 on S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.8
Full level-selected swaps by conjugation with single-qutrit permutations
Coupler-assisted exchange
Effective S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.9
Sequential iSWAPs in the UCSWAP0 manifolds
Dynamic cross-Kerr
Diagonal UCSWAP1 in the UCSWAP2 sector
Three SUM gates built from UCSWAP3 or UCSWAP4 and UCSWAP5
2. Auxiliary-level conditional swap and the expose-versus-hide method
The auxiliary-level construction identifies the qutrit state UCSWAP6 with the paper’s auxiliary level UCSWAP7 and uses it to “expose” a single amplitude to a controlled phase, rather than to “hide” amplitudes from conditional dynamics (Zheng, 2012). The associated qutrit–qubit controlled-phase gate is
UCSWAP8
so only the state UCSWAP9 acquires the phase.
Within the {∣1,2⟩,∣2,1⟩}0-qubit controlled-phase construction, the sequence is
{∣1,2⟩,∣2,1⟩}1
which in forward order applies {∣1,2⟩,∣2,1⟩}2, then {∣1,2⟩,∣2,1⟩}3, then {∣1,2⟩,∣2,1⟩}4, then the inverse swap chain, and finally {∣1,2⟩,∣2,1⟩}5. Here {∣1,2⟩,∣2,1⟩}6 maps {∣1,2⟩,∣2,1⟩}7 on qubit {∣1,2⟩,∣2,1⟩}8, and {∣1,2⟩,∣2,1⟩}9 maps SWAP=∑i,j∣ji⟩⟨ij∣,0. This realizes
SWAP=∑i,j∣ji⟩⟨ij∣,1
using exactly SWAP=∑i,j∣ji⟩⟨ij∣,2 two-qutrit conditional swaps, one qutrit–qubit controlled phase, and two single-qutrit operations (Zheng, 2012).
For the present topic, the crucial point is that the conditional swap is a selective transport mechanism in Hilbert space. It propagates the auxiliary label through the register without disturbing other computational amplitudes. The paper also states that a full two-qutrit swap on selected levels SWAP=∑i,j∣ji⟩⟨ij∣,3 of qutrit SWAP=∑i,j∣ji⟩⟨ij∣,4 and SWAP=∑i,j∣ji⟩⟨ij∣,5 of qutrit SWAP=∑i,j∣ji⟩⟨ij∣,6 can be obtained by conjugating SWAP=∑i,j∣ji⟩⟨ij∣,7 with single-qutrit permutations SWAP=∑i,j∣ji⟩⟨ij∣,8 and SWAP=∑i,j∣ji⟩⟨ij∣,9:
∣00⟩0
This makes the conditional primitive a building block for richer two-qutrit SWAP operations (Zheng, 2012).
3. Microwave activation in dispersive cavity and circuit QED
In the cavity-QED realization, the system consists of ∣00⟩1 identical atoms in a cavity, each with one excited state ∣00⟩2 and three long-lived ground states ∣00⟩3, ∣00⟩4, and ∣00⟩5. The cavity mode couples ∣00⟩6 with coupling ∣00⟩7, and a classical field drives ∣00⟩8 with Rabi frequency ∣00⟩9 and phase ∣11⟩0. The cavity and classical field are detuned by ∣11⟩1 and ∣11⟩2, respectively, giving the interaction Hamiltonian
∣11⟩3
Under the dispersive conditions ∣11⟩4, adiabatic elimination of ∣11⟩5 yields the effective Hamiltonian
Restricting to the subspace ∣22⟩0 produces conditional-swap dynamics. For symmetric Stark shifts ∣22⟩1, one has ∣22⟩2 and ∣22⟩3. Choosing
∣22⟩4
and then applying single-qutrit ∣22⟩5 phases to remove the residual phase implements the conditional swap ∣22⟩6. The paper gives the gate time as
∣22⟩7
while the controlled phase uses ∣22⟩8 (Zheng, 2012).
The same data explicitly translate this mechanism to superconducting circuits by replacing the atoms with weakly anharmonic superconducting qutrits, such as transmons or fluxonium, replacing the optical cavity with a microwave resonator, and using classical microwave drives ∣22⟩9. In that translation, the effective Hamiltonian retains the same form, the dispersive conditions remain {∣00⟩,∣01⟩,∣02⟩,∣10⟩,∣11⟩,∣12⟩,∣20⟩,∣21⟩,∣22⟩}0, and the phases {∣00⟩,∣01⟩,∣02⟩,∣10⟩,∣11⟩,∣12⟩,∣20⟩,∣21⟩,∣22⟩}1 control the sign of the exchange term through {∣00⟩,∣01⟩,∣02⟩,∣10⟩,∣11⟩,∣12⟩,∣20⟩,∣21⟩,∣22⟩}2. This suggests a direct microwave-activated route to conditional two-qutrit exchange in circuit QED (Zheng, 2012).
4. Coupler-assisted microwave exchange and direct full-SWAP synthesis
The all-microwave fixed-frequency transmon-coupler architecture consists of two data transmons and one fixed-frequency transmon coupler driven by a microwave tone (Shirai et al., 2023). The bare Hamiltonian is modeled with weakly anharmonic Duffing oscillators,
{∣00⟩,∣01⟩,∣02⟩,∣10⟩,∣11⟩,∣12⟩,∣20⟩,∣21⟩,∣22⟩}3
with capacitive exchange
{∣00⟩,∣01⟩,∣02⟩,∣10⟩,∣11⟩,∣12⟩,∣20⟩,∣21⟩,∣22⟩}4
and drive
{∣00⟩,∣01⟩,∣02⟩,∣10⟩,∣11⟩,∣12⟩,∣20⟩,∣21⟩,∣22⟩}5
Under a Schrieffer–Wolff expansion, the coupler’s third-order nonlinearity generates a drive-enabled effective exchange between the data transmons. In the rotating frame and under RWA, the effective interaction is
For the demonstrated qubit manifolds, the data give blue and red coupler-assisted swap rates
{∣00⟩,∣01⟩,∣02⟩,∣10⟩,∣11⟩,∣12⟩,∣20⟩,∣21⟩,∣22⟩}7
and
{∣00⟩,∣01⟩,∣02⟩,∣10⟩,∣11⟩,∣12⟩,∣20⟩,∣21⟩,∣22⟩}8
The paper states that the negative anharmonicity {∣00⟩,∣01⟩,∣02⟩,∣10⟩,∣11⟩,∣12⟩,∣20⟩,∣21⟩,∣22⟩}9 pushes disturbing transitions away for the blue CAS, making it cleaner than red CAS, and that high drive efficiency with small residual interaction persists over a wide range of detuning between the data transmons (Shirai et al., 2023).
The qutrit truncation of the same exchange Hamiltonian suggests a direct two-qutrit SWAP synthesis. In the qutrit basis,
9×90
so a resonantly activated exchange can address multiple excitation manifolds. The data specify the resonances
9×91
and the additional 9×92 links
9×93
This yields a sequential construction: an iSWAP in the 9×94 manifold 9×95, two linked iSWAPs in the 9×96 manifold 9×97, and an iSWAP in the 9×98 manifold 9×99, together with virtual-S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.00 corrections. The corresponding segment times are
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.01
and, because the relevant matrix elements carryS3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.02 factors,
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.03
The data state that sequential drives are generally preferable to simultaneous multi-tone driving because the latter risks undesired interference and off-resonant couplings (Shirai et al., 2023).
5. Indirect microwave SWAP from dynamic cross-Kerr qutrit entanglers
A distinct microwave-activated route uses the differential AC Stark shift to generate a diagonal two-qutrit interaction between two fixed-frequency transmon qutrits statically coupled with exchange S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.04 (Goss et al., 2022). In this method the entangling Hamiltonian is
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.05
with
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.06
Including single-qutrit Stark shifts,
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.07
The paper uses this mechanism to realize qutrit S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.08 and S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.09 gates with estimated process fidelities of S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.10 and S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.11, and total gate times of S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.12 ns and S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.13 ns, respectively (Goss et al., 2022).
The interaction is diagonal rather than exchange-like, so the SWAP is obtained indirectly. The qutrit Fourier transform is
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.14
with matrix
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.15
Using S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.16 or S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.17, one constructs the SUM gate,
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.18
and the SWAP identity is
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.19
The data explicitly recommend the indirect route on this platform, because exchange-like S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.20 interactions are not the operating point of the dynamic cross-Kerr method (Goss et al., 2022).
For timing, each SUM uses one controlled-phase gate plus two local Fourier transforms. Hence three SUMs require three S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.21 or three S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.22 gates. The data give the corresponding Stark-driven times as approximately S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.23 using S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.24 and approximately S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.25 using S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.26, excluding the local transforms. Under the approximate multiplicative model
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.27
and assuming S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.28, the projected SWAP range is S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.29–S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.30 using S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.31 and S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.32–S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.33 using S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.34 (Goss et al., 2022).
6. Error mechanisms, calibration practice, and conceptual clarifications
The dominant error channels depend on the microwave-activation mechanism. In the dispersive conditional-swap construction, detuning mismatch S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.35 gives S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.36, and the data state that the swap infidelity scales as approximately S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.37 to leading order. Residual cavity excitation and decay contribute dephasing of order S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.38. Qutrit decoherence in the ground manifold contributes through transient occupation of S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.39, with infidelity terms of the form
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.40
while inhomogeneous couplings can be compensated by calibrating S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.41 to equalize effective Stark shifts and exchange strengths (Zheng, 2012).
In the coupler-assisted exchange approach, the main issues are leakage, residual S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.42, and frequency crowding. For an unwanted transition detuned by S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.43, the instantaneous leakage probability is stated to scale approximately as
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.44
The residual static and ac-tunable S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.45 components are
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.46
and under an off-resonant blue CAS tone,
S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.47
The data recommend Gaussian edges, DRAG-like shaping, and virtual-S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.48 compensation, and note that blue CAS relaxes frequency crowding relative to red CAS (Shirai et al., 2023).
In the dynamic cross-Kerr method, the dominant errors are single-qutrit phase errors, low-frequency drift, dephasing during relatively long Stark pulses, amplitude and phase miscalibration of the Stark drive, small leakage to S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.49 and above at higher drive amplitudes, classical cross-talk, and residual always-on S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.50. The paper’s experimental protocol calibrates the conditional phases by full two-qutrit state tomography after simultaneous ternary Hadamards and removes residual local phases with virtual S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.51 gates in both the S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.52 and $S_3\,|i\rangle_1|j\rangle_2 = |j\rangle_1|i\rangle_2,\qquad i,j\in\{0,1,2\}.$53 subspaces (Goss et al., 2022).
Two recurring points of confusion are explicitly resolved by the data. First, the conditional swap of (Zheng, 2012) is not the full two-qutrit SWAP; it swaps only S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.54 and S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.55 and acts as identity elsewhere. Second, a microwave-activated SWAP need not be a direct exchange gate: in the dynamic cross-Kerr setting the recommended synthesis is indirect, through three SUM gates, precisely because the operating interaction is diagonal rather than S3∣i⟩1∣j⟩2=∣j⟩1∣i⟩2,i,j∈{0,1,2}.56-like (Zheng, 2012, Goss et al., 2022).
The broader significance is architectural rather than terminological. The auxiliary-level method minimizes single-qutrit overhead and exposes a single amplitude to phase accumulation; the coupler-assisted exchange method furnishes a tunable, efficient exchange with small residual interaction over a wide detuning window; and the dynamic cross-Kerr method provides a flexible microwave-only entangling primitive from which SWAP can be compiled. Taken together, these constructions define the main research-level meanings of a microwave-activated two-qutrit SWAP gate in cavity-QED and superconducting-circuit settings (Zheng, 2012, Shirai et al., 2023, Goss et al., 2022).
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