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Maldacena–Qi Coupled SYK Model

Updated 12 July 2026
  • The Maldacena–Qi coupled SYK model is a two-site extension of the SYK model featuring a bilinear left–right interaction that manifests traversable wormhole physics in nearly AdS₂.
  • It leverages large‑q techniques and exact diagonalization to uncover distinct thermodynamic phases, including a gapped wormhole phase and an ergodic black-hole phase with precise spectral and entanglement characteristics.
  • Time-dependent couplings and Floquet dynamics in the model enable controlled studies of quantum chaos, quenches, and protocols for high-fidelity quantum state preparation.

The Maldacena–Qi coupled SYK model is a two-site extension of the Sachdev–Ye–Kitaev model in which two identical SYK systems are coupled by a bilinear left–right interaction. It was proposed as a microscopic, UV-complete model whose low-temperature sector is dual to an eternal traversable wormhole in nearly AdS2{\rm AdS}_2, and it has since become a standard setting for studying thermofield-double structure, Hawking–Page-like transitions, spectral statistics, entanglement, and real-time holographic dynamics in a controllable many-body system (Maldacena et al., 2018).

1. Hamiltonian, conventions, and discrete structure

In its standard form, the model consists of two identical qq-body SYK Hamiltonians, one for the left system and one for the right system, together with a bilinear coupling,

H=HSYKL+HSYKR+iμjχjLχjR.H=H_{\rm SYK}^L+H_{\rm SYK}^R+i\,\mu\sum_{j}\chi_j^L\chi_j^R.

Equivalent notation often writes H=HL+HR+μSH=H_L+H_R+\mu S, with

S=ijψL,jψR,j.S=i\sum_j \psi_{L,j}\psi_{R,j}.

The disorder couplings are Gaussian with zero mean, and their variance scales as J2/Nq1J^2/N^{q-1}. The literature uses two closely related counting conventions: some works assign NN Majorana fermions to each side, while others assign N/2N/2 Majoranas to each side and reserve NN for the total number of Majoranas in the doubled system (Alet et al., 2020, García-García et al., 2019).

The inter-site coupling μ\mu is the defining deformation. In the SYK language it is a relevant bilinear deformation; in the holographic interpretation it couples the two boundaries of the dual nearly-qq0 description. Because exchanging left and right is equivalent to qq1, one may restrict to qq2 without loss of generality in the symmetric model (Alet et al., 2020).

A nontrivial discrete structure appears in the identical-coupling case. Besides the overall chirality qq3, the full Hamiltonian commutes with

qq4

so qq5 is conserved modulo qq6. Accordingly, the Hamiltonian splits into four decoupled qq7 sectors. This additional symmetry is operationally important because level statistics must be computed after restricting to a single symmetry sector; otherwise spectral diagnostics are contaminated by trivial degeneracy structure rather than intrinsic many-body dynamics (García-García et al., 2019).

2. Ground state, thermofield-double structure, and large-qq8 solution

A central question is whether the ground state of the coupled model is a thermofield double of the two uncoupled SYK copies. The relevant family of trial states is

qq9

or, in an equivalent convention,

H=HSYKL+HSYKR+iμjχjLχjR.H=H_{\rm SYK}^L+H_{\rm SYK}^R+i\,\mu\sum_{j}\chi_j^L\chi_j^R.0

One then defines either the optimal inverse temperature H=HSYKL+HSYKR+iμjχjLχjR.H=H_{\rm SYK}^L+H_{\rm SYK}^R+i\,\mu\sum_{j}\chi_j^L\chi_j^R.1 or the maximal overlap H=HSYKL+HSYKR+iμjχjLχjR.H=H_{\rm SYK}^L+H_{\rm SYK}^R+i\,\mu\sum_{j}\chi_j^L\chi_j^R.2 (Alet et al., 2020, García-García et al., 2019).

Large-H=HSYKL+HSYKR+iμjχjLχjR.H=H_{\rm SYK}^L+H_{\rm SYK}^R+i\,\mu\sum_{j}\chi_j^L\chi_j^R.3 analysis gives an explicit relation between coupling, effective inverse temperature, and gap. Introducing parameters H=HSYKL+HSYKR+iμjχjLχjR.H=H_{\rm SYK}^L+H_{\rm SYK}^R+i\,\mu\sum_{j}\chi_j^L\chi_j^R.4 and H=HSYKL+HSYKR+iμjχjLχjR.H=H_{\rm SYK}^L+H_{\rm SYK}^R+i\,\mu\sum_{j}\chi_j^L\chi_j^R.5 by

H=HSYKL+HSYKR+iμjχjLχjR.H=H_{\rm SYK}^L+H_{\rm SYK}^R+i\,\mu\sum_{j}\chi_j^L\chi_j^R.6

the large-H=HSYKL+HSYKR+iμjχjLχjR.H=H_{\rm SYK}^L+H_{\rm SYK}^R+i\,\mu\sum_{j}\chi_j^L\chi_j^R.7 solution yields H=HSYKL+HSYKR+iμjχjLχjR.H=H_{\rm SYK}^L+H_{\rm SYK}^R+i\,\mu\sum_{j}\chi_j^L\chi_j^R.8 and a spectral gap

H=HSYKL+HSYKR+iμjχjLχjR.H=H_{\rm SYK}^L+H_{\rm SYK}^R+i\,\mu\sum_{j}\chi_j^L\chi_j^R.9

For small H=HL+HR+μSH=H_L+H_R+\mu S0, the leading large-H=HL+HR+μSH=H_L+H_R+\mu S1 behavior gives H=HL+HR+μSH=H_L+H_R+\mu S2, while refined expansions give H=HL+HR+μSH=H_L+H_R+\mu S3. Exact diagonalization pushed to H=HL+HR+μSH=H_L+H_R+\mu S4 for H=HL+HR+μSH=H_L+H_R+\mu S5 and H=HL+HR+μSH=H_L+H_R+\mu S6 for H=HL+HR+μSH=H_L+H_R+\mu S7 found that the finite-H=HL+HR+μSH=H_L+H_R+\mu S8 gap extrapolated with H=HL+HR+μSH=H_L+H_R+\mu S9 agrees with the large-S=ijψL,jψR,j.S=i\sum_j \psi_{L,j}\psi_{R,j}.0 prediction at the S=ijψL,jψR,j.S=i\sum_j \psi_{L,j}\psi_{R,j}.1–S=ijψL,jψR,j.S=i\sum_j \psi_{L,j}\psi_{R,j}.2 level for moderate S=ijψL,jψR,j.S=i\sum_j \psi_{L,j}\psi_{R,j}.3. The same study found that the ground-state overlap with the optimal TFD is typically S=ijψL,jψR,j.S=i\sum_j \psi_{L,j}\psi_{R,j}.4–S=ijψL,jψR,j.S=i\sum_j \psi_{L,j}\psi_{R,j}.5, and that the entanglement entropy of the ground state approaches the thermal entropy of the TFD with S=ijψL,jψR,j.S=i\sum_j \psi_{L,j}\psi_{R,j}.6 corrections (Alet et al., 2020).

Finite-S=ijψL,jψR,j.S=i\sum_j \psi_{L,j}\psi_{R,j}.7 exact diagonalization emphasizes a more nuanced picture. In the accessible size range S=ijψL,jψR,j.S=i\sum_j \psi_{L,j}\psi_{R,j}.8, the overlap S=ijψL,jψR,j.S=i\sum_j \psi_{L,j}\psi_{R,j}.9 remains J2/Nq1J^2/N^{q-1}0 but develops a pronounced minimum near J2/Nq1J^2/N^{q-1}1. For weak coupling, the coefficients of the exact ground state in the J2/Nq1J^2/N^{q-1}2 basis decay as a power law,

J2/Nq1J^2/N^{q-1}3

rather than with the exponential J2/Nq1J^2/N^{q-1}4 characteristic of an exact TFD. By contrast, in the strong-coupling regime the ground state approaches the lowest-eigenvalue eigenstate of the spin operator J2/Nq1J^2/N^{q-1}5, which is an exact infinite-temperature TFD with J2/Nq1J^2/N^{q-1}6. These results imply that “ground state J2/Nq1J^2/N^{q-1}7 TFD” is quantitatively accurate, but its quality depends on coupling, system size, and the diagnostic used to define closeness (García-García et al., 2019).

3. Thermodynamic phases and finite-temperature response

The coupled model exhibits two principal equilibrium regimes. For weak coupling and low temperature, J2/Nq1J^2/N^{q-1}8, the system is in a gapped “wormhole” or “graviton-gas” phase. In this regime the free energy J2/Nq1J^2/N^{q-1}9 is approximately flat up to temperatures of order the gap. For sufficiently large temperature or sufficiently strong coupling, the system crosses into a “two black-hole” phase in which the gap closes smoothly and the spectrum becomes fully ergodic (García-García et al., 2019).

Large-NN0 Schwinger–Dyson analysis finds a first-order Hawking–Page transition line NN1 for NN2, terminating at a critical coupling

NN3

Above NN4, the first-order transition becomes a sharp but smooth crossover. Exact diagonalization indicates that the change in low-energy spectral statistics occurs near the same coupling scale, and that the thermodynamic transition sharpens with increasing system size for small NN5, while evolving into crossover behavior as NN6 increases (García-García et al., 2019).

Real-time Schwinger–Dyson studies of the finite-temperature spectral function resolve the microscopic content of these phases. In the low-temperature phase, the single-particle spectral function is described by weakly interacting fermions with a renormalized single-particle gap and a discrete set of sharp quasiparticle peaks. The matter excitations follow

NN7

with NN8 fixed by the Schwarzian-plus-coupling saddle. The imaginary-time Green’s function shows a gap NN9 that is nearly temperature-independent until the transition is reached. Above the transition temperature N/2N/20, the sharp peaks merge into a broad continuum, and the spectral response resembles that of two weakly coupled black holes. For small N/2N/21, the critical line obeys

N/2N/22

consistent with Schwarzian and large-N/2N/23 expectations (Qi et al., 2020).

In holographic terms, the low-temperature phase is associated with a global N/2N/24 eternal wormhole, whereas the high-temperature phase is associated with two disconnected N/2N/25 black holes coupled only through matter. The coupled SYK model therefore provides a microscopic realization of a Hawking–Page-like competition between connected and disconnected bulk geometries (Qi et al., 2020).

4. Quantum chaos, level statistics, and spectral organization

The most direct spectral probe of quantum chaos in this model is the short-range level statistics after unfolding. Two standard observables are the nearest-neighbor spacing distribution N/2N/26 and the adjacent-gap ratio

N/2N/27

For Poisson statistics, N/2N/28 and N/2N/29; for GOE statistics, NN0 and NN1 (García-García et al., 2019).

In the wormhole regime NN2, the low-lying tail of the spectrum deviates strongly from random-matrix behavior. The level spacing distribution becomes close to Poisson, and NN3 approaches the Poisson value. In the black-hole regime, by contrast, the full spectrum is well described by GOE statistics. Near NN4, the lowest levels become GOE-correlated rather abruptly, indicating a chaos transition that tracks the endpoint of the Hawking–Page line. One implication is that traversable-wormhole physics and quantum-chaotic ergodicity are not synonymous: the wormhole phase is not fully ergodic in the random-matrix sense, even though each uncoupled SYK copy is maximally chaotic in other diagnostics (García-García et al., 2019).

The spectral density also changes qualitatively across coupling regimes. At strong coupling, NN5, the averaged spectral density

NN6

breaks into NN7 blobs centered on the eigenvalues NN8 of the spin operator NN9. Each blob has weight of order μ\mu0 and width μ\mu1. At weaker coupling these blobs merge into a continuous density without clear substructure. This reorganization reflects the increasing dominance of the one-body bilinear term over the SYK interaction as μ\mu2 grows (García-García et al., 2019).

5. Time-dependent couplings, quenches, and holographic real-time dynamics

The model admits a nontrivial extension to time-dependent left–right coupling,

μ\mu3

which can be analyzed systematically at large μ\mu4 on a closed Schwinger–Keldysh contour. After disorder averaging, the leading large-μ\mu5 saddle is governed by bilocal fields μ\mu6 and μ\mu7, and can be reformulated in terms of a complex reparameterization μ\mu8. Introducing

μ\mu9

one obtains a classical Hamiltonian

qq00

with equations qq01 and qq02. This description interpolates between eternal-black-hole and traversable-wormhole trajectories within a single dynamical framework (Lensky et al., 2020).

A distinguished protocol is the “rescued black hole.” One starts from a thermofield-double state of the decoupled system, evolves for some time with qq03, then turns on a carefully tuned time-dependent coupling so that the trajectory lands exactly at the fixed point corresponding to the coupled ground state. In the low-energy dual, this interpolates from a two-sided Rindler black hole to the global qq04 vacuum. Comparison between the large-qq05 solution and the low-energy Schwarzian description shows that if the rescue begins sufficiently late, even low-energy observables exhibit an qq06 discrepancy from the naive JT-plus-free-matter effective theory. This was interpreted as evidence that the low-energy description fails near the inner horizon and may encode a two-dimensional analog of singularity formation (Lensky et al., 2020).

Periodic driving introduces a complementary nonequilibrium regime. One may modulate either the bilinear coupling,

qq07

or the SYK coupling qq08, and define a Floquet Hamiltonian by

qq09

The driven phase diagram in the qq10 plane contains a stable traversable-wormhole region with a finite gap, an unstable black-hole-like region in which the gap closes and the spectrum becomes continuous, and resonance structures that enhance or suppress traversability. The same setup allows computation of a drive-dependent Lyapunov exponent qq11, with peaks near Floquet resonances and suppressed chaos in other regions. These results suggest that the competition between connected and disconnected phases can be controlled dynamically rather than only thermodynamically (Mimó, 20 Oct 2025).

Several deformations preserve core Maldacena–Qi phenomenology while modifying the microscopic symmetry content. In the imbalanced model,

qq12

adiabaticity arguments and exact diagonalization indicate that the ground-state character remains close to the TFD over a broad range of imbalance. The many-body gap is essentially constant for small qq13, and the low-energy wormhole phase retains a gap and revival dynamics. In the maximally imbalanced limit qq14, one interacting SYK system is coupled to free Majorana zero modes. This limit preserves some signatures of wormhole physics, such as a nonzero gap and revivals, but loses others, including the Hawking–Page first-order transition, and was therefore described as marginal rather than a full-fledged wormhole dual (Haenel et al., 2021). A distinct qq15-symmetric generalization replaces Majoranas by complex fermions with separate chemical potentials on the two sides. In the zero-temperature, small-coupling limit and for small average chemical potential, the ground state is a qq16 eternal wormhole equivalent to a TFD; at higher chemical potential the system transitions to a black-hole phase, and the IR dynamics acquires both Schwarzian and qq17 phase modes (Zhang, 2020).

Supersymmetric and non-Hermitian generalizations probe which features of the coupled model are structurally robust. Off-diagonal couplings between supersymmetric SYK copies can be chosen to preserve both supersymmetry and solvability in qq18, qq19, and proposed qq20 versions. Their low-energy limits are governed by super-Schwarzian actions, and the model admits supersymmetric TFD states, transmission amplitudes, and multi-side OTOC diagnostics (Zhang et al., 2024). A non-Hermitian deformation obtained by a pseudo-Hermitian similarity transformation changes the left and right hopping amplitudes asymmetrically but leaves the energy spectrum, the gap scaling qq21, the ground-state entanglement, the Schwarzian effective potential, and the free energy invariant with respect to the non-Hermiticity parameter qq22 (Cai et al., 2022).

Recent work has also connected the model to questions about hidden order parameters and baby universes. A large-qq23 formalism for the stabilizer Rényi entropy in the coupled SYK model found a series of first-order transitions as temperature is varied, including an intrinsic jump of the stabilizer Rényi entropy that does not appear in conventional thermodynamic observables, suggesting that “magic” can diagnose phase structure invisible to the free energy (Zhang et al., 22 Sep 2025). In another direction, a version of the Maldacena–Qi phase transition has been used in constructions of baby-universe states in JT gravity, where the coupled model supplies the wormhole branch and its first-order competition with a black-hole saddle (Sasieta et al., 28 Nov 2025). In the double-scaling limit, the partition function of the coupled model develops three saddle points—two thermal disks, a thermal qq24 cylinder, and a cylinder with a handle—and the corresponding chord-diagram construction yields a Hartle–Hawking state with genuine tripartite entanglement between the two exterior regions and a baby-universe Hilbert space (Sontag et al., 6 May 2026).

The model has also become a target for quantum-state preparation protocols. For the qq25 coupled SYK Hamiltonian, feedback-based algorithms such as FALQON and TR-FALQON were found to stall when initialized in trivial product states, whereas a hybrid ITE–TR-FALQON protocol incorporating an imaginary-time step reached fidelities qq26 by qq27–qq28 layers for qq29, and reproduced the von Neumann and Rényi entropies of the exact TFD state with high precision in simulations with qq30 Majoranas per side averaged over qq31 disorder realizations (Pexe et al., 2 Jul 2026). This computational line of work treats the Maldacena–Qi model not only as a holographic toy model but also as a benchmark for preparing strongly entangled thermal-like states on quantum hardware.

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