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Channel Rényi Information

Updated 5 July 2026
  • Channel Rényi Information is defined by replacing Shannon entropy with Rényi entropies and divergences, capturing support-sensitive, standard, and worst-case channel behaviors.
  • It unifies classical measures like Sibson mutual information, Rényi capacity, and minimax redundancy with quantum extensions such as sandwiched and geometric Rényi divergences.
  • The framework offers operational insights into channel coding, leakage analysis, hypothesis testing, and secrecy via resolvability and strong converse techniques.

Searching arXiv for recent and foundational papers on channel Rényi information and closely related Rényi mutual information/capacity results. Channel Rényi information is the family of channel-information quantities obtained by replacing Shannon entropy or Kullback–Leibler divergence with Rényi entropies and Rényi divergences of order α\alpha. In the classical setting this includes Rényi capacity, minimax redundancy, Sibson mutual information, and Augustin-type quantities; in the quantum setting it includes Petz, sandwiched, log-Euclidean, α\alpha-zz, and geometric variants built from the corresponding quantum Rényi divergences. The subject interpolates between support-sensitive behavior at α=0\alpha=0, the Shannon/KL case at α=1\alpha=1, and worst-case regret at α=\alpha=\infty, and it is used in channel coding, leakage analysis, hypothesis testing, resolvability, and error-exponent theory (Erven et al., 2012, Cheng et al., 2018).

1. Classical definitions and the capacity–redundancy framework

A standard starting point is the Rényi divergence

Dα(PQ)=1α1lnpαq1αdμ,D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\int p^\alpha q^{1-\alpha}\,d\mu,

or, on finite alphabets,

Dα(PQ)=1α1lnipiαqi1α.D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\sum_i p_i^\alpha q_i^{1-\alpha}.

Its extended orders are

$D_0(P\Vert Q)=-\ln Q(p>0),\qquad D_1(P\Vert Q)=D(P\Vert Q),\qquad D_\infty(P\Vert Q)=\ln \esssup_P \frac{p}{q}.$

Thus the order-$1$ case is exactly the Kullback–Leibler divergence, while α\alpha0 and α\alpha1 capture support-based and worst-case behavior, respectively (Erven et al., 2012).

For a family of channel output laws α\alpha2, the classical Rényi capacity and minimax redundancy are defined by

α\alpha3

A central result is that

α\alpha4

when the output alphabet is finite, and this is extended to general input spaces α\alpha5 as well. For finite alphabets, α\alpha6 is the natural Rényi analogue of Shannon capacity, and α\alpha7 is the matching minimax redundancy. At α\alpha8, the minimax redundancy becomes worst-case regret, and the unique minimizer is the Shtarkov or normalized maximum-likelihood distribution α\alpha9 whenever zz0 (Erven et al., 2012).

The same framework is supported by a generalized Pythagorean inequality on zz1-convex sets, monotonicity of zz2 in zz3, convexity in the reference distribution zz4 for all zz5, and continuity and compactness properties sufficient for minimax arguments. These analytic properties are not incidental: they are part of what makes Rényi channel quantities behave as genuine information measures rather than merely formal entropy substitutions (Erven et al., 2012).

2. Sibson mutual information, leakage, and event-wise interpretations

For a discrete memoryless channel zz6, the order-zz7 Sibson mutual information is

zz8

and the corresponding Rényi capacity is

zz9

This is one of the principal classical channel Rényi-information quantities, and recent work interprets it directly as a leakage functional rather than only as a divergence-based analogue of Shannon mutual information (Ding et al., 2024, Ding et al., 8 Oct 2025).

A key identity rewrites Sibson mutual information as

α=0\alpha=00

With

α=0\alpha=01

this means that Sibson mutual information is the α=0\alpha=02-mean of the output-wise divergences α=0\alpha=03. The same papers show that, for each output symbol α=0\alpha=04,

α=0\alpha=05

so the posterior-to-prior Rényi divergence is the maximum achievable α=0\alpha=06-mean information gain at that output event. In this sense, Sibson mutual information aggregates optimal elementary leakages over the channel output alphabet (Ding et al., 2024, Ding et al., 8 Oct 2025).

The same leakage viewpoint yields a α=0\alpha=07-elementary α=0\alpha=08-leakage

α=0\alpha=09

defined for all α=1\alpha=10. Maximizing this over all attributes α=1\alpha=11 of the channel input α=1\alpha=12 gives

α=1\alpha=13

and the α=1\alpha=14 case recovers the pointwise-maximal-leakage-style quantity. A plausible implication is that the Sibson-capacity viewpoint and the leakage viewpoint are not competing formalisms but two representations of the same order-α=1\alpha=15 channel-information structure (Ding et al., 8 Oct 2025).

3. Operational meanings: hypothesis testing, resolvability, and secrecy

An operational interpretation of Rényi mutual information is given by composite hypothesis testing. For a bipartite state α=1\alpha=16 and a reference state α=1\alpha=17, the relevant quantities are

α=1\alpha=18

The null hypothesis is α=1\alpha=19, while the alternative consists of all product states α=\alpha=\infty0. In the Hoeffding regime,

α=\alpha=\infty1

whereas in the strong-converse regime,

α=\alpha=\infty2

In the classical specialization, these formulas provide an operational interpretation of classical Rényi mutual information and conditional entropy as optimal asymmetric-testing exponents against decoupled alternatives (Hayashi et al., 2014).

Rényi channel information also enters through resolvability. Given a target output law α=\alpha=\infty3, Rényi resolvability is the minimum rate α=\alpha=\infty4 required for a channel input process to make the output distribution approximate α=\alpha=\infty5 in Rényi divergence. The normalized and unnormalized Rényi resolvabilities coincide. For α=\alpha=\infty6, the resolvability equals

α=\alpha=\infty7

which matches the Shannon case. For α=\alpha=\infty8, it becomes

α=\alpha=\infty9

and is in general larger than the mutual-information benchmark. Once the rate exceeds the relevant resolvability, the optimal Rényi divergence vanishes at least exponentially fast (Yu et al., 2017).

The same resolvability machinery yields a complete characterization of the tradeoff between secret and non-secret message rates for the wiretap channel when leakage is measured by unnormalized Rényi divergence. In this sense, order-Dα(PQ)=1α1lnpαq1αdμ,D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\int p^\alpha q^{1-\alpha}\,d\mu,0 channel Rényi information is not only a generalized coding functional; it is also a secrecy criterion whose operational meaning changes sharply at Dα(PQ)=1α1lnpαq1αdμ,D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\int p^\alpha q^{1-\alpha}\,d\mu,1 (Yu et al., 2017).

4. Quantum channel Rényi information

Quantum generalizations begin with the choice of divergence. For the sandwiched Rényi divergence, a foundational theorem states that for

Dα(PQ)=1α1lnpαq1αdμ,D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\int p^\alpha q^{1-\alpha}\,d\mu,2

and every completely positive, trace-preserving map Dα(PQ)=1α1lnpαq1αdμ,D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\int p^\alpha q^{1-\alpha}\,d\mu,3,

Dα(PQ)=1α1lnpαq1αdμ,D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\int p^\alpha q^{1-\alpha}\,d\mu,4

Equivalently, the sandwiched Rényi divergence obeys data processing for all Dα(PQ)=1α1lnpαq1αdμ,D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\int p^\alpha q^{1-\alpha}\,d\mu,5. This monotonicity is the structural prerequisite for defining well-behaved quantum channel Rényi-information quantities in coding and strong-converse settings (Frank et al., 2013).

For a classical-quantum channel Dα(PQ)=1α1lnpαq1αdμ,D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\int p^\alpha q^{1-\alpha}\,d\mu,6 and prior Dα(PQ)=1α1lnpαq1αdμ,D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\int p^\alpha q^{1-\alpha}\,d\mu,7, noncommutative Rényi and Augustin informations are defined by

Dα(PQ)=1α1lnpαq1αdμ,D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\int p^\alpha q^{1-\alpha}\,d\mu,8

Dα(PQ)=1α1lnpαq1αdμ,D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\int p^\alpha q^{1-\alpha}\,d\mu,9

where Dα(PQ)=1α1lnipiαqi1α.D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\sum_i p_i^\alpha q_i^{1-\alpha}.0 denotes the Petz, sandwiched, or log-Euclidean version. At Dα(PQ)=1α1lnipiαqi1α.D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\sum_i p_i^\alpha q_i^{1-\alpha}.1, both reduce to the Holevo information. The corresponding capacities satisfy

Dα(PQ)=1α1lnipiαqi1α.D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\sum_i p_i^\alpha q_i^{1-\alpha}.2

on the order ranges treated in the paper: Petz for Dα(PQ)=1α1lnipiαqi1α.D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\sum_i p_i^\alpha q_i^{1-\alpha}.3, sandwiched for Dα(PQ)=1α1lnipiαqi1α.D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\sum_i p_i^\alpha q_i^{1-\alpha}.4, and log-Euclidean for Dα(PQ)=1α1lnipiαqi1α.D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\sum_i p_i^\alpha q_i^{1-\alpha}.5. Uniform equicontinuity, joint continuity in order and prior, and concavity of the scaled auxiliary functions Dα(PQ)=1α1lnipiαqi1α.D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\sum_i p_i^\alpha q_i^{1-\alpha}.6 and Dα(PQ)=1α1lnipiαqi1α.D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\sum_i p_i^\alpha q_i^{1-\alpha}.7 on Dα(PQ)=1α1lnipiαqi1α.D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\sum_i p_i^\alpha q_i^{1-\alpha}.8 are then used to derive minimax formulas for strong-converse exponents, showing that the strong converse exponent can be attained by the best constant-composition code (Cheng et al., 2018).

A distinct quantum line of work derives a Rényi-Holevo inequality from Dα(PQ)=1α1lnipiαqi1α.D_{\alpha}(P\Vert Q)=\frac{1}{\alpha-1}\ln\sum_i p_i^\alpha q_i^{1-\alpha}.9-$D_0(P\Vert Q)=-\ln Q(p>0),\qquad D_1(P\Vert Q)=D(P\Vert Q),\qquad D_\infty(P\Vert Q)=\ln \esssup_P \frac{p}{q}.$0-Rényi relative entropies. For a measurement-induced classical channel $D_0(P\Vert Q)=-\ln Q(p>0),\qquad D_1(P\Vert Q)=D(P\Vert Q),\qquad D_\infty(P\Vert Q)=\ln \esssup_P \frac{p}{q}.$1, it gives a one-letter upper bound on the classical Rényi divergence between the joint distribution and the product distribution, and hence on Sibson’s $D_0(P\Vert Q)=-\ln Q(p>0),\qquad D_1(P\Vert Q)=D(P\Vert Q),\qquad D_\infty(P\Vert Q)=\ln \esssup_P \frac{p}{q}.$2-mutual information: $D_0(P\Vert Q)=-\ln Q(p>0),\qquad D_1(P\Vert Q)=D(P\Vert Q),\qquad D_\infty(P\Vert Q)=\ln \esssup_P \frac{p}{q}.$3 This bounds the order-$D_0(P\Vert Q)=-\ln Q(p>0),\qquad D_1(P\Vert Q)=D(P\Vert Q),\qquad D_\infty(P\Vert Q)=\ln \esssup_P \frac{p}{q}.$4 channel capacity

$D_0(P\Vert Q)=-\ln Q(p>0),\qquad D_1(P\Vert Q)=D(P\Vert Q),\qquad D_\infty(P\Vert Q)=\ln \esssup_P \frac{p}{q}.$5

and, through the Gallager function, also yields an upper bound on reliability functions for memoryless semi-quantum channels (Bussandri et al., 2023).

A further development replaces $D_0(P\Vert Q)=-\ln Q(p>0),\qquad D_1(P\Vert Q)=D(P\Vert Q),\qquad D_\infty(P\Vert Q)=\ln \esssup_P \frac{p}{q}.$6 by the geometric Rényi divergence $D_0(P\Vert Q)=-\ln Q(p>0),\qquad D_1(P\Vert Q)=D(P\Vert Q),\qquad D_\infty(P\Vert Q)=\ln \esssup_P \frac{p}{q}.$7, also called maximal Rényi divergence. Its channel extension satisfies a chain rule and hence an amortization collapse,

$D_0(P\Vert Q)=-\ln Q(p>0),\qquad D_1(P\Vert Q)=D(P\Vert Q),\qquad D_\infty(P\Vert Q)=\ln \esssup_P \frac{p}{q}.$8

for $D_0(P\Vert Q)=-\ln Q(p>0),\qquad D_1(P\Vert Q)=D(P\Vert Q),\qquad D_\infty(P\Vert Q)=\ln \esssup_P \frac{p}{q}.$9. This produces single-letter upper bounds for channel discrimination exponents and for several channel capacities, sharpening the previously best-known $1$0-based bounds while remaining efficiently computable (Fang et al., 2019).

5. Multiple definitions, chain rules, and information combining

A recurring feature of the subject is that there is no single universally accepted conditional Rényi entropy. In the classical literature, Arimoto, Hayashi, Jizba–Arimitsu, and Cachin definitions are all used, while the quantum literature distinguishes several “up-arrow” and “down-arrow” versions built from sandwiched Rényi divergence. Likewise, the Shannon equalities

$1$1

do not generalize verbatim when $1$2 (Hirche, 2020, McKinlay et al., 2019).

Instead, one obtains order-dependent inequalities. For quantum sandwiched Rényi mutual information, if

$1$3

then the paper proves decomposition rules such as

$1$4

when $1$5, with the inequality reversed when the sign is negative. In the limit $1$6, these collapse to the Shannon identity. The same work uses these inequalities to derive information-exclusion relations (McKinlay et al., 2019).

For channel combining and polar coding, the lack of a conventional chain rule is especially important. One paper supplies the missing link by proving chain rules that connect Hayashi and Arimoto conditional Rényi entropies via a power-reweighted distribution, allowing bounds for the “check-node” quantity $1$7 to be translated into bounds for the complementary “variable-node” quantity $1$8. In the special case $1$9, it also gives the first optimal information-combining bounds with quantum side information (Hirche et al., 2023).

A related classical treatment studies four conditional Rényi entropies and derives optimal BSC and BEC extremal bounds for

α\alpha00

provided an auxiliary combining map is convex or concave in each argument. For the Hayashi entropy, the convexity–concavity classification is complete: the relevant combining function is convex for α\alpha01 and α\alpha02, concave for α\alpha03 and α\alpha04, and linear at α\alpha05 and α\alpha06, where the BSC and BEC bounds coincide (Hirche, 2020).

6. Polarization, leakage bounds, and scope of the concept

Rényi channel information is closely tied to polarization. Using the Jizba–Arimitsu/Golshani conditional entropy

α\alpha07

which satisfies a chain rule, one paper proves that for any binary-input DMC or binary source with side information and any α\alpha08, the synthetic entropies

α\alpha09

polarize to α\alpha10 or α\alpha11. The fraction of high-entropy synthetic channels converges to α\alpha12, and the fraction of low-entropy synthetic channels converges to α\alpha13. The same paper also shows that different Rényi orders can classify the same synthetic sub-channel in opposite ways: one order may see it as effectively uniform, another as effectively deterministic (Zheng et al., 2019).

In side-channel analysis and guessing problems, order-α\alpha14 conditional Rényi entropy also controls guessing performance. For a leakage channel α\alpha15, the paper on guessing advantage derives optimal lower bounds on the guessing moment α\alpha16 as a function of the Rényi-Arimoto conditional entropy α\alpha17. In the small-leakage regime it proves that

α\alpha18

providing a non-asymptotic link between information leakage and guessing advantage (Béguinot et al., 2024).

A common misconception is that “channel Rényi information” denotes a single canonical replacement for Shannon mutual information. The literature instead defines several nonequivalent quantities—Sibson mutual information, Rényi capacity, minimax redundancy, Augustin information, Petz and sandwiched mutual informations, α\alpha19-α\alpha20 Holevo-type quantities, and geometric Rényi channel divergences—whose suitability depends on the operational task. This suggests that the unifying object is not one formula but a task-dependent Rényi-information framework, with data processing, minimax structure, and error-exponent semantics determining which version is appropriate in a given problem.

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