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Non-Invertible Froggatt-Nielsen Symmetry

Published 15 Oct 2026 in hep-ph and hep-th | (2610.21688v1)

Abstract: We investigate non-invertible completions of anomalous flavor symmetries and their application to Dirac neutrino masses. We formulate symmetry defects dressed by topological quantum field theories for flavor symmetries including finite non-Abelian flavor transformations with rational anomaly characters and modular flavor symmetries with the rational part of modular anomaly cocycles, for gauge sectors with the required exact higher-form symmetry. As a concrete example, we construct a Froggatt-Nielsen (FN) model in which an order-four subgroup Z4<sup></sup>FN⊂U(1)<em>FN\mathbb Z_4<sup>{\rm</sup> FN}\subset U(1)<em>{\rm FN} is completed into a non-invertible defect through its mixed anomaly with an intermediate hidden U(1)HU(1)_H gauge sector in the infrared monopole-decoupling limit. The non-invertible FN symmetry can be explicitly broken at the energy scale where monopoles become dynamical. This breaking from the infrared viewpoint can be realized in an ultraviolet hidden SU(2)HSU(2)_H theory as instanton effects, where a constrained instanton with topological charge one generates a fermion mixing term that violates FN charge by one unit. Its coefficient contains the nonperturbative factor ζH∼exp⁡[−8π<sup>2/gH<sup>2(vH)]ζ_H\sim\exp[-8π<sup>2/g_H<sup>2(v_H)]. When independent FN-breaking terms are subleading, integrating out the heavy fermions gives (Y</em>ν)ij∝ζHε<sup>ℓi+nj(Y</em>ν)_{ij}\proptoζ_Hε<sup>{\ell_i+n_j} in a rotated basis for the right-handed neutrinos, to leading order in the instanton-induced fermion mixing. The nonperturbative factor provides the exponential suppression of the neutrino Yukawa couplings, while the FN charges determine the powers of εε. For the chosen FN charges and generic order-one coefficients, m2/m3∼εm_2/m_3\simε, favoring normal ordering. An independent Z8<sup>D\mathbb Z_8<sup>D gauge symmetry forbids Majorana masses. The same FN charge assignment reproduces the leading quark and charged-lepton Yukawa hierarchies.

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