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Certificates for short extending words in a finite automaton

Published 18 Sep 2026 in cs.FL, cs.DM, and math.CO | (2609.21603v1)

Abstract: Let A\mathcal A be a complete deterministic finite automaton on a state set QQ of size nn with kk letters, and for a proper nonempty subset SS of QQ let minext(S)\mathrm{minext}(S) be the length of a shortest word uu with $|Su<sup>{-1}|&gt;|S|$, where Su<sup>−1=q:</sup>q⋅u∈SSu<sup>{-1}={q:</sup> q\cdot u\in S}. To each state qq attach the integer β<sup>∗<em>q=∑</em>t=1<sup>n−1k<sup> n−1−t(indegt(q)−k<sup>t)β<sup>{\ast}<em>q=\sum</em>{t=1}<sup>{n-1}k<sup>{\,n-1-t}(\mathrm{indeg}_t(q)-k<sup>{t}), where indeg<em>t(q)\mathrm{indeg}<em>t(q) counts the pairs (p,u)(p,u) with ∣u∣=t|u|=t and p⋅u=qp\cdot u=q, and let B(S)=∑</em>q∈Sβ<sup>∗qB(S)=\sum</em>{q\in S}β<sup>{\ast}_q. On every synchronizing automaton, B(S)≥0B(S)\ge0 implies minext(S)≤n−1\mathrm{minext}(S)\le n-1, so, as B(Q)=0B(Q)=0, one of SS and Q∖SQ\setminus S extends within n−1n-1; when $B(S)&gt;0$ no hypothesis is needed. Kari's Eulerian extension lemma is the case β<sup>∗=0β<sup>{\ast}=0, and β<sup>∗β<sup>{\ast}, like every member of the family ∑t=1<sup>n−1ctσt\sum_{t=1}<sup>{n-1}c_tσ_t, $c_t&gt;0$, vanishes identically if and only if the automaton is Eulerian, where σ<em>t(S)=∑</em>q∈S(indeg<em>t(q)−k<sup>t)σ<em>t(S)=\sum</em>{q\in S}(\mathrm{indeg}<em>t(q)-k<sup>{t}). On strongly connected automata σt(S)/k<sup>tσ_t(S)/k<sup>{t} has Cesàro limit n e(S)/e(Q)−∣S∣n\,e(S)/e(Q)-|S| for Friedman's weight ee; that limit certifies singletons but no larger subset in general. The hypothesis B(S)≥0B(S)\ge0 cannot be relaxed by one integer unit, nor can the constant n−1n-1 be improved. A second-moment test on the sizes ∣Su<sup>−1∣|Su<sup>{-1}| certifies 60 to 95 percent of the subsets with $B(S)&lt;0$ at n≤7n\le7. Along non-Eulerian automata whose words of length n−1n-1 merge a fraction of the state pairs bounded below, with max⁡qindeg</em>n−1(q)=o(nk<sup>n−1)\max_q\mathrm{indeg}</em>{n-1}(q)=o(nk<sup>{n-1}), it certifies all but a vanishing share of them. The functional BB certifies half of the subsets outside B=0{B=0}. At each subset size coprime to nn (n≥4n\ge4) some synchronizing Eulerian binary automaton attains the constant n−1n-1; whether only there is open. No reset bound follows: Černý's automata have subsets not extending within n−1n-1.

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