Determine whether nonlinear KL-based distance shaping improves learning beyond direct distance guidance

Determine whether the normalized nonlinear distance penalty induced by the exact two-outcome KL proxy improves reinforcement-learning performance beyond direct successor-state distance guidance when observations, coefficient-selection opportunities, and training budgets are matched, and determine whether any performance difference depends on a constant cost incurred until episode termination.

Background

The paper’s practical implementation uses a hand-designed two-outcome proxy derived from the agent’s Euclidean distance to a target, together with a fixed preferred distribution. The resulting KL penalty is therefore a nonlinear distance-based shaping signal rather than a learned, calibrated prediction of goal attainment. The completed MiniGrid comparison contrasts only an unshaped condition with one nonzero shaping coefficient and does not isolate the KL transformation from simpler distance-based alternatives or from a constant per-step cost.

The authors propose a six-group prospective study to address this unresolved mechanism question. The planned comparison includes unshaped reward, constant cost, direct distance shaping, potential-based shaping, the full KL proxy, and a centered KL proxy. It is designed to match information, coefficient-selection opportunities, and training budgets, with the full-KL and direct-distance conditions serving as the primary comparison. The study is explicitly prospective, and no results resolving the question are reported.

References

The next empirical question is whether a nonlinear distance penalty improves learning beyond direct distance guidance when observations, coefficient-selection opportunities, and training budgets are matched. The associated mechanism question is whether any difference depends on a constant cost paid until termination.

— IncentRL: The Trade-Off Between Preference Guidance and Task Performance  (2609.21525 - Wu et al., 18 Sep 2026) in Section 5.1, “A prospective test of local guidance and task completion” (Section \ref{sec:prospective})