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Support-Preserving Endomorphisms

Updated 7 February 2026
  • Support-preserving endomorphisms are *-endomorphisms of graph C*-algebras that preserve the diagonal MASA via permutation unitaries and combinatorial structures.
  • They implement the Cuntz-Krieger relations by leveraging localized unitaries and finite-dimensional subalgebras, with invertibility characterized by nilpotency in associated finite rings.
  • These endomorphisms connect the combinatorial aspects of graph theory with Weyl group structures, offering insights into inner versus outer automorphisms and shift-commutation dynamics.

A support-preserving endomorphism of a graph C\mathrm{C}^*-algebra C(E)C^*(E) is a *-endomorphism that globally preserves the diagonal maximal abelian subalgebra (MASA) DE\mathcal{D}_E, often implemented by unitaries subject to compatibility conditions with the graph structure. These endomorphisms, also called "permutative" when realized by permutation unitaries, have deep connections to the structure theory of CC^*-algebras, Weyl groups, and the interplay of combinatorial and operator-algebraic methods (Conti et al., 2011).

1. The Structure of Graph C\mathrm{C}^*-Algebras and the Diagonal MASA

Given a countable directed graph E=(E0,E1,r,s)E=(E^0,E^1,r,s), the graph C\mathrm{C}^*-algebra C(E)C^*(E) is generated by

  • Mutually orthogonal projections {pv:vE0}\{p_v: v\in E^0\}.
  • Partial isometries {se:eE1}\{s_e: e\in E^1\} subject to the Cuntz-Krieger relations:
    • (GA1) sese=pr(e)s_e^* s_e = p_{r(e)}, sesf=0s_e^* s_f = 0 for efe\neq f.
    • (GA2) seseps(e)s_e s_e^* \leq p_{s(e)}.
    • (GA3) pv=s(e)=vsesep_v = \sum_{s(e)=v} s_e s_e^* when 0<s1(v)<0<|s^{-1}(v)|<\infty.

The diagonal MASA DE\mathcal{D}_E is the abelian *-subalgebra generated by projections pμ=sμsμp_\mu = s_\mu s_\mu^* for finite paths μEk\mu\in E^k, k0k\geq 0. Under standard hypotheses (no sinks, every loop has an exit), DE\mathcal{D}_E is maximal abelian. The algebra admits a canonical gauge action with fixed-point subalgebra FE\mathcal{F}_E (the core AF-algebra).

2. Endomorphisms from Unitaries and the Support-Preserving Condition

Let

UE:={uM(C(E)):u unitary, upv=pvuvE0}.\mathcal{U}_E := \{u \in M(C^*(E)): u \text{ unitary, } u p_v = p_v u \quad \forall v\in E^0\}.

Every uUEu\in\mathcal{U}_E induces a *-endomorphism φu\varphi_u defined by

φu(pv)=pv,φu(se)=use.\varphi_u(p_v)=p_v,\qquad \varphi_u(s_e)=u s_e.

Since uu commutes with pvp_v for all vv, these {use,pv}\{u s_e, p_v\} satisfy the Cuntz-Krieger relations. If uu lies in the minimal unitization of the algebraic part of the core FE\mathcal{F}_E, φu\varphi_u is injective. The semigroup law is φuφw=φφu(w)u\varphi_u \circ \varphi_w = \varphi_{\varphi_u(w)u}. Invertibility of φu\varphi_u is equivalent to uu^* belonging to the image of the strict extension of φu\varphi_u.

Localized endomorphism: If uFEUEu\in\mathcal{F}_E\cap\mathcal{U}_E and belongs to the finite-dimensional span of {sμsν:μ=νk}\{s_\mu s_\nu^*: |\mu|=|\nu|\leq k\}, then φu\varphi_u is localized at level kk.

Support-preserving or permutative endomorphisms are those φu\varphi_u such that φu(DE)DE\varphi_u(\mathcal{D}_E)\subseteq\mathcal{D}_E; typically these arise when uu is a permutation unitary acting combinatorially at some level.

3. Weyl Groups and Their Combinatorial Structure

The Weyl group WE\mathcal{W}_E of a graph C\mathrm{C}^*-algebra C(E)C^*(E) is defined as

WE:=Aut(C(E),DE)/AutDE(C(E)),\mathcal{W}_E := \operatorname{Aut}(C^*(E),\mathcal{D}_E)/\operatorname{Aut}_{\mathcal{D}_E}(C^*(E)),

where Aut(C(E),DE)\operatorname{Aut}(C^*(E),\mathcal{D}_E) are automorphisms preserving DE\mathcal{D}_E globally, and AutDE(C(E))\operatorname{Aut}_{\mathcal{D}_E}(C^*(E)) those acting as the identity on DE\mathcal{D}_E. WE\mathcal{W}_E is countable and discrete for graphs with no sinks and all loops having exits.

Permutative automorphisms arising from permutation unitaries uUEFEu \in \mathcal{U}_E\cap\mathcal{F}_E and automorphisms of the underlying graph EE generate a significant combinatorial subgroup of WE\mathcal{W}_E.

The restricted Weyl group RE\mathcal{R}_E further requires automorphisms to preserve the core FE\mathcal{F}_E: RE:=Aut(C(E),FE,DE)/AutDE(C(E)).\mathcal{R}_E := \operatorname{Aut}(C^*(E),\mathcal{F}_E,\mathcal{D}_E) / \operatorname{Aut}_{\mathcal{D}_E}(C^*(E)). Structural results include:

  • Every automorphism in Aut(C(E),DE)\operatorname{Aut}(C^*(E),\mathcal{D}_E) arises as φu\varphi_u for a unique uUEu\in\mathcal{U}_E lying in U(DE)\mathcal{U}(\mathcal{D}_E).
  • Aut(C(E),DE)U(DE)\operatorname{Aut}(C^*(E),\mathcal{D}_E)\cong \mathcal{U}(\mathcal{D}_E) as topological groups.
  • Aut(C(E),FE,DE)\operatorname{Aut}(C^*(E),\mathcal{F}_E,\mathcal{D}_E) is generated (semidirectly) by permutation unitaries in UEFE\mathcal{U}_E\cap\mathcal{F}_E and graph-automorphisms.
  • If the relative commutant of FE\mathcal{F}_E in C(E)C^*(E) is trivial, the only inner automorphisms in the restricted group come from the finite subgroup {Ad(w):wFENFE(DE)}\{\mathrm{Ad}(w): w\in\mathcal{F}_E \cap N_{\mathcal{F}_E}(\mathcal{D}_E)\}.

4. Invertibility Criteria and Combinatorial Analysis

For uFEUEu\in \mathcal{F}_E\cap\mathcal{U}_E lying in the finite-dimensional algebra Fk\mathcal{F}_k, the following are equivalent ((Conti et al., 2011), Thm 5.1):

  1. φu\varphi_u is an automorphism of C(E)C^*(E) and φu1\varphi_u^{-1} is localized.
  2. The sequence Ad(um)(u)U(Fk+m)\operatorname{Ad}(u_m)(u^*)\in \mathcal{U}(\mathcal{F}_{k+m}) stabilizes as mm\to\infty.
  3. The finite ring AuEnd(Fk1)A_u\subset \operatorname{End}(\mathcal{F}_{k-1}) generated by ae,f(x):=seuxusfa_{e,f}(x) := s_e^* u^* x u s_f for e,fE1e,f\in E^1 is nilpotent.
  4. The limit space EuFk1E_u \subset \mathcal{F}_{k-1} obtained by inductive intersections lies in DE\mathcal{D}_E.

For the restriction φuDE\varphi_u|_{\mathcal{D}_E}, a parallel criterion applies: φuDE\varphi_u|_{\mathcal{D}_E} is an automorphism iff the finite-dimensional subring AuDA_u^D generated by compressions ae,ea_{e,e} to Dk1D_{k-1} is nilpotent—corresponding to a descending sequence of subspaces in Dk1D_{k-1} falling eventually into DE\mathcal{D}_E.

5. Diagrams and the Combinatorial Approach to Permutative Endomorphisms

Permutation unitaries at exactly level kk correspond combinatorially to disjoint families of permutations σv,wPerm(Ewvk)\sigma_{v,w} \in \mathrm{Perm}(E^k_{w\rightarrow v}) indexed by vertices v,wv, w. The action of φu\varphi_u on C(E)C^*(E) and the finite rings Au,AuDA_u, A_u^D can be encoded in finite labeled graphs.

Two combinatorial conditions arise:

  • Condition (b): φuDEAut(DE)\varphi_u|_{\mathcal{D}_E}\in\operatorname{Aut}(\mathcal{D}_E) iff the associated directed graph on pairs (a,a)(a, a') for paths a,aEr(e)k1a, a'\in E^{k-1}_{* \rightarrow r(e)} has the property that no two distinct fixed points exist under sufficiently long colored paths. Equivalently, a partial order forces upward flow of each "off-diagonal" vertex.
  • Condition (d): φuAut(C(E))\varphi_u\in\operatorname{Aut}(C^*(E)) iff in a digraph on pairs (a,b)Ek1×Ek1(a,b)\in E^{k-1}\times E^{k-1} with edges labeled by (e,f)(e,f) when σ(e,a)\sigma(e,a) and σ(f,b)\sigma(f,b) agree on their terminal letter, all cycles except for trivial loops are excluded.

The composite theorem ((Conti et al., 2011), Thm 6.4): Let uu be a permutation unitary at level kk. Then φu\varphi_u is an automorphism of C(E)C^*(E) if and only if both (b) and (d) hold. Notably, (b) φuDE\Leftrightarrow \varphi_u|_{\mathcal{D}_E} invertible; combining (d) yields invertibility of φu\varphi_u.

6. Outer Automorphism Criteria and Shift-Commutation

An automorphism in RE\mathcal{R}_E is inner if and only if the implementing unitary lies in the finite permutation-unitary subgroup SES_E. Two mechanisms are used to distinguish outerness:

  • Gauge-action rigidity: If the only unitaries normalizing FE\mathcal{F}_E are those in FE\mathcal{F}_E, then every support-preserving automorphism φu\varphi_u preserving FE\mathcal{F}_E must come from uFEu\in\mathcal{F}_E.
  • Shift-commutation: Given αAut(C(E),FE,DE)\alpha\in\operatorname{Aut}(C^*(E),\mathcal{F}_E,\mathcal{D}_E), the induced homeomorphism αDE\alpha|_{\mathcal{D}_E} of the spectrum XEX_E satisfies an eventual commutation with the one-sided shift σ\sigma; specifically, for some m0m\geq 0,

ρσm=σm+1ρon DE,\rho\circ\sigma^m = \sigma^{m+1}\circ\rho \quad \text{on } \mathcal{D}_E,

where ρ=αDE\rho=\alpha|_{\mathcal{D}_E}.

Corollary: If φu\varphi_u in the combinatorial subgroup of RE\mathcal{R}_E has infinite order, it represents an infinite-order element in Out(C(E))\operatorname{Out}(C^*(E)).

7. Illustrative Examples

Two canonical examples illustrate the criteria for support-preserving endomorphisms:

  • Fibonacci-graph: For a graph with two vertices and three edges in a two-cycle plus tail configuration, at level k=3k=3 there exists a permutation unitary uu for which Condition (b) holds but (d) fails. Thus, φuDE\varphi_u|_{\mathcal{D}_E} is an automorphism, but φu\varphi_u is a proper (non-surjective) support-preserving endomorphism.
  • Simple Kirchberg-algebra: For a strongly connected 4-vertex graph with K(C(E))ZK_*(C^*(E))\cong\mathbb{Z}, a non-graph-automorphism permutation unitary uu at level k=2k=2 gives φu\varphi_u of order $2$ in RE\mathcal{R}_E, with both (b) and (d) satisfied, hence φuAut(C(E))\varphi_u \in \operatorname{Aut}(C^*(E)).

These cases explicitly employ the combinatorial digraph constructions to verify invertibility and restriction to the diagonal.


For full proofs, detailed constructions, and comprehensive combinatorial models, see Sections 3–6 of (Conti et al., 2011).

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