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Rees Valuation Rings Fundamentals

Updated 6 July 2026
  • Rees valuation rings are discrete valuation rings attached to an ideal in a Noetherian domain that uniquely determine the integral closure of all powers of the ideal.
  • They are constructed from height-one primes in the normalization of the extended Rees ring and relate closely to asymptotic associated primes, complete ideals, and finite type birational extensions.
  • Recent advances connect these rings with nonarchimedean geometry, identifying them with Shilov boundary points in Tate rings and linking them to Itoh’s (e)-valuation rings.

Searching arXiv for the cited papers and related work on Rees valuation rings. arXiv search query: "Rees valuation rings (Rangachev, 2020, Jahandoust et al., 2013, Heinzer et al., 2014, Kim et al., 2016, Dine, 9 Jul 2025)" Rees valuation rings are the discrete valuation rings attached to an ideal II in a Noetherian domain that control the integral closure of all powers of II. In the classical setting, if RR is a Noetherian domain and IRI\subset R is nonzero, there exist unique discrete valuations V1,,VrV_1,\dots,V_r in Frac(R)\operatorname{Frac}(R) such that

In=i=1rInViRfor each n,\overline{I^n}=\bigcap_{i=1}^r I^nV_i\cap R \qquad \text{for each } n,

and these valuation rings arise from height-one primes in the normalization of the Rees algebra or extended Rees ring. Modern work places this construction inside a broader valuation theorem for finite type extensions, relates the centers of Rees valuation rings to asymptotic associated primes, studies their behavior for complete ideals in regular local rings, refines them via Itoh’s root constructions, and identifies them with Shilov boundary points in a nonarchimedean setting (Rangachev, 2020, Jahandoust et al., 2013).

1. Classical definition and valuation-theoretic control

Let RR be a Noetherian integral domain with field of fractions KK, let II be an ideal of II0, let II1 be an indeterminate, and let II2. The extended Rees ring is

II3

and II4 denotes its integral closure in the quotient field of II5. If II6 are the height-one primes of II7 that contain II8, and II9 is the valuation associated to the DVR RR0, then the Rees valuation rings of RR1 are

RR2

Each RR3 is therefore obtained by restricting a height-one localization of the normalized extended Rees ring back to the ground fraction field (Jahandoust et al., 2013).

These valuations control integral dependence through the asymptotic valuation function

RR4

where RR5 is the largest positive integer such that RR6. If RR7, then

RR8

and for every positive integer RR9,

IRI\subset R0

Equivalently, since IRI\subset R1 is principal and integrally closed in the DVR IRI\subset R2,

IRI\subset R3

This is the characteristic valuation-theoretic property of Rees valuation rings: they are the finite minimal family of DVRs that determines the integral closure of every power of IRI\subset R4 (Jahandoust et al., 2013).

A recurrent simplification is that Rees valuations may be viewed as the divisorial valuations arising from the exceptional locus of the normalized blowup IRI\subset R5. The papers in the record above present this as a compatible characterization rather than an independent definition.

2. Centers, asymptotic associated primes, and localization

The centers of Rees valuation rings encode asymptotic prime-theoretic data. Ratliff’s stabilization result gives an increasing chain

IRI\subset R6

with stable value denoted IRI\subset R7. McAdam’s IRI\subset R8 agrees with this stable set, and a valuation-theoretic reformulation identifies it by means of centers of Rees valuation rings (Jahandoust et al., 2013).

For a Noetherian ring IRI\subset R9, the set

V1,,VrV_1,\dots,V_r0

satisfies

V1,,VrV_1,\dots,V_r1

In the domain case this becomes especially transparent: V1,,VrV_1,\dots,V_r2 Thus the primes that persist as associated primes of V1,,VrV_1,\dots,V_r3 for all large V1,,VrV_1,\dots,V_r4 are exactly the centers of the valuations governing V1,,VrV_1,\dots,V_r5 (Jahandoust et al., 2013).

This description has a localization consequence. If V1,,VrV_1,\dots,V_r6 is multiplicatively closed and avoids every prime in V1,,VrV_1,\dots,V_r7, then

V1,,VrV_1,\dots,V_r8

The mechanism is purely valuative: elements of V1,,VrV_1,\dots,V_r9 avoid the centers of all Rees valuation rings, hence become units in every such valuation ring, and unit multiplication does not change membership in the valuation ideals Frac(R)\operatorname{Frac}(R)0.

3. Generalization from ideals to finite type birational extensions

A major extension of the Rees valuation framework replaces the special inclusion Frac(R)\operatorname{Frac}(R)1 by a general finite type inclusion of domains Frac(R)\operatorname{Frac}(R)2. If Frac(R)\operatorname{Frac}(R)3 is Noetherian, Frac(R)\operatorname{Frac}(R)4 is a finitely generated Frac(R)\operatorname{Frac}(R)5-algebra, and Frac(R)\operatorname{Frac}(R)6 denotes the integral closure of Frac(R)\operatorname{Frac}(R)7 in Frac(R)\operatorname{Frac}(R)8, then one has a valuation decomposition

Frac(R)\operatorname{Frac}(R)9

where the In=i=1rInViRfor each n,\overline{I^n}=\bigcap_{i=1}^r I^nV_i\cap R \qquad \text{for each } n,0 are unique discrete valuation rings in In=i=1rInViRfor each n,\overline{I^n}=\bigcap_{i=1}^r I^nV_i\cap R \qquad \text{for each } n,1, and the decomposition is minimal in the sense that no In=i=1rInViRfor each n,\overline{I^n}=\bigcap_{i=1}^r I^nV_i\cap R \qquad \text{for each } n,2 can be omitted (Rangachev, 2020).

The construction is explicit. If In=i=1rInViRfor each n,\overline{I^n}=\bigcap_{i=1}^r I^nV_i\cap R \qquad \text{for each } n,3 are the nonzero associated primes of the In=i=1rInViRfor each n,\overline{I^n}=\bigcap_{i=1}^r I^nV_i\cap R \qquad \text{for each } n,4-module In=i=1rInViRfor each n,\overline{I^n}=\bigcap_{i=1}^r I^nV_i\cap R \qquad \text{for each } n,5, then each localization In=i=1rInViRfor each n,\overline{I^n}=\bigcap_{i=1}^r I^nV_i\cap R \qquad \text{for each } n,6 is a DVR, and

In=i=1rInViRfor each n,\overline{I^n}=\bigcap_{i=1}^r I^nV_i\cap R \qquad \text{for each } n,7

These are precisely the DVRs appearing in the decomposition, so the valuations are localizations of In=i=1rInViRfor each n,\overline{I^n}=\bigcap_{i=1}^r I^nV_i\cap R \qquad \text{for each } n,8 at height-one primes in In=i=1rInViRfor each n,\overline{I^n}=\bigcap_{i=1}^r I^nV_i\cap R \qquad \text{for each } n,9. Under the additional hypothesis that RR0 is locally formally equidimensional, each RR1 is a divisorial valuation ring with respect to a Noetherian subring of RR2 (Rangachev, 2020).

The classical Rees theorem is recovered by taking RR3 and RR4. In that graded setting, the degree-RR5 piece of the integral closure yields

RR6

so the discrete valuation rings furnished by the general theorem specialize exactly to the Rees valuation rings of the ideal RR7 (Rangachev, 2020).

A common misconception is suggested by the general fact that an integrally closed domain is an intersection of all valuation rings of its fraction field containing it. The finite type theorem isolates a much sharper statement: under finite generation of RR8 over RR9, one may replace that infinite family by finitely many uniquely determined DVRs, each coming from a height-one localization of KK0.

4. Complete ideals in regular local rings

In a regular local ring, Rees valuation rings interact with complete ideals, infinitely near points, and local quadratic transforms. In dimension two, Zariski’s theory gives a particularly rigid picture: every complete KK1-primary ideal factors uniquely as a product of powers of simple complete ideals, and each simple complete factor has a unique Rees valuation. Distinct simple factors correspond to distinct Rees valuation rings (Heinzer et al., 2014).

In higher dimension, the two-dimensional picture fails in two ways recorded explicitly in the literature. First, a simple complete ideal can have more than one Rees valuation. Second, a complete KK2-primary ideal may have finitely many or infinitely many base points. For finitely supported complete ideals, Lipman’s factorization expresses the ideal as a KK3-product of special KK4-simple complete ideals, possibly with negative exponents. Here KK5, and the special KK6-simple ideal KK7 is attached to a pair of infinitely near points KK8 of the same dimension (Heinzer et al., 2014).

The central higher-dimensional criterion concerns change of direction in the unique quadratic sequence

KK9

Assume II0 and II1. Then the special II2-simple complete ideal II3 has the order valuation ring of II4 as its unique Rees valuation if and only if either II5, or there is no change of direction in the sequence from II6 to II7. In the paper’s terminology, “no change of direction” means that there exists an element II8 such that II9 is part of a minimal generating set for II00 (Heinzer et al., 2014).

The examples exhibited in dimension three show the range of possibilities:

Quadratic-sequence pattern Point basis Rees valuations
No change of direction II01 II02
One change of direction II03 II04
Two changes of direction II05 II06

These examples make precise that “simple” does not imply “one-fibered” in higher dimension. The same source also proves that every special II07-simple complete ideal is projectively full, so its projective equivalence class is especially rigid (Heinzer et al., 2014).

5. Rees integers and Itoh II08-valuation rings

The valuation-theoretic data attached to a Rees valuation ring includes its Rees integer. If II09 is a Rees valuation ring of a regular proper ideal II10 in a Noetherian ring, then II11 for a unique positive integer II12; these exponents measure the multiplicity of II13 along the corresponding valuations (Kim et al., 2016).

Itoh’s construction adjoins roots of the Rees parameter. With II14 and II15, define

II16

The Itoh II17-valuation rings of II18 are the Rees valuation rings of the principal ideal II19. Equivalently, they are the rings

II20

where II21 ranges over the height-one associated primes of II22 and II23 is the unique minimal prime of II24 contained in II25 (Kim et al., 2016).

A structural theorem gives a one-to-one correspondence between the Itoh II26-valuation rings II27 of II28 and the Rees valuation rings II29 of the ideal II30. If II31 is the quotient field of II32, then II33 is the integral closure of II34 in II35. Moreover, if II36, II37, and II38, then

II39

When II40 is a multiple of II41, there exists a unit II42 such that

II43

II44 is a finite free integral extension domain of II45, II46, II47, and II48. If all Rees integers of II49 are equal to II50, then this simplifies to

II51

The radicality criterion is equally precise: II52 is radical if and only if II53 is a common multiple of the Rees integers of II54 (Kim et al., 2016).

6. Nonarchimedean reinterpretation and current directions

A recent development identifies Rees valuation rings with Shilov boundary points in nonarchimedean geometry. If II55 is a Tate ring with Noetherian ring of definition II56 and pseudo-uniformizer II57, then the Shilov boundary of II58 naturally coincides with the set of Rees valuation rings of the principal ideal II59. For affinoid algebras in the sense of Tate whose underlying rings are integral domains, this recovers a well-known result of Berkovich (Dine, 9 Jul 2025).

The analytic side is organized by the spectral seminorm, while the algebraic side is organized by integral closure of powers of II60. The identification shows that, in the principal Noetherian setting, the finite family of valuations determining II61 is exactly the finite family of rank-one seminorms on which the spectral seminorm attains its maximum. The paper further characterizes the Shilov boundary for a wide class of Tate rings by means of minimal open prime ideals in the subring of power-bounded elements, and proves stability of this characterization under certain completed integral extensions (Dine, 9 Jul 2025).

One consequence concerns mixed characteristic. For every mixed-characteristic Noetherian domain II62, the Tate ring

II63

admits a Shilov boundary description of this type, where II64 is the II65-adic completion of the absolute integral closure of II66. This places Rees valuation rings in a setting where blowup-theoretic, valuation-theoretic, and analytic boundary constructions coincide (Dine, 9 Jul 2025).

Taken together, these developments show that Rees valuation rings are not merely auxiliary devices for the study of II67. They form a finite and unique valuation package controlling integral closure, asymptotic associated primes, birational finite type extensions, the geometry of complete ideals in regular local rings, root constructions governed by Rees integers, and, in the principal case, the Shilov boundary of a Tate ring.

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