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Discrete Valuation Ring

Updated 18 October 2025
  • Discrete valuation rings are local principal ideal domains defined by rank-one discrete valuations, where every nonzero ideal is a power of a uniformizer.
  • They play a critical role in ramification theory and module classification, as the structure theorem simplifies the study of finitely generated modules and extension properties.
  • Their applications span algebraic and arithmetic geometry, serving as local models for smooth points and informing developments in tensor-triangular geometry and the Balmer spectrum.

A discrete valuation ring (DVR) is a local principal ideal domain whose unique maximal ideal encodes a surjective, rank-one valuation on its field of fractions. DVRs are noetherian, integrally closed, and all their nonzero ideals are powers of a uniformizer. They serve as local prototypes for the arithmetic and geometry of one-dimensional noetherian domains and are foundational in ramification theory, group scheme theory, tensor-triangular geometry, and the paper of module categories and singularities.

1. Foundational Definition and Characterizations

A DVR RR is associated to a discrete valuation v:K×Zv: K^\times \to \mathbb{Z} on a field KK (its fraction field), extended by v(0)=v(0) = \infty, and defined as R={xK:v(x)0}R = \{ x \in K : v(x) \ge 0 \}. The maximal ideal is m={xK:v(x)>0}m = \{x \in K : v(x) > 0 \} and is generated by any uniformizer π\pi with v(π)=1v(\pi) = 1. Every nonzero xK×x \in K^\times can be written uniquely as x=uπkx = u\pi^k for uR×u \in R^\times, kZk \in \mathbb{Z} (Aitken, 2021). RR is a local principal ideal domain: all nonzero ideals are of the form mk=(πk)m^k = (\pi^k), and every finitely generated module is a direct sum of cyclic modules. The valuation ring RR is characterized equivalently as

  • a noetherian, local, integrally closed domain with one nonzero principal maximal ideal,
  • a Dedekind domain with a unique nonzero prime ideal,
  • the unit ball {xK:x1}\{x \in K : |x| \le 1\} for a suitable discrete absolute value or multiplicative/exponential valuation (Frutos-Fernández et al., 2023).

The residue field k=R/πRk = R/\pi R plays a critical arithmetic role, especially when char(k)=p>0\operatorname{char}(k) = p > 0.

2. Modules, Extensions, and Ramification

Given L/KL/K a finite separable extension and vv a discrete valuation on KK, there are gg extensions V1,,VgV_1, \dots, V_g of vv to LL, with corresponding ramification indices eje_j and residue degrees fjf_j. The fundamental equality

j=1gejfj=[L:K]\sum_{j=1}^g e_jf_j = [L : K]

holds generally for discrete valuations (Adachi, 26 Dec 2024). The integral closure DD of RR in LL has a module structure closely tied to ramification: DD is a free RR-module of rank [L:K][L:K] if and only if all non-maximal primes of DD are unramified—that is, all ramification indices away from the maximal ideals are $1$.

More generally, these results extend to semi-discrete valuations (value group isomorphic to Zn\mathbb{Z}^n lex), with ramification and relative degree defined relative to multirank chains of prime ideals. Discrete valuation semirings (DVSs) generalize DVRs by relaxing the requirement of additive inverses but maintaining the structure that every ideal is principal and totally ordered, with the key “either xx or x1x^{-1} lies in S” property for the semifield of fractions (Nasehpour, 2015).

3. Filtered Structures and Graded Geometry

Every DVR has a natural strong filtration by powers of the maximal ideal: Rn={aK:v(a)n}R_n = \{a \in K : v(a) \geq n \}, satisfy RnRm=Rn+mR_n R_m = R_{n+m} (SHoa et al., 2014). This filtered ring structure underpins significant algebraic constructions:

  • The associated graded ring is used for completions and in intersection theory.
  • Filtered modules and their associated gradings reflect module-theoretic and geometric properties, enabling Rees algebra constructions and completions in both commutative and non-commutative contexts.

There is an explicit link between the filtration associated to the valuation and the spectrum of the ring: in a strongly filtered DVR, branched primes and their structure correspond to the levels of the filtration.

4. Role in Algebraic and Arithmetic Geometry

DVRs are the local building blocks of one-dimensional regular locally noetherian schemes and hence of Dedekind domains, as every Dedekind domain is a Krull domain, i.e., an intersection of DVRs (Aitken, 2021). In algebraic geometry, DVRs:

  • Provide the formal model of a smooth point of a curve or arithmetic surface.
  • Control the behavior of fibers in families, degeneration, and reductions, with the valuation measuring special vs. general fiber properties,
  • Supply the context for ramification theory—computation of ramification indices, defect, and analysis of integral closures (Adachi, 26 Dec 2024).
  • Serve as coordinates of local fields, i.e., completions of global fields at (possibly archimedean) places, particularly finite extensions of Qp\mathbb{Q}_p or Fp((X))\mathbb{F}_p((X)) with their DVRs as rings of integers (Frutos-Fernández et al., 2023).

They are also crucial in the theory of group schemes, with explicit structure theorems for finite flat group schemes modeled over a DVR, where the structure of special and generic fibers reflects subtle arithmetic phenomena (e.g., Kummer-Artin-Schreier-Witt theory, Breuil–Kisin classification) (Tossici et al., 2010).

5. Applications in Representation Theory and Module Categories

DVRs underpin the modular representation theory of finite groups and orders, especially over complete DVRs:

  • The category of finitely generated modules over a DVR is well understood through the structure theorem; these modules classify easily via invariant factor decompositions (Bahri et al., 2023).
  • In the theory of orders and lattices, DVRs ensure control over projective modules and allow analysis via reduction to the residue field.
  • Stable Auslander–Reiten theory for symmetric orders over a complete DVR exhibits rigidity: translation quivers over orders such as A=O[X,Y]/(X2,Y2)A = \mathcal{O}[X,Y]/(X^2,Y^2) display strict limitations on non-periodic components, always corresponding to infinite Dynkin graphs or their affine analogues (Miyamoto, 2016).
  • For the automorphism groups of finite modules over DVRs, permutation representations of their action on orbits are multiplicity free, due to the rich poset structure of orbits inherited from the module-theoretic properties of DVRs (Kumar, 2016).

The module-theoretic description generalizes to the semiring context, where total ordering of ideals is crucial for analogous classification results and for ensuring Gaussian properties when ideals are subtractive (Nasehpour, 2015).

6. Balmer Spectrum, Tensor-Triangular Geometry, and Asymptotic Invariants

The tensor-triangular spectrum (Balmer spectrum) of the category of pseudo-coherent complexes over a DVR is vastly more intricate than the Zariski spectrum of the ring. While for perfect complexes over a DVR the Balmer spectrum is trivial (two points), for pseudo-coherent complexes it coincides with the spectral space associated to a bounded distributive lattice of monotonic sequences under asymptotic comparison (via operations such as shift and scaling) (Sanders et al., 25 Aug 2025). Specifically:

  • Each pseudo-coherent complex is classified by a Loewy sequence f:NNf:\mathbb{N}\to\mathbb{N} encoding the exponents of torsion in each degree.
  • Generation and radical thick ideals in the derived category are determined by asymptotic boundedness of these sequences, with two relevant preorders (σ\leq_\sigma, μ\leq_\mu).
  • The resulting spectrum—constructed via Stone duality from the lattice (AsymSeq/μ\mu)+_+—is uncountably large, reflecting an explosion of complexity in passing from rigid to non-rigid tensor categories.

This demonstrates that even in the simplest nontrivial affine situation (DVR), the spectrum of the derived category of pseudo-coherent complexes is highly sensitive to torsion and growth rates, an insight that controls descent problems and the algebraic structure of thick ideals in broader contexts.

7. Broader Connections and Generalizations

DVRs are the base case of a hierarchy of one-dimensional domains (Dedekind, almost Dedekind, Prüfer, Krull), each with decreasing local-to-global control and relaxing of the global hypotheses (Aitken, 2021). In higher rank, semi-discrete valuation rings (with value group Zn\mathbb{Z}^n ordered lex) are natural generalizations, relevant for higher-dimensional local fields and iterated completions—with extended basic equalities for ramification and structure of integral closures. Their arithmetic and geometric properties are increasingly subtle, but many landmarks (equality of local degrees, freeness criteria for integral closure) persist by careful generalization (Adachi, 26 Dec 2024).

Table: Key Properties of DVRs

Property Description Reference
Locality One maximal ideal m=(π)m = (\pi) (Aitken, 2021)
PID/Noetherian Every ideal (πn)(\pi^n) is principal (SHoa et al., 2014)
Valuation v:K×Zv: K^\times \to \mathbb{Z} surjective, v(0)=v(0)=\infty (Frutos-Fernández et al., 2023)
Modules Structure theorem for finitely generated modules (Bahri et al., 2023)
Zariski Spectrum Two points: (0)(0) and (π)(\pi) (Sanders et al., 25 Aug 2025)
Extension theory ejfj=[L:K]\sum e_j f_j = [L:K] for finite separable L/KL/K (Adachi, 26 Dec 2024)
Ramification Unramified primes \Rightarrow freeness of closure (Adachi, 26 Dec 2024)

The above encapsulates the canonical role of DVRs as local models for singularities, the paper of ramification, derived and tensor categories, and the local-to-global principle in arithmetic and geometry. Their algebraic and categorical structures continue to serve as an indispensable reference point and testing ground for advances in commutative algebra, algebraic geometry, representation theory, and arithmetic geometry.

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