Goss Zeta Functions in Positive Characteristic
- Goss zeta functions are function-field analogues of the Riemann zeta function, defined over finite fields with non-Archimedean values and Euler product expansions.
- They incorporate analytic methods over the Goss plane and local theories, enabling explicit evaluations at integer points and the study of v-adic and P-adic variants.
- Their deep connections with Drinfeld modules, Anderson t-modules, and shtuka functions yield significant insights into special values, transcendence, and arithmetic rigidity.
Searching arXiv for recent and foundational work on Goss zeta functions. Search query: Goss zeta functions arXiv recent foundational papers Goss zeta functions are the function-field analogues of the Riemann zeta function and classical Dirichlet -functions, formulated in the arithmetic of global function fields over finite fields and taking values in non-Archimedean completions rather than in . In the rational case one works with or , its fraction field or , and the completion at the infinite place; more generally one fixes a smooth projective curve with a distinguished place , and is the ring of functions regular away from . The theory developed by Goss from 1979 onward includes ideal-theoretic Euler products, non-Archimedean parameter spaces such as 0 or 1, special values at integer points, 2-adic and 3-adic variants, and extensive interactions with Drinfeld modules, Anderson 4-modules, shtuka functions, and Tate algebras (Pellarin et al., 7 Jun 2026, Gezmiş et al., 2021).
1. Function-field framework and basic definitions
A standard starting point fixes a finite field 5, the rational function field 6, and 7. For a finite geometric extension 8 with integral closure 9, the ideal-theoretic Goss zeta function is defined by
0
where the sum is over nonzero ideals 1, the product is over nonzero prime ideals 2, and the variable 3 lies in the Goss plane 4 (Phagan, 17 Sep 2025). In the simplest rational case, with 5 denoting the monic polynomials in 6, one writes
7
and the values at positive integers are the Carlitz zeta values (Gezmiş et al., 2021).
Another formulation emphasizes the infinite place. If 8, every 9 has a Teichmüller-like decomposition
0
and the natural parameter space is
1
For 2, one defines
3
This is the positive-characteristic analogue of 4, and it underlies the usual Goss series over monic polynomials of fixed degree and then over all degrees (Hu et al., 2021).
In the broader curve-theoretic setting, one fixes a smooth projective geometrically connected curve 5, a rational point 6, and
7
The completion at 8 is a local field 9, one chooses a sign function 0, and defines “monic” elements by 1. Goss’s parameter space is then described as
2
with integer points embedded by 3, and ideal exponentiation is defined so that 4 for 5 (Pellarin et al., 7 Jun 2026).
2. Analytic structure, special values, and trivial zeros
A basic analytic property is that Goss zeta functions are entire in the sense of Goss. For fixed 6, the degree-7 pieces
8
form an entire power series in 9, uniformly convergent on bounded subsets of 0 (Hu et al., 2021). In the curve-based formulation, partial zeta functions 1 extend from the half-plane 2 to continuous functions on all of 3, and the Dedekind-style functions 4 attached to finite extensions extend to entire functions on 5 as well (Pellarin et al., 7 Jun 2026).
At arithmetic points, the theory exhibits strong algebraicity. Carlitz showed that for 6 divisible by 7,
8
with 9, and Goss generalized the same pattern to arbitrary 0: for 1 with 2,
3
with 4, where 5 is generated by ideal-exponentiation values and 6 is the Hilbert class field (Pellarin et al., 7 Jun 2026).
The theory also has a precise notion of trivial zeros. In the polynomial case, Goss’s special polynomials 7 satisfy: 8 and in that case the zero at 9 is simple (Perkins, 2014). Böckle and Sheats proved the exact degree formula
0
where 1 is the sum of the base-2 digits of 3 (Perkins, 2014). Perkins generalized this to multivariate special polynomials
4
with exact degree
5
and vanishing criterion
6
again with a simple zero (Perkins, 2014).
Bernoulli–Goss polynomials encode a related special-value structure. For
7
the Bernoulli–Goss polynomials are
8
and they control divisibility of zeta polynomials of cyclotomic function fields (Shiomi, 2018).
3. Local theories: 9-adic, 0-adic, and 1-adic variants
Goss also introduced local zeta functions at finite places. For a prime 2 of 3, the 4-adic Goss zeta function is defined on
5
by
6
with
7
When 8 has degree one, one may assume 9, and for fixed 0 the function 1 is actually a polynomial in 2 (Diaz-Vargas et al., 2014). In that case the paper “Riemann Hypothesis for Goss 3-adic Zeta Function” proves that all zeros of 4 are simple and lie in
5
a statement established by explicit control of the valuations
6
and the Newton polygon slopes (Diaz-Vargas et al., 2014).
At the infinite place and at finite places 7, one also has 8-adic zeta values attached to Anderson 9-modules. For the tensor power 00 of the Carlitz module,
01
where
02
The 03-twisted form is
04
If 05, then
06
The same simple-zero phenomenon holds for 07-adic Pellarin 08-series when 09, and for almost all 10-adic Dirichlet–Goss 11-series of type 12, with the stronger statement that if 13, it holds for all Dirichlet characters of type 14 (Calvo, 6 Jun 2026).
A common misconception is to treat these local theories as direct copies of the classical 15-adic theory. The cited work instead emphasizes that the local variables, target fields, and vanishing criteria are specific to positive characteristic: “even” weights mean multiples of 16, and the order of vanishing is controlled by 17-module unit modules, class modules, and 18-adic logarithms rather than by classical archimedean gamma factors (Calvo, 6 Jun 2026).
4. Hurwitz-type refinements, twisted variants, and zeta functions over curves
One major refinement is the Hurwitz-type refinement of the Goss zeta function. For
19
Hu defines
20
For fixed 21, the map 22 is entire on 23, and there is a convergent infinite-order linear difference operator
24
such that
25
This is presented as the positive-characteristic analogue of infinite-order differential equations for the Hurwitz zeta and 26-adic Hurwitz-type Euler zeta; unlike the complex case, the positive-characteristic equation is convergent (Hu et al., 2021).
A second line of generalization replaces the basic norm term by admissible maps on ideals. If 27 is an admissible map, 28 are 29-algebra homomorphisms, 30 are continuous homomorphisms, and 31, then the twisted characteristic-32 zeta functions of Anglès, Ngo Dac, and Tavares Ribeiro are several-variable series of the form
33
and these series converge both in the 34-adic and 35-adic settings (Anglès et al., 2016). The same framework contains twisted Carlitz–Goss zeta functions, Pellarin 36-series, and several-variable deformations over Tate algebras.
A third generalization replaces the Goss plane by the curve itself. For a smooth projective curve 37 with rational point 38, Pellarin-type partial zeta functions attached to an ideal 39 are
40
These are rigid analytic functions on 41, and in arbitrary genus they satisfy functional identities involving a normalized rank-one Drinfeld module 42, its period lattice 43, and an adjoint shtuka function 44. One of the central identities is
45
equivalently
46
The same work proves that the space of special functions 47 satisfies
48
generalizing genus 49 and genus 50 identities of Pellarin and of Green–Papanikolas (Ferraro, 2022).
The survey “Zeta functions over curves” stresses that these functions over curves interact with Goss’s original zeta functions but remain fundamentally different: their domain is the rigid analytic curve 51, not the Goss plane 52, and Ferraro’s rationality theorem produces a function that serves as a partial analogue of Riemann’s 53-function in this geometric setting (Pellarin et al., 7 Jun 2026).
5. Drinfeld modules, 54-motives, and special-value arithmetic
Goss zeta functions are embedded in a broader 55-function theory attached to Drinfeld modules and Anderson–Goss 56-motives. For an abelian 57-motive 58 over 59, with local Euler factors
60
the Goss 61-function at a positive integer 62 is
63
For the Carlitz module 64, the associated motive 65 satisfies
66
so the Carlitz zeta values are the simplest Goss 67-values (Gezmiş et al., 2021).
This motivic viewpoint leads to strong arithmetic statements. Gezmiş and Namoijam prove that if 68 is a Drinfeld 69-module of rank 70 over 71, then for every positive integer 72, the special value 73 is transcendental over 74; if 75 has everywhere good reduction, then
76
is also transcendental for every positive integer 77 (Gezmiş et al., 2021). Their method interprets Goss 78-values in terms of Taelman 79-values of explicitly constructed abelian 80-modules, then applies transcendence results for logarithms.
For tensor powers of rank-one sign-normalized Drinfeld modules over the coordinate ring of an elliptic curve, explicit zeta values appear as coordinates of logarithms. If 81 is such a Drinfeld module and
82
then for 83 there exists a vector
84
such that
85
with 86 the Hilbert class field. This yields transcendence of the values 87 and of certain ratios with periods (Green, 2017).
Tensor products, symmetric squares, and alternating squares of Drinfeld modules also admit Rankin–Selberg-type convolution formulas. For Drinfeld modules 88 of equal rank 89, the tensor-product 90-function satisfies
91
where 92 is defined by Schur-polynomial-weighted coefficients built from the Frobenius polynomials of 93 and 94 (Huang, 2023). At 95, Fang’s class module formula expresses these convolution values in terms of regulators and class modules of the tensor product.
6. Arithmetic rigidity, multiplicity one, and current directions
Goss zeta functions exhibit strong rigidity with respect to their Euler factors. For a finite geometric extension 96 of 97, the local factors of 98 encode the splitting type of primes of the base field. Phagan proves a strong multiplicity one theorem: if two Goss zeta functions share cofinitely many Euler factors, then the full zeta functions coincide,
99
The same statement holds for the Teichmüller lifts
00
where 01 is the Teichmüller character into Witt vectors (Phagan, 17 Sep 2025). The proofs use splitting types, Chebotarev density, and Gassmann theory rather than any functional equation.
This last point addresses a recurrent issue in the subject. Unlike the classical Riemann and Dedekind zeta functions, Goss zeta functions do not presently come with a generally accepted functional equation. The absence of such an equation is explicitly identified as an obstacle for formulating a fully satisfactory Riemann Hypothesis in the characteristic-02 setting (Phagan, 17 Sep 2025). At the same time, the literature shows that several deep structural properties persist without it: strong multiplicity one, convergent infinite-order difference equations, explicit 03-adic order-of-vanishing results, and rigidity phenomena over curves.
Current directions recorded in the cited works include several distinct programs. One concerns relative zeta functions over curves: for a finite extension 04, the functions
05
extend to entire rigid analytic functions on 06, and Ferraro conjectures that in a ring class field case the order of vanishing at the canonical point 07 is 08, with numerical evidence (Pellarin et al., 7 Jun 2026). Another concerns Dirichlet–Goss 09-series: the available 10-adic theory proves simple zeros at 11 for almost all characters of a fixed type, and asks whether this holds for all characters in general (Calvo, 6 Jun 2026). A third concerns higher-rank Drinfeld modules, where transcendence is now established for many special 12-values, but a full description of algebraic relations analogous to the Carlitz case remains open (Gezmiş et al., 2021).
Taken together, these developments show that “Goss zeta functions” no longer denote a single isolated analogue of 13. The term now covers an interconnected family of positive-characteristic zeta and 14-functions: ideal-theoretic Goss zetas on the Goss plane, 15-adic and 16-adic variants, Hurwitz-type and twisted refinements, Pellarin-type functions over curves, and motivic 17-series attached to Drinfeld modules and 18-motives. Their common structure is the replacement of classical complex analysis by Frobenius-twisted, rigid analytic, and 19-motivic methods.