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Gauge-Theoretic Approach to Gravity

Updated 21 December 2025
  • Gauge-theoretic gravity is defined by reformulating gravitation as a local gauge theory with symmetry groups like Poincaré and de Sitter, leading to dynamic fields such as connections and tetrads.
  • The approach constructs gauge-invariant Lagrangians that couple curvature and torsion, often reducing to Einstein–Cartan dynamics with clear formulations for matter (e.g., spinor) coupling.
  • Extensions into non-Riemannian, noncommutative, and loop formulations illustrate the method’s versatility, offering new avenues for addressing quantum gravity and cosmological phenomena.

The gauge-theoretic approach to gravity reformulates gravitation as the outcome of a local gauge symmetry principle, akin to the foundational structures underlying the Standard Model of particle physics. Rather than viewing gravity solely as spacetime curvature governed by the Einstein field equations, this approach treats gravitational dynamics as arising from connections and field strengths associated with symmetry groups, most notably the Poincaré, de Sitter, and affine groups. Both metric and tetrad (frame) variables, curvature and torsion, and their interactions with matter underpin the rich geometric and algebraic foundation of gauge gravity.

1. Algebraic Foundations: Gauge Groups and Localization

The central premise is gauging the symmetry group of flat spacetime to endow it with local symmetry. The Poincaré algebra, with generators PaP_a (translations) and JabJ_{ab} (Lorentz rotations), is fundamental: [Pa,Pb]=0,[Jab,Pc]=2ηc[aPb],[Jab,Jcd]=4η[a[cJd]b][P_a,P_b]=0,\qquad [J_{ab},P_c]=2\,\eta_{c[a}P_{b]},\qquad [J_{ab},J_{cd}]=4\,\eta_{[a[c}\,J_{d]b]} where ηab\eta_{ab} is the Minkowski metric.

Localization—the promotion of constant symmetry parameters to arbitrary functions on spacetime—introduces corresponding gauge potentials: A=eaPa+12ωabJabA = e^a P_a + \tfrac{1}{2} \omega^{ab} J_{ab} with ea=eaμdxμe^a = e^a{}_\mu dx^\mu (coframe, or vierbein/tetrad, for translations) and ωab=ωabμdxμ\omega^{ab} = \omega^{ab}{}_\mu dx^\mu (spin connection, for Lorentz rotations). For gravity with cosmological constant, the gauge group is typically extended to de Sitter (SO(4,1)SO(4,1)) or anti-de Sitter (SO(3,2)SO(3,2)) (Randono, 2010, Randono, 2010, Sobreiro et al., 2012).

2. Geometric Structures: Connection, Curvature, and Torsion

The field strengths—torsion and curvature—are constructed via the exterior covariant derivative DD with respect to ω\omega: Ta=Dea=dea+ωabeb(torsion 2-form)T^a = D e^a = de^a + \omega^a{}_b \wedge e^b\qquad \text{(torsion 2-form)}

Rab=dωab+ωacωcb(curvature 2-form)R^{ab} = d\omega^{ab} + \omega^a{}_c \wedge \omega^{cb}\qquad \text{(curvature 2-form)}

These satisfy Bianchi identities: DTa=Rabeb,DRab=0D T^a = R^a{}_b \wedge e^b,\qquad D R^{ab} = 0 In de Sitter-type gauge theories, the algebraic structure yields commutators such as [Pa,Pb]=kJab[P_a, P_b] = k J_{ab} and leads to a splitting of the gauge connection into Lorentz and translational sectors (Randono, 2010, Thibaut et al., 8 Mar 2024).

3. Gauge-Invariant Lagrangians and Field Equations

The most general gravitational action in this formalism is a local, gauge-invariant 4-form, typically incorporating both curvature and torsion: LG=12κ[a0Rabηab2Λη+I=13aIT(I)aTa(I)+J=16bJR(J)abRab(J)]L_G = \frac{1}{2\kappa}\left[ a_0 R^{ab} \wedge \eta_{ab} - 2\Lambda \eta + \sum_{I=1}^{3} a_I T^{(I)a} \wedge \star T^{(I)}_a + \sum_{J=1}^{6} b_J R^{(J)ab} \wedge \star R^{(J)}_{ab} \right] with the Einstein–Cartan (EC) sector isolated by appropriate parameter choices (all aI>0=bJ=0a_{I>0}=b_J=0), yielding (Blagojević et al., 2012): LEC=a02κRabηabTa=0L_{\mathrm{EC}} = \frac{a_0}{2\kappa}\,R^{ab}\wedge\eta_{ab} \quad \Longrightarrow\quad T^a=0 Minimally coupled matter, e.g., Dirac fields, enter via: LD=i2[ψγaeaDψDψγaeaψ]mψψηL_D = \frac{i}{2}\left[\overline\psi\gamma^a\,e_a \wedge D\psi - D\overline\psi \wedge \gamma^a\,e_a\,\psi\right] - m\,\overline\psi\psi\,\eta The resulting field equations, upon variation with respect to eae^a and ωab\omega^{ab}, encode both translational (stress-energy) and rotational (spin) conservation, leading to the Einstein and Cartan equations (Blagojević et al., 2012, Santos, 2019).

4. Symmetry Breaking and MacDowell–Mansouri Mechanism

The MacDowell–Mansouri approach reformulates Einstein gravity as the symmetry-broken phase of a de Sitter (or anti-de Sitter) gauge theory (Randono, 2010, Randono, 2010, Manolakos et al., 2019, Thibaut et al., 8 Mar 2024). The gauge connection is

AAB={ωIJ(I,J=0,,3) 1eI(A=I,B=4)A^{AB} = \begin{cases} \omega^{IJ} & (I,J=0,\ldots,3) \ \frac{1}{\ell} e^{I} & (A=I, B=4) \end{cases}

with curvature splitting as

FIJ=RIJ12eIeJ,FI4=1TIF^{IJ} = R^{IJ} - \frac{1}{\ell^2} e^I \wedge e^J,\quad F^{I4} = \frac{1}{\ell} T^I

A symmetry-breaking order parameter (Higgs-like field or fermion condensate) reduces the gauge group to the Lorentz subgroup and yields the MacDowell–Mansouri action, which reduces to Einstein–Cartan gravity with topological terms, e.g.,

SMM=32κΛϵabcdFabFcdS_{\mathrm{MM}} = \frac{3}{2\kappa\Lambda}\int \epsilon_{abcd} F^{ab} \wedge F^{cd}

Fermionic condensates can serve this symmetry-breaking role, leading precisely to Einstein–Cartan dynamics under suitable isotropy and homogeneity constraints (Randono, 2010).

5. Hamiltonian Formulation and Quasi-local Structures

The Hamiltonian (3+1 split) analysis identifies canonical momenta for eae^a and ωab\omega^{ab}, subject to primary constraints due to the absence of time derivatives in certain components: πai=L(teia),πabi=L(tωiab)\pi_a{}^i = \frac{\partial L}{\partial(\partial_t e^a_i)},\qquad \pi_{ab}{}^i = \frac{\partial L}{\partial(\partial_t \omega^{ab}_i)} A preferred boundary term determines quasi-local energy, momentum, and angular momentum via Hamiltonian boundary integrals. For the Einstein–Cartan or general Poincaré gauge model: BEC(Z)=12κ(ΔΓabiZηab+DˉbZaΔηab)\mathcal{B}_{\mathrm{EC}}(Z) = \frac{1}{2\kappa}\left(\Delta\Gamma^{ab}\wedge i_Z\eta_{ab} + \bar{D}_b Z^a\,\Delta\eta_a{}^b\right) Applications range from the covariant definition of quasi-local charges to the consistency and definition of gravitational energy—an insight unique to the gauge-theoretic approach (Nester et al., 2016, Chen et al., 2018).

6. Extensions: Non-Riemannian Geometries and Higher Symmetries

Beyond Poincaré, the gauge-theoretic approach admits extensions to larger groups (Weyl, affine/GL(4), conformal), generating Weyl–Cartan, metric–affine, and scalar–tensor gravities (Nishida, 2012, Sardanashvily, 2016). In metric-affine theory, the metric and connection are independent fields on the frame bundle, leading naturally to non-vanishing torsion and non-metricity: Γαμν={μνα}+Cαμν+Sαμν\Gamma^\alpha{}_{\mu\nu} = \{^\alpha_{\mu\nu}\} + C^\alpha{}_{\mu\nu} + S^\alpha{}_{\mu\nu} with contorsion SS and non-metricity CC encoding deviations from Levi–Civita. The metric can be interpreted as a Higgs field associated with spontaneous symmetry breaking from GL(4)\mathrm{GL}(4) to O(1,3)\mathrm{O}(1,3) (Sardanashvily, 2016).

Gravity may also emerge from pure Yang–Mills theories for de Sitter-type groups due to asymptotic freedom and dynamical mass generation at low energies, resulting in effective Riemann–Cartan geometry with Newton’s constant and cosmological constant expressed in terms of gauge couplings and the dynamically generated mass scale (Sobreiro et al., 2012, Sobreiro et al., 2012).

7. Matter Coupling, Solutions, and Physical Consequences

Poincaré gauge theory minimally and naturally incorporates spinor matter, yielding an algebraic torsion–spin relation: T[abc]+2δ[baTc]=8πGSabcT^{[a}{}_{bc]} + 2\,\delta^a_{[b} T_{c]} = 8\pi G\,\mathfrak{S}^a{}_{bc} Spin–torsion couplings have significant magnitudes at high densities, suggesting roles in singularity avoidance and early-universe phenomena. In vacuum or at ordinary densities, these effects are negligible and GR predictions are recovered (Santos, 2019).

Exact solutions include spherically symmetric spacetimes with torsion monopoles, homogeneous spiral staircase geometries, and propagating torsion–curvature waves. Yang–Mills gauge-theoretic models with extended symmetry yield rich solution spaces, sometimes addressing dark matter, lensing, and cosmic acceleration without new dark sectors (Yang et al., 2013).

8. Noncommutative, Loop, and Alternative Gauge-Theoretic Models

Recent formulations generalize the gauge-theoretic paradigm to noncommutative geometries, e.g., fuzzy de Sitter space, where fields, connections, and curvature become matrix-valued and field strengths involve star-products (Manolakos et al., 2019, Manolakos et al., 2019). In path/loop-based approaches, fundamental configuration variables are holonomies, and spacetime emerges as a structure organizing gauge-invariant Dirac observables instead of coordinate points, leading to a background-independent and fully gauge-invariant quantization regime (Gambini et al., 2018).

Moreover, there exist SU(2) “pure connection” approaches to gravity, yielding non-metric formalisms with only two propagating graviton polarizations and an infinite-parameter family of theories, reproducing general relativity for special choices of the defining function (Krasnov, 2012, Krasnov, 2011).


In totality, the gauge-theoretic approach elevates gravity to the same status as other gauge interactions, with essential dynamical fields given by connections and frames (or more generally, higher-rank gauge fields), field strengths by curvature and torsion, and fundamental dynamics governed by locally invariant action principles. The approach generalizes to and unifies a wide array of models—including Einstein–Cartan, teleparallel, de Sitter, metric–affine, generalized Yang–Mills, and noncommutative gravities—making it a cornerstone methodology for both classical gravitational theory and strategies toward quantum gravity (Blagojević et al., 2012, Nester et al., 2016, Kerr, 2014, Sobreiro et al., 2012, Thibaut et al., 8 Mar 2024).

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