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Birational Zeta Function: Invariants & Monodromy

Updated 10 July 2026
  • Birational Zeta Function is a birationally invariant series that encodes degeneration, monodromy, and birational data using motivic and divisor frameworks.
  • It is defined in multiple settings—such as K-trivial varieties and reduced divisors—by leveraging snc-models, dlt modifications, and localized Grothendieck rings.
  • The invariant facilitates the analysis of poles, log discrepancies, and obstructions to smooth fillings through explicit computations and monodromy eigenvalue assessments.

Searching arXiv for the cited papers on birational zeta functions and related motivic zeta constructions. Search query: ([2401.17772](/papers/2401.17772)) birational invariance motivic zeta functions K-trivial varieties Birational zeta function denotes a birationally invariant zeta-type construction attached to degenerations or divisors. In one precise sense, it is the motivic zeta function of a smooth, proper K=k((t))K=k((t))-variety with trivial canonical bundle, viewed as a birational invariant in a localized equivariant Grothendieck ring and used to analyze poles, monodromy, and obstructions to smooth fillings. In another precise sense, it is a birational analog of the Denef–Loeser motivic zeta function for a reduced divisor on a smooth complex variety, defined through dlt modifications and birational equivalence classes. A related predecessor is the motivic infinite cyclic zeta function associated with an SNC divisor together with holonomy and log discrepancy data (Lunardon et al., 2024, Biesbrouck et al., 3 Sep 2025, Villa et al., 2017).

1. Terminological range and basic frameworks

Recent work uses the term in several closely related but non-identical settings. The common feature is that a zeta-type series is constructed so that its coefficients or its rational expression are stable under an appropriate birational equivalence relation.

Framework Input Coefficient ring
KK-trivial degeneration zeta Smooth, proper, geometrically connected KK-variety with KX0K_X \sim 0 and a volume form ω\omega Mkμ^\mathcal M_k^{\hat\mu}, or the localization R=Mkμ^[T,(1Lm)1]m>0R=\mathcal M_k^{\hat\mu}[T,(1-\mathbb L^{-m})^{-1}]_{m>0}
Minimal-model birational zeta Smooth quasi-projective X/CX/\mathbb C and a non-zero reduced divisor DD Z[BirC][Lbir1]T\mathbb Z[\mathrm{Bir}_{\mathbb C}][\mathbb L_{\mathrm{bir}}^{-1}]\llbracket T\rrbracket
Motivic infinite cyclic zeta SNC divisor KK0 on a smooth complex quasi-projective variety, with holonomy KK1 and discrepancies KK2 KK3

In the KK4-trivial setting, the series measures how KK5 degenerates at KK6, and the use of KK7-equivariant coefficients records monodromy through KK8-torsors. In the divisor setting, the construction is MMP-based: log resolutions are replaced by dlt modifications or minimal models, and ordinary Grothendieck classes are replaced by birational equivalence classes. In the infinite cyclic cover setting, the construction is formulated from punctured neighborhoods of SNC divisors and is birationally invariant under blow-up relations. All three frameworks are distinct from Hasse–Weil zeta functions, which count rational points over finite fields rather than encode degeneration or birational data (Lunardon et al., 2024, Biesbrouck et al., 3 Sep 2025, Villa et al., 2017).

2. Motivic zeta functions of KK9-trivial varieties

Let KK0 be a field of characteristic zero, KK1, and KK2. The profinite group scheme of roots of unity is KK3. The relevant coefficient ring is the equivariant Grothendieck ring KK4, localized by the Lefschetz motive KK5, giving KK6. For technical birational statements one further localizes to

KK7

If KK8 is smooth, proper, geometrically connected, of pure dimension KK9, with trivial canonical bundle KX0K_X \sim 00, and KX0K_X \sim 01 is a volume form on KX0K_X \sim 02, then the motivic zeta function is

KX0K_X \sim 03

where KX0K_X \sim 04. If KX0K_X \sim 05, then

KX0K_X \sim 06

Thus rescaling the volume form shifts the KX0K_X \sim 07-variable by a power of KX0K_X \sim 08 (Lunardon et al., 2024).

The rational form is obtained from an snc-model KX0K_X \sim 09 of ω\omega0, with special fiber

ω\omega1

For ω\omega2, one sets

ω\omega3

and ω\omega4. If ω\omega5 denotes the pullback of ω\omega6 to the normalization of ω\omega7, then ω\omega8 is a ω\omega9-torsor. Viewing Mkμ^\mathcal M_k^{\hat\mu}0 as a rational section of the logarithmic relative canonical bundle, one writes

Mkμ^\mathcal M_k^{\hat\mu}1

The Denef–Loeser-style formula is

Mkμ^\mathcal M_k^{\hat\mu}2

This exhibits rationality and makes the candidate poles visible through the denominators Mkμ^\mathcal M_k^{\hat\mu}3 (Lunardon et al., 2024).

The same paper defines a generalized zeta function Mkμ^\mathcal M_k^{\hat\mu}4 for germs Mkμ^\mathcal M_k^{\hat\mu}5 of canonical forms on function fields Mkμ^\mathcal M_k^{\hat\mu}6 and proves that it is independent of the chosen snc-model. For smooth proper Mkμ^\mathcal M_k^{\hat\mu}7-trivial Mkμ^\mathcal M_k^{\hat\mu}8, this generalized construction reduces to the original Mkμ^\mathcal M_k^{\hat\mu}9.

3. Birational invariance and monodromy in the R=Mkμ^[T,(1Lm)1]m>0R=\mathcal M_k^{\hat\mu}[T,(1-\mathbb L^{-m})^{-1}]_{m>0}0-trivial setting

The central birational invariance statement is the following. If R=Mkμ^[T,(1Lm)1]m>0R=\mathcal M_k^{\hat\mu}[T,(1-\mathbb L^{-m})^{-1}]_{m>0}1 and R=Mkμ^[T,(1Lm)1]m>0R=\mathcal M_k^{\hat\mu}[T,(1-\mathbb L^{-m})^{-1}]_{m>0}2 are smooth, proper, geometrically connected R=Mkμ^[T,(1Lm)1]m>0R=\mathcal M_k^{\hat\mu}[T,(1-\mathbb L^{-m})^{-1}]_{m>0}3-schemes with R=Mkμ^[T,(1Lm)1]m>0R=\mathcal M_k^{\hat\mu}[T,(1-\mathbb L^{-m})^{-1}]_{m>0}4, and R=Mkμ^[T,(1Lm)1]m>0R=\mathcal M_k^{\hat\mu}[T,(1-\mathbb L^{-m})^{-1}]_{m>0}5 is birational, then for a volume form R=Mkμ^[T,(1Lm)1]m>0R=\mathcal M_k^{\hat\mu}[T,(1-\mathbb L^{-m})^{-1}]_{m>0}6 on R=Mkμ^[T,(1Lm)1]m>0R=\mathcal M_k^{\hat\mu}[T,(1-\mathbb L^{-m})^{-1}]_{m>0}7 and the uniquely induced volume form R=Mkμ^[T,(1Lm)1]m>0R=\mathcal M_k^{\hat\mu}[T,(1-\mathbb L^{-m})^{-1}]_{m>0}8 on R=Mkμ^[T,(1Lm)1]m>0R=\mathcal M_k^{\hat\mu}[T,(1-\mathbb L^{-m})^{-1}]_{m>0}9, one has

X/CX/\mathbb C0

The proof proceeds by constructing X/CX/\mathbb C1 for germs X/CX/\mathbb C2 and proving independence of snc-model via weak factorization tailored to X/CX/\mathbb C3-elementary blow-ups. This bypasses the lack of a change-of-variables formula for motivic integrals of canonical forms over X/CX/\mathbb C4 (Lunardon et al., 2024).

The same framework organizes the monodromy problem. For a smooth proper X/CX/\mathbb C5, the X/CX/\mathbb C6-adic characteristic polynomial

X/CX/\mathbb C7

is cyclotomic and independent of X/CX/\mathbb C8 and of the chosen topological generator X/CX/\mathbb C9; it is denoted DD0. For an snc-model with special fiber DD1, the A’Campo-type formula is

DD2

This ties multiplicities DD3 directly to monodromy eigenvalues (Lunardon et al., 2024).

Poles are defined by writing DD4. The snc formula gives candidate poles

DD5

The largest candidate

DD6

is always an actual pole. The monodromy property is formulated using the ring

DD7

where DD8 consists of pairs DD9 with Z[BirC][Lbir1]T\mathbb Z[\mathrm{Bir}_{\mathbb C}][\mathbb L_{\mathrm{bir}}^{-1}]\llbracket T\rrbracket0 and Z[BirC][Lbir1]T\mathbb Z[\mathrm{Bir}_{\mathbb C}][\mathbb L_{\mathrm{bir}}^{-1}]\llbracket T\rrbracket1 a monodromy eigenvalue. The condition Z[BirC][Lbir1]T\mathbb Z[\mathrm{Bir}_{\mathbb C}][\mathbb L_{\mathrm{bir}}^{-1}]\llbracket T\rrbracket2 is independent of Z[BirC][Lbir1]T\mathbb Z[\mathrm{Bir}_{\mathbb C}][\mathbb L_{\mathrm{bir}}^{-1}]\llbracket T\rrbracket3. Moreover, if Z[BirC][Lbir1]T\mathbb Z[\mathrm{Bir}_{\mathbb C}][\mathbb L_{\mathrm{bir}}^{-1}]\llbracket T\rrbracket4 and Z[BirC][Lbir1]T\mathbb Z[\mathrm{Bir}_{\mathbb C}][\mathbb L_{\mathrm{bir}}^{-1}]\llbracket T\rrbracket5 are birational Z[BirC][Lbir1]T\mathbb Z[\mathrm{Bir}_{\mathbb C}][\mathbb L_{\mathrm{bir}}^{-1}]\llbracket T\rrbracket6-trivial varieties, then Z[BirC][Lbir1]T\mathbb Z[\mathrm{Bir}_{\mathbb C}][\mathbb L_{\mathrm{bir}}^{-1}]\llbracket T\rrbracket7 lies in Z[BirC][Lbir1]T\mathbb Z[\mathrm{Bir}_{\mathbb C}][\mathbb L_{\mathrm{bir}}^{-1}]\llbracket T\rrbracket8 if and only if Z[BirC][Lbir1]T\mathbb Z[\mathrm{Bir}_{\mathbb C}][\mathbb L_{\mathrm{bir}}^{-1}]\llbracket T\rrbracket9 does. Birational invariance also holds for the monodromy eigenvalues themselves, through equality of the polynomials KK00 and KK01 for all KK02 (Lunardon et al., 2024).

Known instances of the monodromy property include abelian varieties, Galois-equivariant Kulikov models, certain K3 surfaces, and products. For K3 surfaces with Kulikov models, KK03 has a unique pole, and the largest pole always gives a monodromy eigenvalue in middle degree.

4. Minimal-model birational zeta functions for divisors

For a smooth KK04-variety KK05 of dimension KK06 and a non-constant regular function KK07 with reduced divisor KK08, the Denef–Loeser motivic zeta function is

KK09

with

KK10

Equivalently, using arcs KK11,

KK12

If KK13 is a log resolution with

KK14

then

KK15

The birational zeta function of the 2025 paper replaces Grothendieck classes by birational equivalence classes and replaces log resolutions by dlt modifications or minimal models (Biesbrouck et al., 3 Sep 2025).

Let KK16 be the set of birational equivalence classes of irreducible KK17-dimensional KK18-varieties, and let

KK19

with birational Lefschetz class

KK20

For a smooth quasi-projective KK21, a non-zero reduced divisor KK22, and a dlt modification

KK23

with KK24, index set KK25 for the irreducible components KK26 of KK27, multiplicities KK28, and

KK29

the global birational zeta function is

KK30

For a closed subset KK31, if

KK32

the local version is

KK33

This rational expression is independent of the chosen dlt modification and, more generally, depends only on the crepant-birational equivalence class (Biesbrouck et al., 3 Sep 2025).

The intrinsic interpretation uses contact loci. For KK34,

KK35

Dlt valuations with KK36 produce distinct irreducible components of KK37. If KK38 denotes the union of irreducible components produced by dlt KK39-valuations, then the contact-loci definition agrees with the dlt-modification formula. There is also a codimension-one expression

KK40

A key limitation is that arbitrary dlt resolutions that are not minimal over KK41 may introduce spurious poles.

5. Poles, comparisons, and representative computations

In both the KK42-trivial and divisor settings, the denominator data determine candidate poles of the form

KK43

For the KK44-trivial motivic zeta function, this follows from the snc expression in the equivariant Grothendieck ring, and the largest candidate KK45 is always an actual pole. For the minimal-model birational zeta function, poles are defined using minimal denominator sets arising from dlt modifications in a crepant-birational class; under the rational specialization KK46, the largest pole of KK47 is at

KK48

and its order equals the maximal number of components meeting at a stratum with KK49. In particular, KK50 is a pole of KK51 (Lunardon et al., 2024, Biesbrouck et al., 3 Sep 2025).

For local plane curve singularities, the birational and topological pictures align sharply. The 2025 paper proves that the sets of poles of the local birational zeta function and the local topological zeta function coincide “essentially”: KK52 is a pole of KK53 if and only if it is detected by the minimal dlt model in the birational theory, and the pole orders also agree. Consequently, the local birational monodromy conjecture holds for plane curves. The node

KK54

gives a basic example: the minimal log resolution is the identity, KK55, KK56, and the local birational zeta function is

KK57

with a pole at KK58 of order KK59. For the cusp

KK60

the candidate poles are KK61, coming from denominators KK62 and KK63 in the motivic theory and KK64 and KK65 in the birational theory; both are actual poles (Biesbrouck et al., 3 Sep 2025).

On the KK66-trivial side, explicit computations likewise show that poles can carry refined birational information. For K3 surfaces with Kulikov models, KK67 has a unique pole. Abelian varieties satisfy the monodromy property. If KK68 is an abelian surface or a K3 satisfying monodromy, then KK69 also satisfies monodromy, and birational invariance transfers this property to any KK70-trivial variety birational to KK71 (Lunardon et al., 2024).

A major application of the KK72-trivial theory is the obstruction to smooth fillings. Good reduction means the existence of a smooth, proper algebraic space KK73 with generic fiber KK74. Cohomological good reduction means trivial inertia action on KK75 for all KK76 and KK77. Good reduction implies cohomological good reduction. If KK78 is birational to a smooth proper KK79 with KK80 and KK81 has good reduction, then for any volume form KK82 on KK83 there exist KK84 and KK85 in the image of the restriction map KK86 such that

KK87

Hence KK88 has a single pole KK89. Detecting multiple poles therefore obstructs the existence of a smooth filling, even after birational modifications and finite base change (Lunardon et al., 2024).

Two explicit families illustrate this obstruction. For the Cynk–van Straten threefolds, one obtains a smooth proper KK90 of dimension KK91 with KK92, trivial monodromy, and

KK93

whose poles are exactly KK94. Using the Euler–Poincaré realization, both are actual poles, so no smooth filling exists over any finite base change, although the monodromy property still holds. For Voisin’s Lefschetz degenerations in even dimension KK95, the motivic zeta function has poles at KK96 and KK97, possibly half-integers, implying monodromy of order KK98 and again ruling out smooth fillings even after finite base change and birational modifications (Lunardon et al., 2024).

The present theories have strict hypotheses. The KK99-trivial birational invariance theorem assumes characteristic zero, smooth proper geometrically connected KK00-varieties, trivial canonical bundles, and a volume form. The equality KK01 is proved in the localized ring KK02; it is plausible, but currently unknown, that equality already holds in KK03. The full monodromy conjecture in this setting remains open in general. For nontrivial canonical bundle, the specific birational invariance statements do not apply. In the divisor setting, the theory is developed over KK04 for smooth quasi-projective KK05 and non-zero reduced divisors KK06, and non-minimal dlt resolutions may create extra poles (Lunardon et al., 2024, Biesbrouck et al., 3 Sep 2025).

A related but distinct birationally invariant construction is the motivic infinite cyclic zeta function of an SNC divisor KK07 with holonomy KK08 and discrepancy data KK09: KK10 It is invariant under the equivalence relation generated by birational maps identifying punctured neighborhoods and transporting holonomy and log discrepancy data. Its limit as KK11 recovers the motivic infinite cyclic cover, and under log resolution hypotheses it recovers the Denef–Loeser local zeta function of a hypersurface germ. This suggests that birational zeta phenomena form a broader family of invariants linking degenerations, arc spaces, dlt geometry, and monodromy (Villa et al., 2017).

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