Birational Zeta Function: Invariants & Monodromy
- Birational Zeta Function is a birationally invariant series that encodes degeneration, monodromy, and birational data using motivic and divisor frameworks.
- It is defined in multiple settings—such as K-trivial varieties and reduced divisors—by leveraging snc-models, dlt modifications, and localized Grothendieck rings.
- The invariant facilitates the analysis of poles, log discrepancies, and obstructions to smooth fillings through explicit computations and monodromy eigenvalue assessments.
Searching arXiv for the cited papers on birational zeta functions and related motivic zeta constructions.
Search query: ([2401.17772](/papers/2401.17772)) birational invariance motivic zeta functions K-trivial varieties
Birational zeta function denotes a birationally invariant zeta-type construction attached to degenerations or divisors. In one precise sense, it is the motivic zeta function of a smooth, proper -variety with trivial canonical bundle, viewed as a birational invariant in a localized equivariant Grothendieck ring and used to analyze poles, monodromy, and obstructions to smooth fillings. In another precise sense, it is a birational analog of the Denef–Loeser motivic zeta function for a reduced divisor on a smooth complex variety, defined through dlt modifications and birational equivalence classes. A related predecessor is the motivic infinite cyclic zeta function associated with an SNC divisor together with holonomy and log discrepancy data (Lunardon et al., 2024, Biesbrouck et al., 3 Sep 2025, Villa et al., 2017).
1. Terminological range and basic frameworks
Recent work uses the term in several closely related but non-identical settings. The common feature is that a zeta-type series is constructed so that its coefficients or its rational expression are stable under an appropriate birational equivalence relation.
| Framework | Input | Coefficient ring |
|---|---|---|
| -trivial degeneration zeta | Smooth, proper, geometrically connected -variety with and a volume form | , or the localization |
| Minimal-model birational zeta | Smooth quasi-projective and a non-zero reduced divisor | |
| Motivic infinite cyclic zeta | SNC divisor 0 on a smooth complex quasi-projective variety, with holonomy 1 and discrepancies 2 | 3 |
In the 4-trivial setting, the series measures how 5 degenerates at 6, and the use of 7-equivariant coefficients records monodromy through 8-torsors. In the divisor setting, the construction is MMP-based: log resolutions are replaced by dlt modifications or minimal models, and ordinary Grothendieck classes are replaced by birational equivalence classes. In the infinite cyclic cover setting, the construction is formulated from punctured neighborhoods of SNC divisors and is birationally invariant under blow-up relations. All three frameworks are distinct from Hasse–Weil zeta functions, which count rational points over finite fields rather than encode degeneration or birational data (Lunardon et al., 2024, Biesbrouck et al., 3 Sep 2025, Villa et al., 2017).
2. Motivic zeta functions of 9-trivial varieties
Let 0 be a field of characteristic zero, 1, and 2. The profinite group scheme of roots of unity is 3. The relevant coefficient ring is the equivariant Grothendieck ring 4, localized by the Lefschetz motive 5, giving 6. For technical birational statements one further localizes to
7
If 8 is smooth, proper, geometrically connected, of pure dimension 9, with trivial canonical bundle 0, and 1 is a volume form on 2, then the motivic zeta function is
3
where 4. If 5, then
6
Thus rescaling the volume form shifts the 7-variable by a power of 8 (Lunardon et al., 2024).
The rational form is obtained from an snc-model 9 of 0, with special fiber
1
For 2, one sets
3
and 4. If 5 denotes the pullback of 6 to the normalization of 7, then 8 is a 9-torsor. Viewing 0 as a rational section of the logarithmic relative canonical bundle, one writes
1
The Denef–Loeser-style formula is
2
This exhibits rationality and makes the candidate poles visible through the denominators 3 (Lunardon et al., 2024).
The same paper defines a generalized zeta function 4 for germs 5 of canonical forms on function fields 6 and proves that it is independent of the chosen snc-model. For smooth proper 7-trivial 8, this generalized construction reduces to the original 9.
3. Birational invariance and monodromy in the 0-trivial setting
The central birational invariance statement is the following. If 1 and 2 are smooth, proper, geometrically connected 3-schemes with 4, and 5 is birational, then for a volume form 6 on 7 and the uniquely induced volume form 8 on 9, one has
0
The proof proceeds by constructing 1 for germs 2 and proving independence of snc-model via weak factorization tailored to 3-elementary blow-ups. This bypasses the lack of a change-of-variables formula for motivic integrals of canonical forms over 4 (Lunardon et al., 2024).
The same framework organizes the monodromy problem. For a smooth proper 5, the 6-adic characteristic polynomial
7
is cyclotomic and independent of 8 and of the chosen topological generator 9; it is denoted 0. For an snc-model with special fiber 1, the A’Campo-type formula is
2
This ties multiplicities 3 directly to monodromy eigenvalues (Lunardon et al., 2024).
Poles are defined by writing 4. The snc formula gives candidate poles
5
The largest candidate
6
is always an actual pole. The monodromy property is formulated using the ring
7
where 8 consists of pairs 9 with 0 and 1 a monodromy eigenvalue. The condition 2 is independent of 3. Moreover, if 4 and 5 are birational 6-trivial varieties, then 7 lies in 8 if and only if 9 does. Birational invariance also holds for the monodromy eigenvalues themselves, through equality of the polynomials 00 and 01 for all 02 (Lunardon et al., 2024).
Known instances of the monodromy property include abelian varieties, Galois-equivariant Kulikov models, certain K3 surfaces, and products. For K3 surfaces with Kulikov models, 03 has a unique pole, and the largest pole always gives a monodromy eigenvalue in middle degree.
4. Minimal-model birational zeta functions for divisors
For a smooth 04-variety 05 of dimension 06 and a non-constant regular function 07 with reduced divisor 08, the Denef–Loeser motivic zeta function is
09
with
10
Equivalently, using arcs 11,
12
If 13 is a log resolution with
14
then
15
The birational zeta function of the 2025 paper replaces Grothendieck classes by birational equivalence classes and replaces log resolutions by dlt modifications or minimal models (Biesbrouck et al., 3 Sep 2025).
Let 16 be the set of birational equivalence classes of irreducible 17-dimensional 18-varieties, and let
19
with birational Lefschetz class
20
For a smooth quasi-projective 21, a non-zero reduced divisor 22, and a dlt modification
23
with 24, index set 25 for the irreducible components 26 of 27, multiplicities 28, and
29
the global birational zeta function is
30
For a closed subset 31, if
32
the local version is
33
This rational expression is independent of the chosen dlt modification and, more generally, depends only on the crepant-birational equivalence class (Biesbrouck et al., 3 Sep 2025).
The intrinsic interpretation uses contact loci. For 34,
35
Dlt valuations with 36 produce distinct irreducible components of 37. If 38 denotes the union of irreducible components produced by dlt 39-valuations, then the contact-loci definition agrees with the dlt-modification formula. There is also a codimension-one expression
40
A key limitation is that arbitrary dlt resolutions that are not minimal over 41 may introduce spurious poles.
5. Poles, comparisons, and representative computations
In both the 42-trivial and divisor settings, the denominator data determine candidate poles of the form
43
For the 44-trivial motivic zeta function, this follows from the snc expression in the equivariant Grothendieck ring, and the largest candidate 45 is always an actual pole. For the minimal-model birational zeta function, poles are defined using minimal denominator sets arising from dlt modifications in a crepant-birational class; under the rational specialization 46, the largest pole of 47 is at
48
and its order equals the maximal number of components meeting at a stratum with 49. In particular, 50 is a pole of 51 (Lunardon et al., 2024, Biesbrouck et al., 3 Sep 2025).
For local plane curve singularities, the birational and topological pictures align sharply. The 2025 paper proves that the sets of poles of the local birational zeta function and the local topological zeta function coincide “essentially”: 52 is a pole of 53 if and only if it is detected by the minimal dlt model in the birational theory, and the pole orders also agree. Consequently, the local birational monodromy conjecture holds for plane curves. The node
54
gives a basic example: the minimal log resolution is the identity, 55, 56, and the local birational zeta function is
57
with a pole at 58 of order 59. For the cusp
60
the candidate poles are 61, coming from denominators 62 and 63 in the motivic theory and 64 and 65 in the birational theory; both are actual poles (Biesbrouck et al., 3 Sep 2025).
On the 66-trivial side, explicit computations likewise show that poles can carry refined birational information. For K3 surfaces with Kulikov models, 67 has a unique pole. Abelian varieties satisfy the monodromy property. If 68 is an abelian surface or a K3 satisfying monodromy, then 69 also satisfies monodromy, and birational invariance transfers this property to any 70-trivial variety birational to 71 (Lunardon et al., 2024).
6. Smooth fillings, limitations, and related constructions
A major application of the 72-trivial theory is the obstruction to smooth fillings. Good reduction means the existence of a smooth, proper algebraic space 73 with generic fiber 74. Cohomological good reduction means trivial inertia action on 75 for all 76 and 77. Good reduction implies cohomological good reduction. If 78 is birational to a smooth proper 79 with 80 and 81 has good reduction, then for any volume form 82 on 83 there exist 84 and 85 in the image of the restriction map 86 such that
87
Hence 88 has a single pole 89. Detecting multiple poles therefore obstructs the existence of a smooth filling, even after birational modifications and finite base change (Lunardon et al., 2024).
Two explicit families illustrate this obstruction. For the Cynk–van Straten threefolds, one obtains a smooth proper 90 of dimension 91 with 92, trivial monodromy, and
93
whose poles are exactly 94. Using the Euler–Poincaré realization, both are actual poles, so no smooth filling exists over any finite base change, although the monodromy property still holds. For Voisin’s Lefschetz degenerations in even dimension 95, the motivic zeta function has poles at 96 and 97, possibly half-integers, implying monodromy of order 98 and again ruling out smooth fillings even after finite base change and birational modifications (Lunardon et al., 2024).
The present theories have strict hypotheses. The 99-trivial birational invariance theorem assumes characteristic zero, smooth proper geometrically connected 00-varieties, trivial canonical bundles, and a volume form. The equality 01 is proved in the localized ring 02; it is plausible, but currently unknown, that equality already holds in 03. The full monodromy conjecture in this setting remains open in general. For nontrivial canonical bundle, the specific birational invariance statements do not apply. In the divisor setting, the theory is developed over 04 for smooth quasi-projective 05 and non-zero reduced divisors 06, and non-minimal dlt resolutions may create extra poles (Lunardon et al., 2024, Biesbrouck et al., 3 Sep 2025).
A related but distinct birationally invariant construction is the motivic infinite cyclic zeta function of an SNC divisor 07 with holonomy 08 and discrepancy data 09: 10 It is invariant under the equivalence relation generated by birational maps identifying punctured neighborhoods and transporting holonomy and log discrepancy data. Its limit as 11 recovers the motivic infinite cyclic cover, and under log resolution hypotheses it recovers the Denef–Loeser local zeta function of a hypersurface germ. This suggests that birational zeta phenomena form a broader family of invariants linking degenerations, arc spaces, dlt geometry, and monodromy (Villa et al., 2017).