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Anticyclotomic Iwasawa Main Conjecture

Updated 6 July 2026
  • Anticyclotomic Iwasawa Main Conjecture is a framework linking Selmer groups over anticyclotomic Zₚ-extensions to p-adic L-functions via explicit reciprocity laws.
  • It employs Euler systems and Heegner points to construct and control Iwasawa modules, revealing torsion and rank-one structures in various settings.
  • Recent advances validate key cases with implications for BSD formulas, congruence methods in Hida families, and extensions to non-commutative Iwasawa theory.

Searching arXiv for recent and foundational papers on the anticyclotomic Iwasawa Main Conjecture. The anticyclotomic Iwasawa Main Conjecture is a family of conjectures, and in several important cases theorems, relating Selmer groups over anticyclotomic Zp\mathbf{Z}_p-extensions of CM fields to anticyclotomic pp-adic LL-functions or to Euler-system generators such as Heegner classes. In its most classical GL2\mathrm{GL}_2 form, one fixes an elliptic curve or modular form, an imaginary quadratic field KK, and the anticyclotomic extension K/KK_\infty^-/K characterized by the action of complex conjugation by inversion on ΓK=Gal(K/K)\Gamma_K^-=\mathrm{Gal}(K_\infty^-/K). One then studies Iwasawa modules over ΛK=Zp[[ΓK]]\Lambda_K^-=\mathbf{Z}_p[[\Gamma_K^-]], typically Greenberg or ordinary Selmer groups, and compares their characteristic ideals with anticyclotomic pp-adic LL-functions such as the Bertolini–Darmon–Prasanna function or with the index of a Heegner generator. The subject now encompasses elliptic curves, modular forms of higher weight, supersingular variants with pp0-local conditions, Hilbert modular forms, CM Hecke characters, and higher-rank Rankin–Selberg motives, together with two-variable and non-commutative refinements (Wan, 2014, Castella et al., 2015, Chida et al., 2013, Burungale et al., 2024, Liu et al., 2024).

1. Classical formulation over imaginary quadratic fields

In the standard setting one starts with an elliptic curve pp1 or a pp2-ordinary newform pp3, an imaginary quadratic field pp4, and the anticyclotomic pp5-extension pp6 with Galois group pp7. The Iwasawa algebra is pp8, or more generally pp9 when coefficients lie in a finite extension of LL0 (Wan, 2014, Castella et al., 2015). In the broader two-variable setting for an imaginary quadratic field LL1, the compositum of all LL2-extensions has Galois group LL3, decomposing as cyclotomic and anticyclotomic directions LL4, with LL5 the anticyclotomic factor (Order, 2011).

For modular forms, a standard Selmer group is the minimal anticyclotomic Selmer group

LL6

whose Pontryagin dual LL7 is a finitely generated LL8-module (Castella et al., 2015). In the elliptic-curve setting over an anticyclotomic tower, one also considers ordinary and Greenberg Selmer structures on LL9, with local conditions at the two primes GL2\mathrm{GL}_20 arising from the ordinary filtration (Castella et al., 2023). These local conditions generate several related Iwasawa modules: an ordinary Selmer module of rank one in sign GL2\mathrm{GL}_21 settings, and a Greenberg Selmer module expected to be torsion and controlled by a GL2\mathrm{GL}_22-adic GL2\mathrm{GL}_23-function (Castella et al., 2023, Wan, 2014).

On the analytic side, one associates an anticyclotomic GL2\mathrm{GL}_24-adic GL2\mathrm{GL}_25-function GL2\mathrm{GL}_26 characterized by interpolation of central critical values GL2\mathrm{GL}_27 for anticyclotomic Hecke characters GL2\mathrm{GL}_28 (Castella et al., 2015). For elliptic curves over imaginary quadratic fields satisfying the Heegner hypothesis and splitting at GL2\mathrm{GL}_29, the Bertolini–Darmon–Prasanna KK0-adic KK1-function KK2 plays the central role (Castella et al., 2023). In classical CM settings, one instead works with Katz-type or elliptic-unit KK3-adic KK4-functions attached to Hecke characters (Kezuka, 2017).

The conjectural statement takes several equivalent forms depending on the sign and the chosen Selmer structure. A representative torsion-form conjecture is

KK5

for KK6-ordinary newforms (Castella et al., 2015). In sign KK7 situations, Perrin–Riou’s Heegner-point formulation predicts a square relation between the torsion part of a rank-one Selmer module and the index of a Heegner generator (Wan, 2014, Castella et al., 2023).

2. Heegner-point and KK8-adic KK9-function forms of the conjecture

A basic distinction in the subject is between sign K/KK_\infty^-/K0 formulations, where the primary analytic object is a scalar K/KK_\infty^-/K1-adic K/KK_\infty^-/K2-function and the relevant Selmer group is expected to be torsion, and sign K/KK_\infty^-/K3 formulations, where the algebra is rank one and the conjecture is naturally expressed in terms of Heegner points or Heegner classes (Wan, 2014, Liu et al., 2024).

For elliptic curves in the ordinary sign K/KK_\infty^-/K4 setting, Howard’s structure theorem gives a pseudo-isomorphism

K/KK_\infty^-/K5

for the anticyclotomic dual Selmer module K/KK_\infty^-/K6, together with a divisibility

K/KK_\infty^-/K7

where K/KK_\infty^-/K8 is the initial Heegner class in a Kolyvagin system (Wan, 2014). Perrin–Riou’s conjecture then predicts the reverse divisibility and hence equality

K/KK_\infty^-/K9

equivalently

ΓK=Gal(K/K)\Gamma_K^-=\mathrm{Gal}(K_\infty^-/K)0

(Wan, 2014). Wan proved this in the ordinary sign ΓK=Gal(K/K)\Gamma_K^-=\mathrm{Gal}(K_\infty^-/K)1 case, integrally under a local hypothesis and after inverting ΓK=Gal(K/K)\Gamma_K^-=\mathrm{Gal}(K_\infty^-/K)2 under a weaker one, by combining Howard’s Kolyvagin-system bound with a two-variable Rankin–Selberg main conjecture and Poitou–Tate comparisons (Wan, 2014).

An analogous square formulation appears in the more recent treatment of elliptic curves at Eisenstein primes. There, Perrin–Riou’s anticyclotomic conjecture states that the compact ordinary Selmer group and its dual both have ΓK=Gal(K/K)\Gamma_K^-=\mathrm{Gal}(K_\infty^-/K)3-rank ΓK=Gal(K/K)\Gamma_K^-=\mathrm{Gal}(K_\infty^-/K)4, and

ΓK=Gal(K/K)\Gamma_K^-=\mathrm{Gal}(K_\infty^-/K)5

(Castella et al., 2023). The same paper proves the equivalent Greenberg formulation

ΓK=Gal(K/K)\Gamma_K^-=\mathrm{Gal}(K_\infty^-/K)6

for elliptic curves with a rational ΓK=Gal(K/K)\Gamma_K^-=\mathrm{Gal}(K_\infty^-/K)7-isogeny and ΓK=Gal(K/K)\Gamma_K^-=\mathrm{Gal}(K_\infty^-/K)8 (Castella et al., 2023).

In the sign ΓK=Gal(K/K)\Gamma_K^-=\mathrm{Gal}(K_\infty^-/K)9 regime for higher-rank Rankin–Selberg motives, the expected shape is the direct torsion equality between a ΛK=Zp[[ΓK]]\Lambda_K^-=\mathbf{Z}_p[[\Gamma_K^-]]0-adic ΛK=Zp[[ΓK]]\Lambda_K^-=\mathbf{Z}_p[[\Gamma_K^-]]1-function and the characteristic ideal of an Iwasawa Bloch–Kato Selmer group. For ΛK=Zp[[ΓK]]\Lambda_K^-=\mathbf{Z}_p[[\Gamma_K^-]]2 over a CM field, the proved one-sided inclusion is

ΛK=Zp[[ΓK]]\Lambda_K^-=\mathbf{Z}_p[[\Gamma_K^-]]3

while in the sign ΛK=Zp[[ΓK]]\Lambda_K^-=\mathbf{Z}_p[[\Gamma_K^-]]4 case the proved statement is the Heegner-type square inclusion

ΛK=Zp[[ΓK]]\Lambda_K^-=\mathbf{Z}_p[[\Gamma_K^-]]5

(Liu et al., 2024). This shows that the Perrin–Riou pattern persists far beyond the classical ΛK=Zp[[ΓK]]\Lambda_K^-=\mathbf{Z}_p[[\Gamma_K^-]]6 setting.

3. Selmer structures, Heegner systems, and Euler-system methods

The algebraic side of the conjecture is built from carefully chosen local conditions. For compact coefficients ΛK=Zp[[ΓK]]\Lambda_K^-=\mathbf{Z}_p[[\Gamma_K^-]]7, one introduces at ΛK=Zp[[ΓK]]\Lambda_K^-=\mathbf{Z}_p[[\Gamma_K^-]]8 the local conditions ΛK=Zp[[ΓK]]\Lambda_K^-=\mathbf{Z}_p[[\Gamma_K^-]]9, with

pp0

and global Selmer groups obtained by imposing these local conditions at pp1 and unramified conditions away from pp2 (Castella et al., 2023). For modular forms, Greenberg local conditions at pp3 are defined using the ordinary line pp4, and the minimal anticyclotomic Selmer group imposes pp5 as the local quotient at pp6 (Castella et al., 2015, Chida et al., 2013).

Heegner points, big Heegner points, and their higher-dimensional analogues supply the primary Euler systems. In the weight-two and Hida-family setting, quaternionic Shimura curves and definite quaternion algebras provide Heegner points pp7 satisfying horizontal and vertical norm compatibilities, from which big Heegner systems and branchwise two-variable pp8-adic pp9-functions are extracted (Castella et al., 2015). In the ordinary sign LL0 elliptic-curve setting, Heegner points over ring class fields yield a Kolyvagin system LL1, whose initial term LL2 governs the rank-one Selmer module (Wan, 2014).

For higher-weight modular forms, direct use of higher-codimension cycles is technically difficult, so Chida–Hsieh reduce to weight-two geometry via congruences of evaluations at Gross points. They construct Euler-system classes LL3 from Heegner points on Shimura curves attached to auxiliary weight-two quaternionic forms congruent to LL4 modulo powers of LL5, and prove first and second explicit reciprocity laws relating these classes to theta elements (Chida et al., 2013). This yields the one-sided divisibility

LL6

for higher-weight ordinary modular forms (Chida et al., 2013).

The explicit reciprocity laws are decisive throughout the subject. In the Eisenstein-prime work, Beilinson–Flach classes LL7 interpolate along two variables and satisfy regulator identities at the two LL8-adic places: LL9

pp00

thereby linking cyclotomic and anticyclotomic specializations (Castella et al., 2023). In the supersingular case with pp01, Castella–Wan construct a pp02-Heegner Kolyvagin system and prove

pp03

up to the stated hypotheses, so that the square of the big logarithm of the Heegner class matches the anticyclotomic Rankin–Selberg pp04-adic pp05-function (Castella et al., 2015).

These constructions support a recurring structural principle: anticyclotomic Euler systems naturally lead to one inclusion, while explicit reciprocity and a second main conjecture or analytic input provide the reverse inclusion.

4. Established cases and major advances

Several substantial cases of the anticyclotomic Iwasawa Main Conjecture are now theorems. For ordinary elliptic curves in the sign pp06 setting, Wan proved Perrin–Riou’s anticyclotomic Heegner-point main conjecture, integrally under a local hypothesis and after inverting pp07 more generally (Wan, 2014). For supersingular elliptic curves with pp08, Castella–Wan established the pp09 and similarly the pp10 anticyclotomic Heegner-point main conjecture, showing that the corresponding pp11-Selmer group has rank one and that its torsion submodule is controlled by the square of the Heegner generator (Castella et al., 2015).

A major recent development is the removal of ramification hypotheses in the ordinary pp12 setting. Burungale–Castella–Skinner prove the Heegner-point Main Conjecture for elliptic curves pp13 over an imaginary quadratic field pp14 satisfying the Heegner and splitting hypotheses, assuming pp15 and residual irreducibility. They show that both the ordinary Selmer module and the compact Heegner Selmer group have pp16-rank one and that

pp17

in pp18, with integral equality under residual surjectivity (Burungale et al., 2024). Via the pp19-adic Waldspurger formula, they obtain the equivalent pp20-adic pp21-function statement

pp22

up to the same integrality refinement (Burungale et al., 2024). Their method uses base change to a quartic CM field, Wan’s divisibility toward a three-variable main conjecture, and two-variable zeta elements, rather than direct imposition of local ramification hypotheses (Burungale et al., 2024).

A parallel advance occurs for elliptic curves at Eisenstein primes. Assuming a rational pp23-isogeny with semisimplified residual representation pp24 and pp25, the anticyclotomic Iwasawa–Greenberg main conjecture is proved: pp26 and this is shown to imply Perrin–Riou’s square main conjecture in the same setting (Castella et al., 2023). The technical novelty is a Kolyvagin-system estimate uniform near the augmentation ideal pp27, allowing control at the trivial height-one prime without the earlier auxiliary rank-one assumption pp28 (Castella et al., 2023).

For modular forms of higher weight, Chida–Hsieh generalized Bertolini–Darmon’s weight-two theory and proved the one-sided divisibility

pp29

under their residual hypotheses (CR) and ordinarity hypothesis (PO) (Chida et al., 2013). In the setting of Hida families, Castella–Kim–Longo showed that anticyclotomic pp30- and pp31-invariants vary in a controlled way across a branch; assuming equality of analytic and algebraic invariants at one specialization pp32, the full main conjecture propagates to every specialization in the family (Castella et al., 2015).

Beyond pp33, Li–Tian–Xiao–Zhang–Zhu establish one-sided divisibilities for Rankin–Selberg motives over CM fields along anticyclotomic directions. In the sign pp34 case they prove that the anticyclotomic pp35-adic pp36-function belongs to the characteristic ideal of the Iwasawa Bloch–Kato Selmer group, and in the sign pp37 case they prove the square inclusion predicted by the Heegner-type formulation (Liu et al., 2024). This situates the conjecture in the Gan–Gross–Prasad framework for unitary groups.

5. Variation, congruences, and specialization phenomena

A central theme in anticyclotomic Iwasawa theory is that invariants are often rigid under congruence or across pp38-adic families. For Hida families, Castella–Kim–Longo proved anticyclotomic analogues of Emerton–Pollack–Weston’s cyclotomic variation formulas. Assuming the residual representation satisfies their ordinary hypotheses and that one specialization has vanishing analytic and algebraic pp39-invariants, they show that these pp40-invariants vanish for every specialization in the family, and that the analytic and algebraic pp41-invariants vary by the same explicit local terms at split primes. Hence equality for one weight-two specialization propagates to all weights pp42 on the branch (Castella et al., 2015).

A complementary congruence phenomenon was developed in the indefinite BDP setting. For normalized newforms pp43 satisfying the Heegner hypothesis for the same pp44 and with isomorphic residual Galois representations modulo pp45, the BDP pp46-adic pp47-functions satisfy a congruence after multiplication by local Euler factors: pp48 (Nguyen, 28 Feb 2025). From this, one derives equality of analytic pp49-invariants and equality of corrected pp50-invariants for pp51 and pp52 (Nguyen, 28 Feb 2025). Combined with an algebraic comparison of Selmer invariants from Lei–Müller–Xia, the paper proves a transfer principle: if the anticyclotomic main conjecture is known for one form in the congruence class, and one-sided divisibility is known for another, then the full conjecture propagates to the latter (Nguyen, 28 Feb 2025). This is an anticyclotomic analogue of Greenberg–Vatsal’s cyclotomic congruence method.

Specialization from higher-variable theories also plays a fundamental role. Van Order showed that a two-variable pp53-adic pp54-function pp55 exists for non-CM elliptic curves over imaginary quadratic fields, and that the anticyclotomic conjecture is obtained by specializing along the anticyclotomic line pp56 (Order, 2011). Burungale–Castella–Skinner use the converse direction strategically: they deduce one-variable anticyclotomic and cyclotomic main conjectures from higher-variable divisibilities via base change and factorization of Selmer groups and pp57-adic pp58-functions (Burungale et al., 2024). This makes anticyclotomic IMC part of a larger web of specialization and descent statements rather than an isolated one-variable conjecture.

6. Extensions: Hilbert, CM, supersingular, and non-commutative settings

The scope of the conjecture has broadened well beyond elliptic curves over pp59. For Hilbert modular forms over a totally real field pp60, Xie proved the one-sided divisibility

pp61

for the anticyclotomic extension of a CM quadratic extension pp62, removing the Ihara’s lemma hypothesis from earlier work of Longo and Wang (Xie, 2019). The argument replaces the strong second reciprocity law used previously by a valuation identity derived from global Tate duality, sufficient for the Euler-system induction (Xie, 2019).

In CM settings, the anticyclotomic main conjecture often becomes especially explicit. For the Hilbert class field pp63 of pp64 with pp65, and the unique pp66-extension pp67 unramified outside one chosen prime pp68, the main theorem identifies

pp69

for each character pp70 of pp71, where pp72 comes from an explicitly constructed CM pp73-adic pp74-function (Kezuka, 2017). This gives a full equality of characteristic ideals in a non-cyclotomic, anticyclotomic CM setting, including delicate cases with pp75 (Kezuka, 2017).

The CM main conjecture also admits higher-codimension refinements. Bleher, Chinburg, Greenberg, Kakde, Sharifi, and Taylor study quotients of exterior powers of Iwasawa modules and show that, under the relevant CM main conjectures, their codimension-two support is controlled by finite collections of Katz pp76-adic pp77-functions (Bleher et al., 2019). In rank-one cases this yields identities such as

pp78

interpretable as higher-codimension refinements of the anticyclotomic IMC (Bleher et al., 2019).

Supersingular anticyclotomic theory requires pp79-local conditions. For pp80, Castella–Wan define pp81 over the anticyclotomic tower and prove a quasi-isomorphism

pp82

together with length identities at height-one primes yielding the expected square characteristic-ideal relation with the big pp83-Heegner class pp84 (Castella et al., 2015). This provides the supersingular anticyclotomic counterpart of the ordinary sign pp85 theory.

Finally, the conjecture extends to non-commutative and equivariant settings. Mejías Gil formulates a new equivariant main conjecture for arbitrary one-dimensional pp86-adic Lie extensions containing the cyclotomic tower and proves that, in CM situations, its minus part recovers the main conjecture of Ritter and Weiss (Gil, 2022). This suggests that anticyclotomic main conjectures can be embedded into a much broader non-commutative Iwasawa-theoretic framework.

7. Arithmetic consequences and remaining directions

When established, the anticyclotomic Iwasawa Main Conjecture has strong consequences for arithmetic. Burungale–Castella–Skinner use their cyclotomic and anticyclotomic one-variable theorems to deduce the pp87-part of the Birch–Swinnerton–Dyer formula for non-CM elliptic curves of analytic rank pp88 or pp89, under good ordinary hypotheses and residual irreducibility (Burungale et al., 2024). Their work also feeds into proofs of Kolyvagin’s conjecture and its cyclotomic variant (Burungale et al., 2024). In the CM setting over pp90, the main conjecture has implications toward the pp91-part of BSD for CM elliptic curves and weak pp92-adic Leopoldt-type statements (Kezuka, 2017).

At the level of Heegner classes, congruence results for BDP pp93-adic pp94-functions imply congruences between logarithms of generalized Heegner cycles, permitting transfer of nonvanishing information across congruent modular forms (Nguyen, 28 Feb 2025). In Hida families, control of pp95- and pp96-invariants gives systematic propagation of main-conjecture equalities from weight two to higher weights (Castella et al., 2015). For Hilbert modular forms, one-sided divisibility already implies cotorsionness and pp97 in substantial generality (Xie, 2019).

Several limitations remain explicit in the literature. One common issue is that many papers establish only one inclusion of characteristic ideals; the reverse inclusion may require deeper geometric input, such as Eisenstein congruences, additional reciprocity laws, or control of local deformation rings (Chida et al., 2013, Xie, 2019, Liu et al., 2024). In sign pp98 settings, the conjecture often takes a Heegner-point form rather than a direct pp99-adic LL00-function equality, and passing between the two requires LL01-adic Gross–Zagier or Waldspurger formulas (Wan, 2014, Castella et al., 2023). Supersingular theory still depends on restrictive hypotheses such as LL02 in the cleanest formulations (Castella et al., 2015). Higher-rank generalizations prove one side of the conjecture but not yet the reverse inclusion (Liu et al., 2024).

A plausible implication is that the anticyclotomic IMC is no longer a single conjecture but a network of related statements connected by specialization, congruence, Euler systems, and base change. The most recent work shows this explicitly: the anticyclotomic theory over LL03 can be deduced from higher-variable information over larger CM fields (Burungale et al., 2024), propagated across congruent forms (Nguyen, 28 Feb 2025), or embedded into equivariant non-commutative formulations (Gil, 2022). In that sense, the conjecture functions both as a precise statement about one-variable Iwasawa modules and as an organizing principle for modern arithmetic geometry.

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