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Non-Bloch band theory for finite banded non-Hermitian Toeplitz matrices

Published 9 Oct 2026 in math.SP | (2610.13715v1)

Abstract: Non-Bloch band theory recovers the open-boundary spectrum of a non-Hermitian chain from its Bloch Hamiltonian evaluated along the generalised Brillouin zone rather than the unit circle. We develop its finite-size counterpart for banded Toeplitz matrices with real open-boundary spectrum. Reality of the spectrum forces the generalised Brillouin zone to be parametrised by an analytic polar curve, so the known sufficient condition for a real spectrum is also necessary under some mild non-degeneracy conditions. At finite size nn, the eigenvalues of the original and the symmetrised Bloch Hamiltonians are given by samples at nn quantised momenta from the same limiting band, although separated by a phase mismatch of order $1/n$ which we obtain in closed form. Iterating this correction KK times yields a quantisation rule on the generalised Brillouin zone reproducing the finite spectrum with an error O(n<sup>−K−1)\mathcal{O}(n<sup>{-K-1}) for any fixed KK. At finite size, the generalised Brillouin zone itself is unchanged and only its parametrisation depends on nn.

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