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Boundary control for optimal mixing by two-dimensional second-grade fluids

Published 9 Sep 2026 in math.OC and math.AP | (2609.09946v1)

Abstract: We study optimal boundary mixing of a nondiffusive scalar transported by a two-dimensional incompressible second-grade fluid. The control is the tangential traction in a Navier-slip boundary condition, and the principal objective is the terminal $(H<sup>1(Ω))&#39;$ mix-norm, supplemented by a quadratic control cost and an optional enstrophy reward. The second-grade constitutive law introduces a spatially filtered acceleration and a generalized vorticity; after lifting the nonhomogeneous boundary data, both g\mathbf{g} and ∂tg\partial_t\mathbf{g} enter the state equation, where g\mathbf{g} is the boundary control variable. We prove global state well-posedness for a passive scalar and well-posedness on a common, control-independent local interval for an active scalar. We then establish existence of an optimal control, directional differentiability of the control-to-state map in the topology required by the terminal objective, and a weak backward adjoint formulation. A duality identity yields the first-order variational inequality. In the absence of the friction coefficient ββ and enstrophy reward weight ζζ (that is, β=ζ=0β=ζ=0), the additional adjoint regularity implies uniqueness of the optimal control for all sufficiently large control penalties γγ.

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