- The paper proves that the critical Hardy deficit controls the exponential-Orlicz distance to the virtual extremizer family with distance exponent N, improving the previous exponent N².
- It combines a Hardy inequality with remainder, scale-invariant Sobolev estimates on annuli, and dyadic summation to establish stability without rearrangement arguments.
- The results apply to both a more singular logarithmic weight and the Cianchi–Ferone weight, use untruncated extremizers, and leave the optimality of exponent N open.
Background and context
The sharp Hardy inequality on RN, valid for $1
((N−p)/p)p that is not attained in D1,p(RN). Its formal extremals, the virtual extremizers va(x)=a∣x∣−(N−p)/p, lie outside the natural energy space but belong to the Marcinkiewicz space Lp∗,∞. Cianchi and Ferone exploited this to prove a first quantitative stability result: the Hardy deficit controls the distance from the virtual extremizer family with exponent 2p∗, later improved by Banerjee, Ganguly and Sahu to max{4,2p} using rearrangement-free methods (2608.19732).
In the critical case p=N the weight ∣x∣−N is neither locally integrable at the origin nor at infinity, so the inequality must be reformulated on bounded domains with a logarithmic correction. Cianchi and Ferone treated the weight $1
The paper under review establishes a substantially sharper stability estimate for the critical Hardy inequality of Ioku and Ishiwata, whose logarithmic weight $1
Main results
The central object is the virtual extremizer
$1
which satisfies the Euler–Lagrange equation for the critical Hardy inequality with constant $1
((N−p)/p)p0, the Orlicz space generated by ((N−p)/p)p1. The paper proves two theorems.
Theorem 1. For any bounded open ((N−p)/p)p2 containing the origin, ((N−p)/p)p3, there exists ((N−p)/p)p4 such that for all ((N−p)/p)p5,
((N−p)/p)p6
where ((N−p)/p)p7 is the Hardy deficit and ((N−p)/p)p8 is the Luxemburg-norm-based Orlicz distance from the family ((N−p)/p)p9.
Theorem 2. The same estimate holds for the Cianchi–Ferone weight D1,p(RN)0, with exponent D1,p(RN)1 instead of D1,p(RN)2, distance measured directly from the untruncated extremizer D1,p(RN)3, and validity extended to all D1,p(RN)4 rather than only D1,p(RN)5.
Relative to Cianchi and Ferone's estimate, these results improve three aspects simultaneously: the exponent drops from D1,p(RN)6 to D1,p(RN)7; the normalization uses the Luxemburg norm of D1,p(RN)8 instead of the Lorentz–Zygmund norm — a genuine strengthening since D1,p(RN)9, so the denominator of the distance functional is smaller and the right-hand side correspondingly larger; and no cut-off modification of the extremizers is required. A summary comparison:
| Aspect |
Cianchi–Ferone |
This paper |
| Exponent on distance |
va(x)=a∣x∣−(N−p)/p0 |
va(x)=a∣x∣−(N−p)/p1 |
| Normalizing space |
va(x)=a∣x∣−(N−p)/p2 |
va(x)=a∣x∣−(N−p)/p3 |
| Extremizers used |
Truncated (va(x)=a∣x∣−(N−p)/p4) |
Untruncated va(x)=a∣x∣−(N−p)/p5, va(x)=a∣x∣−(N−p)/p6 |
| Method |
Rearrangement-based |
Rearrangement-free |
Key ingredients of the proof
Three components combine into a fully local argument. First, a critical Hardy inequality with remainder: writing va(x)=a∣x∣−(N−p)/p7 and applying the convexity estimate va(x)=a∣x∣−(N−p)/p8 together with the Euler–Lagrange equation satisfied by va(x)=a∣x∣−(N−p)/p9, the cross terms cancel exactly and one obtains
Lp∗,∞0
with Lp∗,∞1.
Second, a scale-invariant Sobolev inequality on annuli: for bounded Lp∗,∞2 domains and every Lp∗,∞3,
Lp∗,∞4
with constant independent of the scaling parameter Lp∗,∞5 and explicit Lp∗,∞6-dependence. This is derived from the global Sobolev embedding plus Poincaré, applied to rescaled functions.
Third, a dyadic summation argument over annuli Lp∗,∞7: the deviation of Lp∗,∞8 from its threshold level on the "bad" set Lp∗,∞9 is controlled annulus-by-annulus, using an elementary lemma bounding differences of averages over disjoint sets, then summed against the weights 2p∗0 via the bound 2p∗1. Summing the resulting moment estimates 2p∗2 as a series yields, by Stirling's approximation, exponential integrability with respect to 2p∗3:
2p∗4
and a complementary bound on 2p∗5 follows directly since there 2p∗6. The case split 2p∗7 versus 2p∗8, extension to sign-changing functions via 2p∗9 and convexity of max{4,2p}0, removal of the normalization by scaling, and a density/Fatou argument extend the result from nonnegative compactly supported functions to all of max{4,2p}1.
The proof of Theorem 2 reduces to Theorem 1 via the identity max{4,2p}2 for max{4,2p}3 in the sub-unitary-deficit case, and via the continuous embedding max{4,2p}4 (a consequence of the strict inclusion max{4,2p}5) in the super-unitary case, where the normalization is now taken in the Lorentz–Zygmund scale.
It is worth noting that the exponent max{4,2p}6 arises structurally from the dyadic summation; it is not tuned to be sharp. The paper explicitly leaves open whether the exponent can be further reduced below max{4,2p}7 — indeed whether max{4,2p}8 is optimal remains unresolved.
Limitations and open questions
Two limitations are inherent in the framework. The main theorem requires the strict condition max{4,2p}9: the weight p=N0 must remain integrable up to the boundary of p=N1, and the case p=N2 is excluded for Theorem 1 (though covered for the milder Cianchi–Ferone weight in Theorem 2). Second, the stability constants depend on p=N3, p=N4, and p=N5 through quantities such as p=N6, which deteriorate as p=N7; no uniform-in-p=N8 statement is claimed. The optimality of the exponent p=N9 — both for the distance power and for the choice of the ∣x∣−N0 normalization — is left as an open problem, as is any analogue for the fractional or higher-order critical Hardy inequalities.
Conclusion
This work improves the known quantitative stability theory for the critical Hardy inequality on three independent axes: the distance exponent is lowered from ∣x∣−N1 to ∣x∣−N2, the normalization is strengthened from the Lorentz–Zygmund norm to the Luxemburg norm of the exponential Orlicz space containing the true virtual extremizers, and truncation of the extremizers is eliminated. Achieving this while working with a strictly more singular Hardy weight than the classical Cianchi–Ferone setting, and without any recourse to symmetrization, demonstrates that rearrangement-free techniques based on scale-invariant Sobolev estimates, remainder-form Hardy inequalities, and dyadic summation are capable of producing sharper stability estimates than rearrangement-based ones. The principal question the paper does not settle is whether the exponent ∣x∣−N3 is optimal.