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Counterexamples to Sato's Weak F-Equivalence Conjecture and a Gorenstein Refinement

Published 18 Aug 2026 in math.AG | (2608.18054v1)

Abstract: We disprove Sato's weak (F)-equivalence conjecture for nonsingular projective toric weak Fano varieties in every dimension (d \geq 3). Our counterexamples are smooth projective crepant models of centered reflexive simplices. The key input is a rigidity property of ray polytopes: if (X_Σ) is nonsingular and complete and (-K_{X_Σ}) is nef, then every nonzero lattice point of (P_Σ=\operatorname{Conv}(G(Σ))) is a primitive ray generator. For our models, this rules out every weak-Fano-preserving equivariant blow-up and blow-down throughout the flop class. We then introduce Gorenstein weak (F)-equivalence, generated by projective toric birational zigzags through normal projective Gorenstein toric weak Fano varieties, and formulate a corresponding refinement of Sato's conjecture. We prove this refined conjecture in dimensions (d \leq 3), as well as for the family of counterexamples constructed above in every dimension. Finally, we show that the refined conjecture implies the inclusion-connectivity of reflexive (d)-polytopes modulo unimodular equivalence, which is known for (d \leq 4) and remains open for (d \geq 5). The results were developed with the assistance of GPT-5.6 Sol.

Summary

  • The paper constructs, for every dimension d≥3, a smooth projective toric weak Fano variety with exactly \(\binom{2d+1}{d}-1\) rays, proving it cannot be weakly F-equivalent to \(\mathbb{P}^d\).
  • The authors establish ray-polytope rigidity using reflexive-polytope maximality and lattice saturation, showing that smooth toric blow-ups, contractions, and flops cannot remove the ray-count obstruction.
  • The paper introduces Gorenstein weak F-equivalence, proves the refined conjecture in dimensions at most three, and explicitly connects the counterexample family to \(\mathbb{P}^d\) in every dimension through singular Gorenstein weak Fano intermediates.

Overview and main results

This paper disproves Sato's weak FF-equivalence conjecture for nonsingular projective toric weak Fano varieties in every dimension d3d\geq 3, then proposes a Gorenstein refinement that survives the counterexamples. Recall that a nonsingular projective variety is weak Fano when KX-K_X is nef and big, and that Sato's weak FF-equivalence is the relation generated by toric blow-ups along invariant orbit closures, their inverses, and toric flops, with every intermediate model required to remain nonsingular, projective, toric, and weak Fano. Sato conjectured that every such variety is weakly FF-equivalent to Pd\mathbb{P}^d; he proved this in dimension two, while his three-dimensional theorem concerns the smaller class of smooth toric Fano threefolds. The failure established here therefore begins precisely at the weak Fano threefolds left open by his positive results.

The main negative result is uniform in dimension: for every d3d\geq 3 there exists a smooth projective toric weak Fano dd-fold XdX_d, a crepant model of the centered reflexive simplex Δd\Delta_d, such that every variety weakly d3d\geq 30-equivalent to d3d\geq 31 has exactly

d3d\geq 32

rays, whereas the fan of d3d\geq 33 has d3d\geq 34. Since toric flops preserve ray sets, no chain of admissible smooth moves can change this count. The paper then introduces Gorenstein weak d3d\geq 35-equivalence, generated by projective equivariant birational morphisms through normal projective Gorenstein toric weak Fano varieties (Cartier canonical class with nef and big anticanonical), proves the corresponding refined conjecture for d3d\geq 36, and verifies it explicitly for the counterexample family in all dimensions. The authors state that the initial construction was produced with AI assistance ("GPT-5.6 Sol") and subsequently verified by the authors.

The centered simplex and its smooth crepant models

In the lattice d3d\geq 37, the centered reflexive simplex is

d3d\geq 38

Three arithmetic facts drive everything downstream: d3d\geq 39 has exactly KX-K_X0 lattice points; the origin is its unique interior point; and every nonzero boundary lattice point of KX-K_X1 is primitive. Each facet has normalized volume KX-K_X2 and exactly KX-K_X3 relative-interior lattice points.

The smooth model is built via the alcove triangulation. Under unimodular changes of coordinates KX-K_X4 identifies with the alcoved polytope KX-K_X5; the affine braid arrangement cuts it into unimodular simplices using every lattice point, and coherence (in the sense of Lam–Postnikov) makes the triangulation coherent. Restricting to KX-K_X6 and coning gives a complete fan KX-K_X7 whose rays are precisely the nonzero lattice points of KX-K_X8. Projectivity requires care: coherence supplies convex bends across new walls inside each facet cone, while a large multiple of an integral strictly convex support function on the face fan dominates bends across old walls. Nonsingularity follows because facet simplices extend to bases of the saturated sublattice KX-K_X9, forcing maximal cones to be unimodular. The resulting FF0 satisfies

FF1

with FF2 projective and crepant.

A subtle but consequential point is interpretational: the authors read Sato's "equivariant blow-up" as blow-ups along invariant orbit closures only. They note that under a broader reading allowing blow-ups along arbitrary invariant subschemes the problem changes—though their counterexample still disproofs the conjecture even allowing arbitrary smooth invariant centers, since a single such blow-up would suffice under the broad interpretation. This caveat should be weighed against the strength of the disproof.

Ray-polytope rigidity

The technical core is a structure theorem for ray polytopes. For a complete Gorenstein toric variety with FF3 nef, setting FF4, the paper establishes:

  1. FF5;
  2. for every maximal cone FF6 with anticanonical Cartier datum FF7, FF8, i.e., the cone section is the convex hull of FF9 and the rays of FF0;
  3. FF1 is reflexive and FF2 refines the face fan of FF3;
  4. if FF4 is nonsingular, the lattice-saturation identity FF5 holds;
  5. facets of FF6 carry unimodular triangulations by all their lattice points, induced by FF7.

Item (4) is where smoothness is decisive: it forces integral barycentric coefficients summing to at most one in any maximal cone, so interior lattice points of the cone section are rays. In the singular case the identity fails—the face fan of FF8 itself has only FF9 rays despite Pd\mathbb{P}^d0's many boundary points—and this failure is exactly what enables the singular moves used later.

Two maximality results convert these structural facts into obstructions. First, if a reflexive polytope Pd\mathbb{P}^d1 contains Pd\mathbb{P}^d2, then Pd\mathbb{P}^d3: the dual polytope Pd\mathbb{P}^d4 contains exactly Pd\mathbb{P}^d5 nonzero lattice points, so any reflexive Pd\mathbb{P}^d6 must equal it. Second, given this, no nontrivial projective equivariant birational morphism onto Pd\mathbb{P}^d7 can have a smooth weak Fano source: subdividing would enlarge the ray polytope beyond Pd\mathbb{P}^d8, contradicting maximality, hence the ray set cannot grow. Dually, no disjoint contraction from Pd\mathbb{P}^d9 preserves nefness of the target's anticanonical: deleting a vertex d3d\geq 30 of d3d\geq 31 forces the adjacent edge points d3d\geq 32 to survive (their divisors meet d3d\geq 33 via the full-lattice-point facet triangulation), producing a facet at lattice distance d3d\geq 34—impossible for a reflexive polytope. The disjointness hypothesis is essential and covers simultaneous blow-downs along finitely many pairwise disjoint invariant centers, including inverses of ordinary blow-ups of smooth invariant loci.

Together with the fact that Sato flops preserve ray sets verbatim, these propositions prove the main theorem: the entire weak d3d\geq 35-equivalence class of d3d\geq 36 consists of varieties with d3d\geq 37 rays, excluding d3d\geq 38. Notably, the obstruction applies not just to single elementary moves but to composites: any projective birational morphism with source or target in the class is trivial.

Gorenstein weak F-equivalence and the three-dimensional theorem

The refined relation replaces Sato's elementary smooth moves with arbitrary projective torus-equivariant birational morphisms between members of d3d\geq 39, the normal projective toric varieties with Cartier dd0 and dd1 nef and big. This deliberately avoids prescribing a list of elementary singular moves—an arbitrary star subdivision on a singular variety may be a weighted rather than ordinary blow-up, and Gorenstein weak Fanos need not be dd2-factorial. The comparison lemma shows Sato's relation embeds in the Gorenstein one: the key step replaces each Sato flop dd3 over its common small contraction dd4 by the zigzag dd5, proving via the extremal primitive relation that dd6 and that dd7 remains Gorenstein weak Fano. The proof uses the generally singular common contraction rather than Sato's auxiliary common blow-up, which is not known to stay weak Fano.

Every member of dd8 admits a projective crepant anticanonical morphism to dd9 for the reflexive ray polytope XdX_d0, reducing connectivity questions to reflexive polytopes. For XdX_d1 the refined conjecture follows from two classification inputs: Kreuzer–Skarke's result that the XdX_d2 three-dimensional reflexive polytopes form one connected web under inclusions, and Fredrickson's theorem that nested three-dimensional reflexive polytopes admit compatible MPCP subdivisions. Since MPCP subdivisions of face fans are smooth in dimension three (by Pick's theorem on facet triangles), each inclusion yields a zigzag

XdX_d3

through Gorenstein weak Fano threefolds, giving XdX_d4 for every XdX_d5. A related but distinct projection-based XdX_d6-relation of Kasprzyk–Katzarkov–Przyjalkowski–Sakovics also connects three-dimensional reflexive polytopes.

The counterexamples themselves become equivalent to projective space under the Gorenstein relation, via an explicit family of reflexive simplices interpolating between XdX_d7 and the standard simplex XdX_d8. For subsets XdX_d9 define

Δd\Delta_d0

Each Δd\Delta_d1 is reflexive, verified by explicit primitive support forms. The crucial geometric fact is a star-subdivision identity: when Δd\Delta_d2, the vertex Δd\Delta_d3 lies in the relative interior of the facet of Δd\Delta_d4 opposite Δd\Delta_d5, and the ray through Δd\Delta_d6 lies in the relative interior of the cone Δd\Delta_d7 of Δd\Delta_d8; consequently

Δd\Delta_d9

The common star subdivision defines a projective Gorenstein weak Fano d3d\geq 300 linking d3d\geq 301 and d3d\geq 302. Flipping vertices one at a time gives

d3d\geq 303

in every dimension, without invoking any classification. Thus the family obstructing Sato's conjecture lies in the connected component of d3d\geq 304 once singular intermediates are permitted.

Consequences and the higher-dimensional obstruction

Although weaker than Sato's conjecture after restriction to smooth varieties, the Gorenstein conjecture remains strong: its validity in dimension d3d\geq 305 implies that the graph d3d\geq 306 of d3d\geq 307-dimensional reflexive polytopes modulo unimodular equivalence, with edges given by inclusions, is connected. The argument transports cocharacter lattices along the zigzag and uses ray-polytope monotonicity under equivariant morphisms, together with reflexivity of intermediate ray polytopes. This connectivity statement is known for d3d\geq 308 (Miura for polygons; Kreuzer–Skarke in dimensions three and four) and is open for d3d\geq 309—so the conjecture cannot currently be attacked, even indirectly, above dimension four. The relation also parallels class-preserving connectivity questions from the Sarkisov program (Brown–Buczyński–Kasprzyk; Miura), though it is not itself a Sarkisov statement since intermediates need not be Mori fibre spaces.

The three-dimensional proof does not extend directly: Fredrickson's compatibility theorem for MPCP subdivisions is special to dimensions two and three. In dimension four, intersecting face fans of nested reflexive polytopes can produce a ray whose generator lies outside both polytopes, hence noncrepant for both anticanonical models—a naive common subdivision exits d3d\geq 310. Whether this obstruction can be circumvented for general reflexive polytopes, as it was for the centered-simplex family, is the central open question.

Limitations and open questions

Several caveats bound the results. First, the disproof of Sato's conjecture depends on interpreting equivariant blow-ups as blow-ups along invariant orbit closures; the authors argue this matches Sato's intent, but acknowledge the broader reading leads to a different problem. Second, Proposition on no-admissible-blowdowns requires pairwise disjoint exceptional divisors and says nothing about contractions whose exceptional primes intersect. Third, the three-dimensional theorem relies on complete classifications (the d3d\geq 311 polytopes) and on Fredrickson's compatibility theorem, neither available in higher dimension; the four-dimensional noncrepant-ray phenomenon is an explicit obstruction, not merely a gap in technique. Finally, the equivalence between the Gorenstein conjecture and reflexive-polytope connectivity runs only one way: connectivity of d3d\geq 312 is necessary, and sufficiency would require constructing compatible Gorenstein weak Fano refinements for every inclusion chain, which fails naively already in dimension four.

Conclusion

The paper settles Sato's weak d3d\geq 313-equivalence conjecture negatively in all dimensions d3d\geq 314 via a single explicit family—the smooth crepant models of centered reflexive simplices—using a lattice-saturation property of ray polytopes that holds only under smoothness. It then reframes the problem in the Gorenstein category, where the same family becomes connected to projective space by explicit star-subdivision links and the conjecture holds through dimension three. The refinement implies, and is plausibly equivalent to up to the refinement-construction problem, connectivity of the web of reflexive polytopes, leaving the cases d3d\geq 315 as the natural next target.

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