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On a problem of Sivaraman and a problem of Gyárfás

Published 29 Jun 2026 in math.CO | (2606.29873v1)

Abstract: The \textit{girth} of a graph GG, denoted g(G)\mathrm{g}(G), is the length of a shortest cycle in GG. If GG contains no cycle, we define g(G)=\mathrm{g}(G)=\infty. Sivaraman (2020) asked for the optimal χχ-bounding function for the class of graphs whose complements have girth at least $6$. Let (F(s) = \max{χ(G): ω(G)\le s,\ \mathrm{g}(\overline{G})\ge 6}). We prove that there exists a constant (c>0) such that [ c\left(\frac{s}{\log s}\right){4/3} \le F(s) \le (1+o(1))\frac{s{3/2}}{\log s}. ] For small values, we establish the exact results [ F(1)=1,\; F(2)=2,\; F(3)=4,\; F(4)=5,\; F(5)=6,\; F(6)=8, ] and each bound is sharp. A graph GG is \emph{almost perfect} if every induced subgraph HH of GG satisfies (α(H)ω(H)+1\ge |V(H)|). Gyárfás (2023) asked whether almost perfect graphs are χχ-bounded by the function g(x)=x+1g(x)=x+1. We answer this question in the negative by showing that there is no constant cc such that every almost perfect graph GG satisfies χ(G)ω(G)+cχ(G)\le ω(G)+c.

Authors (2)

Summary

  • The paper determines F(s) exactly for s≤6, proving F(1)=1, F(2)=2, F(3)=4, F(4)=5, F(5)=6, and F(6)=8 for graphs whose complements have girth at least six.
  • The paper reduces the general problem to a girth-six Ramsey extremal number and establishes c(s/log s)^(4/3)≤F(s)≤(1+o(1))s^(3/2)/log s, leaving the true asymptotic order open.
  • The paper disproves Gyárfás’s conjecture by constructing almost perfect graphs with χ−ω arbitrarily large, using joins of distinct odd cycles while retaining χ-boundedness.

This paper by Kaiyang Lan and Wenlong Zhong resolves two open problems in the theory of χ\chi-boundedness. The first, due to Sivaraman (2606.29873), asks for the optimal χ\chi-bounding function for graphs whose complements have girth at least $6$; the authors determine this function exactly for clique numbers up to $6$ and give asymptotic bounds in general. The second, due to Gyárfás, asks whether "almost perfect" graphs are χ\chi-bounded by x+1x+1; the authors answer negatively by constructing almost perfect graphs whose chromatic number exceeds their clique number by an arbitrarily large additive amount.

The Sivaraman problem and the function F(s)

A graph class is χ\chi-bounded if χ(H)\chi(H) can be bounded above by a function of ω(H)\omega(H) for every induced subgraph HH. Sivaraman asked for the optimal bounding function for the class of graphs χ\chi0 with χ\chi1, i.e., graphs whose complements are χ\chi2-free. Since such graphs are χ\chi3-free, Wagon's classical bound χ\chi4 applies, giving a quadratic bound; the question is how much can be improved.

The paper defines

χ\chi5

and proves two main results about it. First, there exists a constant χ\chi6 such that

χ\chi7

Second, the exact values χ\chi8, χ\chi9, $6$0, $6$1, $6$2, and $6$3 hold, each sharp.

Reduction to a Ramsey-type extremal number

The key structural device is to pass to the complement: setting $6$4, the condition becomes that $6$5 is $6$6-free (girth at least six), and $6$7. The authors introduce the girth-six Ramsey extremal number

$6$8

and prove the reduction lemma

$6$9

The lower bound uses the elementary identity $6$0 for triangle-free $6$1: since $6$2, the complement of an extremal graph has chromatic number at least half its order. For the upper bound, a maximal matching leaves at most $6$3 uncovered vertices (they form a stable set), so $6$4. Consequently, whenever $6$5, one has $6$6, so determining $6$7 asymptotically reduces to determining $6$8.

Asymptotic bounds via second neighborhoods and Shearer's bound

The upper bound on $6$9 exploits the girth condition directly: in a graph of girth at least six, the second neighborhood χ\chi0 of any vertex is stable, and each of its vertices has a unique neighbor in χ\chi1 (otherwise a χ\chi2 arises). Summing over all vertices yields χ\chi3, and Cauchy's inequality gives average degree χ\chi4. Applying the Ajtai–Komlós–Szemerédi–Shearer independent set bound χ\chi5 for triangle-free graphs then forces χ\chi6, hence χ\chi7.

The lower bound comes from Spencer's short-cycle Ramsey construction, which gives χ\chi8, transferred to χ\chi9 through the reduction lemma. A notable feature of these bounds is the gap between the exponents x+1x+10 and x+1x+11; the true order of x+1x+12 remains undetermined, and closing this gap is left open.

Exact small values via Tutte–Berge

The exact values x+1x+13, x+1x+14, and x+1x+15 require controlling the matching number of the complement. The method combines three ingredients:

  • Small Ramsey estimates: careful degree-counting arguments establish x+1x+16 (attained by x+1x+17), x+1x+18 (attained by x+1x+19), χ\chi0, and χ\chi1, along with uniqueness of the equality cases.
  • The coloring–matching identity: χ\chi2 for triangle-free χ\chi3.
  • The Tutte–Berge formula: writing χ\chi4, a finite case analysis over component-order partitions shows that if χ\chi5 exceeded the target (χ\chi6, χ\chi7, or χ\chi8 respectively), then χ\chi9 would exceed χ(H)\chi(H)0, χ(H)\chi(H)1, or χ(H)\chi(H)2, contradicting χ(H)\chi(H)3.

Sharpness is witnessed by complements of odd cycles: χ(H)\chi(H)4 gives χ(H)\chi(H)5 and χ(H)\chi(H)6 gives χ(H)\chi(H)7, while χ(H)\chi(H)8 requires the disjoint union χ(H)\chi(H)9, whose complement satisfies ω(H)\omega(H)0 with ω(H)\omega(H)1. The remaining small values follow more simply: ω(H)\omega(H)2 from bipartiteness of triangle-free graphs on at most four vertices, and ω(H)\omega(H)3 from Gaspers and Huang's theorem that ω(H)\omega(H)4-free graphs are ω(H)\omega(H)5-colorable, with sharpness from ω(H)\omega(H)6.

An implication worth noting: the optimal ω(H)\omega(H)7-bounding function for Sivaraman's class grows strictly subquadratically — indeed at most on the order of ω(H)\omega(H)8 — improving Wagon's quadratic bound substantially, while remaining superlinear.

Almost perfect graphs: a negative answer to Gyárfás

Lovász characterized perfect graphs by the inequality ω(H)\omega(H)9 for all induced subgraphs HH0. Gyárfás proposed the relaxation obtained by weakening this to HH1, calling such graphs almost perfect, and asked whether they satisfy HH2. Scott and Seymour had shown almost perfect graphs are HH3-bounded, but without the specific linear bound; Gyárfás confirmed the bound when HH4 using Folkman's theorem.

The paper refutes the conjecture in a strong form. For each positive integer HH5, define

HH6

the join of the first HH7 odd cycles of length at least five. The join formulas give HH8 and HH9, so χ\chi00.

The substantive part of the proof is verifying that χ\chi01 is almost perfect. Every induced subgraph of χ\chi02 is a join χ\chi03 where each χ\chi04 is an induced subgraph of χ\chi05. Proper induced subgraphs of an odd cycle are forests, satisfying χ\chi06, while full cycles contribute exactly one excess vertex. Writing χ\chi07 and letting χ\chi08 index the parts that are entire cycles, one needs

χ\chi09

Since the cycle lengths are distinct, the quantities χ\chi10 over χ\chi11 are distinct nonnegative integers, so χ\chi12 where χ\chi13; multiplying by χ\chi14 and adding χ\chi15 gives χ\chi16. This closes the induction-free verification that χ\chi17 for every induced subgraph χ\chi18.

Consequently, no constant χ\chi19 satisfies χ\chi20 for all almost perfect graphs χ\chi21: choosing χ\chi22 yields a counterexample. This decisively separates almost perfect graphs from perfect graphs with respect to additive χ\chi23-bounding, even though both classes are χ\chi24-bounded by Scott and Seymour's result.

Limitations and open questions

Two gaps remain open. First, the asymptotic behavior of χ\chi25 is pinned down only up to the exponent gap between χ\chi26 and χ\chi27; determining whether χ\chi28, or finding the correct exponent, is unresolved. Second, while the paper disproves the additive bound χ\chi29 for almost perfect graphs, it does not settle what the optimal χ\chi30-bounding function for this class is beyond the existence guaranteed by Scott and Seymour; in particular, whether some linear function χ\chi31 bounds the class remains open. The construction χ\chi32 itself has χ\chi33 but ratio χ\chi34, so it does not rule out multiplicative linear bounds.

Conclusion

The paper settles Sivaraman's problem for clique numbers up to six with sharp constants, establishes polynomial asymptotic bounds χ\chi35 via a clean complement reduction combined with second-neighborhood counting and Shearer's independence bound, and disproves Gyárfás's conjecture on almost perfect graphs through an explicit join-of-odd-cycles construction. Together, the results sharpen the picture of χ\chi36-boundedness near perfection: the complement-girth class admits much better than quadratic bounds, while the almost-perfect class, though χ\chi37-bounded, admits no bound within any constant additive term of the clique number.

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