- The paper determines F(s) exactly for s≤6, proving F(1)=1, F(2)=2, F(3)=4, F(4)=5, F(5)=6, and F(6)=8 for graphs whose complements have girth at least six.
- The paper reduces the general problem to a girth-six Ramsey extremal number and establishes c(s/log s)^(4/3)≤F(s)≤(1+o(1))s^(3/2)/log s, leaving the true asymptotic order open.
- The paper disproves Gyárfás’s conjecture by constructing almost perfect graphs with χ−ω arbitrarily large, using joins of distinct odd cycles while retaining χ-boundedness.
This paper by Kaiyang Lan and Wenlong Zhong resolves two open problems in the theory of χ-boundedness. The first, due to Sivaraman (2606.29873), asks for the optimal χ-bounding function for graphs whose complements have girth at least $6$; the authors determine this function exactly for clique numbers up to $6$ and give asymptotic bounds in general. The second, due to Gyárfás, asks whether "almost perfect" graphs are χ-bounded by x+1; the authors answer negatively by constructing almost perfect graphs whose chromatic number exceeds their clique number by an arbitrarily large additive amount.
The Sivaraman problem and the function F(s)
A graph class is χ-bounded if χ(H) can be bounded above by a function of ω(H) for every induced subgraph H. Sivaraman asked for the optimal bounding function for the class of graphs χ0 with χ1, i.e., graphs whose complements are χ2-free. Since such graphs are χ3-free, Wagon's classical bound χ4 applies, giving a quadratic bound; the question is how much can be improved.
The paper defines
χ5
and proves two main results about it. First, there exists a constant χ6 such that
χ7
Second, the exact values χ8, χ9, $6$0, $6$1, $6$2, and $6$3 hold, each sharp.
Reduction to a Ramsey-type extremal number
The key structural device is to pass to the complement: setting $6$4, the condition becomes that $6$5 is $6$6-free (girth at least six), and $6$7. The authors introduce the girth-six Ramsey extremal number
$6$8
and prove the reduction lemma
$6$9
The lower bound uses the elementary identity $6$0 for triangle-free $6$1: since $6$2, the complement of an extremal graph has chromatic number at least half its order. For the upper bound, a maximal matching leaves at most $6$3 uncovered vertices (they form a stable set), so $6$4. Consequently, whenever $6$5, one has $6$6, so determining $6$7 asymptotically reduces to determining $6$8.
Asymptotic bounds via second neighborhoods and Shearer's bound
The upper bound on $6$9 exploits the girth condition directly: in a graph of girth at least six, the second neighborhood χ0 of any vertex is stable, and each of its vertices has a unique neighbor in χ1 (otherwise a χ2 arises). Summing over all vertices yields χ3, and Cauchy's inequality gives average degree χ4. Applying the Ajtai–Komlós–Szemerédi–Shearer independent set bound χ5 for triangle-free graphs then forces χ6, hence χ7.
The lower bound comes from Spencer's short-cycle Ramsey construction, which gives χ8, transferred to χ9 through the reduction lemma. A notable feature of these bounds is the gap between the exponents x+10 and x+11; the true order of x+12 remains undetermined, and closing this gap is left open.
Exact small values via Tutte–Berge
The exact values x+13, x+14, and x+15 require controlling the matching number of the complement. The method combines three ingredients:
- Small Ramsey estimates: careful degree-counting arguments establish x+16 (attained by x+17), x+18 (attained by x+19), χ0, and χ1, along with uniqueness of the equality cases.
- The coloring–matching identity: χ2 for triangle-free χ3.
- The Tutte–Berge formula: writing χ4, a finite case analysis over component-order partitions shows that if χ5 exceeded the target (χ6, χ7, or χ8 respectively), then χ9 would exceed χ(H)0, χ(H)1, or χ(H)2, contradicting χ(H)3.
Sharpness is witnessed by complements of odd cycles: χ(H)4 gives χ(H)5 and χ(H)6 gives χ(H)7, while χ(H)8 requires the disjoint union χ(H)9, whose complement satisfies ω(H)0 with ω(H)1. The remaining small values follow more simply: ω(H)2 from bipartiteness of triangle-free graphs on at most four vertices, and ω(H)3 from Gaspers and Huang's theorem that ω(H)4-free graphs are ω(H)5-colorable, with sharpness from ω(H)6.
An implication worth noting: the optimal ω(H)7-bounding function for Sivaraman's class grows strictly subquadratically — indeed at most on the order of ω(H)8 — improving Wagon's quadratic bound substantially, while remaining superlinear.
Almost perfect graphs: a negative answer to Gyárfás
Lovász characterized perfect graphs by the inequality ω(H)9 for all induced subgraphs H0. Gyárfás proposed the relaxation obtained by weakening this to H1, calling such graphs almost perfect, and asked whether they satisfy H2. Scott and Seymour had shown almost perfect graphs are H3-bounded, but without the specific linear bound; Gyárfás confirmed the bound when H4 using Folkman's theorem.
The paper refutes the conjecture in a strong form. For each positive integer H5, define
H6
the join of the first H7 odd cycles of length at least five. The join formulas give H8 and H9, so χ00.
The substantive part of the proof is verifying that χ01 is almost perfect. Every induced subgraph of χ02 is a join χ03 where each χ04 is an induced subgraph of χ05. Proper induced subgraphs of an odd cycle are forests, satisfying χ06, while full cycles contribute exactly one excess vertex. Writing χ07 and letting χ08 index the parts that are entire cycles, one needs
χ09
Since the cycle lengths are distinct, the quantities χ10 over χ11 are distinct nonnegative integers, so χ12 where χ13; multiplying by χ14 and adding χ15 gives χ16. This closes the induction-free verification that χ17 for every induced subgraph χ18.
Consequently, no constant χ19 satisfies χ20 for all almost perfect graphs χ21: choosing χ22 yields a counterexample. This decisively separates almost perfect graphs from perfect graphs with respect to additive χ23-bounding, even though both classes are χ24-bounded by Scott and Seymour's result.
Limitations and open questions
Two gaps remain open. First, the asymptotic behavior of χ25 is pinned down only up to the exponent gap between χ26 and χ27; determining whether χ28, or finding the correct exponent, is unresolved. Second, while the paper disproves the additive bound χ29 for almost perfect graphs, it does not settle what the optimal χ30-bounding function for this class is beyond the existence guaranteed by Scott and Seymour; in particular, whether some linear function χ31 bounds the class remains open. The construction χ32 itself has χ33 but ratio χ34, so it does not rule out multiplicative linear bounds.
Conclusion
The paper settles Sivaraman's problem for clique numbers up to six with sharp constants, establishes polynomial asymptotic bounds χ35 via a clean complement reduction combined with second-neighborhood counting and Shearer's independence bound, and disproves Gyárfás's conjecture on almost perfect graphs through an explicit join-of-odd-cycles construction. Together, the results sharpen the picture of χ36-boundedness near perfection: the complement-girth class admits much better than quadratic bounds, while the almost-perfect class, though χ37-bounded, admits no bound within any constant additive term of the clique number.