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A Simplex Witness Certificate for Constant Collapse in Variational Autoencoders

Published 18 May 2026 in cs.LG and cs.AI | (2605.18224v1)

Abstract: This note studies exact constant collapse in variational autoencoders, where the encoder mean becomes independent of the input. The goal is to make this specific failure mode pre-designable, monitorable during training, and certifiable after training. The prior is kept as the standard Gaussian. Given a fixed teacher posterior, we attach to the latent mean a fixed simplex witness head. The resulting teacher-student alignment loss has an exact constant-predictor baseline equal to the teacher information. If the alignment loss is below this baseline, the latent mean cannot be input-independent constant collapsed. The simplex witness also has a closed-form inverse. Any full-support teacher posterior can be represented by embedding its centered log-odds into the latent space. This gives an explicit latent energy cost and explains when the alignment loss can be made small. A computable view gap handles the case where teacher targets are computed from a different view. Thus exact constant collapse is converted from an after-the-fact training pathology into a design-and-certificate problem.

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