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Liouville Theorems for Stationary Navier-Stokes Equations via the Radial Velocity Component

Published 7 May 2026 in math.AP | (2605.05647v1)

Abstract: We study Liouville-type results for the stationary Navier--Stokes equations in R<sup>3\mathbb{R}<sup>3. We prove that any H˙<sup>1(R<sup>3)\dot{H}<sup>1(\mathbb{R}<sup>3) solution is trivial under an integrability condition imposed only on the radial component of the velocity, namely uρ(x)L<sup>p(R<sup>3)u_ρ(x) \in L<sup>p(\mathbb{R}<sup>3) with $3/2 &lt; p \leq 3$. We also establish a uniqueness result in a variable-exponent setting, where an L<sup>6L<sup>6-type condition is required only on a bounded region, while the exponent approaches the critical value $3$ at infinity. Our analysis reveals that the rigidity of the stationary Navier--Stokes system can be driven by localized and radial integrability properties, rather than uniform global conditions.

Summary

  • The paper proves that a stationary 3D Navier–Stokes solution in \(\dot H^1(\mathbb R^3)\) is identically zero if its radial velocity component belongs to \(L^p\) for some \(3/2<p\leq3\), without assumptions on tangential components.
  • The paper establishes a variable-exponent criterion requiring the radial component to have \(L^6\)-type integrability on an arbitrary ball while its exponent relaxes toward the critical value 3 at infinity.
  • The proofs use radial cut-off energy estimates, which isolate the radial velocity in the nonlinear term, together with Sobolev, pressure, Riesz-transform, and variable-exponent bounds to force the total energy to vanish.

Overview and context

This paper by G. Vergara-Hermosilla establishes Liouville-type triviality results for the stationary Navier–Stokes system in R3\mathbb{R}^3,

Δu+(u)u+π=0,u=0,-\Delta u + (u\cdot\nabla)u + \nabla\pi = 0, \qquad \nabla\cdot u = 0,

under integrability assumptions imposed only on the radial component uρu_\rho of the velocity field. The motivating problem is the long-standing conjecture attributed to Galdi and Seregin: any solution uH˙1(R3)u \in \dot{H}^1(\mathbb{R}^3) with u(x)0u(x)\to 0 as x|x|\to\infty must vanish identically. The two-dimensional analogue is due to Gilbarg–Weinberger and the four-dimensional case to Galdi; the three-dimensional case remains open. The contribution here is anisotropic: whereas most known sufficient conditions are isotropic (invariant under rotations), the author shows that rigidity can be driven by a single directional component of the velocity.

Relation to prior work

The classical result of Galdi states that uL9/2(R3)u\in L^{9/2}(\mathbb{R}^3) forces u0u\equiv 0, later refined logarithmically by Chae–Wolf. More recent refinements include Lerner's low/high frequency decomposition (only the projection onto Fourier modes containing a neighborhood of the origin needs L9/2L^{9/2} integrability) and the author's own variable-exponent condition uL9/2+ε()(R3)u\in L^{9/2+\varepsilon(\cdot)}(\mathbb{R}^3) (Vergara-Hermosilla, 7 Apr 2026). Anisotropic results are scarcer: Chae proved uniqueness under mixed-norm conditions on each Cartesian component, extended by Zhang–Zu. The present work differs from Chae's condition — which requires each component Δu+(u)u+π=0,u=0,-\Delta u + (u\cdot\nabla)u + \nabla\pi = 0, \qquad \nabla\cdot u = 0,0 to lie in Δu+(u)u+π=0,u=0,-\Delta u + (u\cdot\nabla)u + \nabla\pi = 0, \qquad \nabla\cdot u = 0,1 — by imposing a range of exponents on a single component only.

Main results

Theorem 1 (fixed exponent). If Δu+(u)u+π=0,u=0,-\Delta u + (u\cdot\nabla)u + \nabla\pi = 0, \qquad \nabla\cdot u = 0,2 solves the stationary system and its radial component satisfies Δu+(u)u+π=0,u=0,-\Delta u + (u\cdot\nabla)u + \nabla\pi = 0, \qquad \nabla\cdot u = 0,3 for some Δu+(u)u+π=0,u=0,-\Delta u + (u\cdot\nabla)u + \nabla\pi = 0, \qquad \nabla\cdot u = 0,4, then Δu+(u)u+π=0,u=0,-\Delta u + (u\cdot\nabla)u + \nabla\pi = 0, \qquad \nabla\cdot u = 0,5. No condition is required on the tangential components. This is a strictly weaker additional hypothesis than the isotropic Δu+(u)u+π=0,u=0,-\Delta u + (u\cdot\nabla)u + \nabla\pi = 0, \qquad \nabla\cdot u = 0,6 assumption on the full velocity.

The heuristic behind the admissible range is instructive. Galdi's Δu+(u)u+π=0,u=0,-\Delta u + (u\cdot\nabla)u + \nabla\pi = 0, \qquad \nabla\cdot u = 0,7 threshold arises from a Hölder balance Δu+(u)u+π=0,u=0,-\Delta u + (u\cdot\nabla)u + \nabla\pi = 0, \qquad \nabla\cdot u = 0,8 applied to a cubic term in Δu+(u)u+π=0,u=0,-\Delta u + (u\cdot\nabla)u + \nabla\pi = 0, \qquad \nabla\cdot u = 0,9. Here the analogous integral involves two factors of uρu_\rho0 and one factor of uρu_\rho1, giving the balance uρu_\rho2; choosing uρu_\rho3 (consistent with the Sobolev embedding uρu_\rho4) yields uρu_\rho5 as the natural endpoint.

Theorem 2 (variable exponent). Fix uρu_\rho6 and let uρu_\rho7 for uρu_\rho8 and uρu_\rho9 for uH˙1(R3)u \in \dot{H}^1(\mathbb{R}^3)0. If uH˙1(R3)u \in \dot{H}^1(\mathbb{R}^3)1, then uH˙1(R3)u \in \dot{H}^1(\mathbb{R}^3)2. This improves upon the global uH˙1(R3)u \in \dot{H}^1(\mathbb{R}^3)3 endpoint: strong (uH˙1(R3)u \in \dot{H}^1(\mathbb{R}^3)4-type) integrability of uH˙1(R3)u \in \dot{H}^1(\mathbb{R}^3)5 is required only on the ball uH˙1(R3)u \in \dot{H}^1(\mathbb{R}^3)6, while at infinity the exponent decays radially toward the critical value uH˙1(R3)u \in \dot{H}^1(\mathbb{R}^3)7 at rate uH˙1(R3)u \in \dot{H}^1(\mathbb{R}^3)8. Since uH˙1(R3)u \in \dot{H}^1(\mathbb{R}^3)9 is arbitrary, the region of stronger integrability may be placed arbitrarily far from the origin. Notably, whether the global condition u(x)0u(x)\to 00 alone implies triviality remains open; this theorem replaces that global requirement with localized-plus-asymptotic control on one component.

Both results follow from a more general statement (Theorem 3): if u(x)0u(x)\to 01 is continuous, radially decreasing, equals u(x)0u(x)\to 02 on u(x)0u(x)\to 03, and satisfies u(x)0u(x)\to 04 for u(x)0u(x)\to 05 with u(x)0u(x)\to 06, then u(x)0u(x)\to 07 implies u(x)0u(x)\to 08.

Method of proof

The argument follows the standard energy-testing strategy. Regularity of u(x)0u(x)\to 09 follows from local integrability via Galdi's Theorem X.1.1. Testing against x|x|\to\infty0, where x|x|\to\infty1 is a radial cut-off, and integrating by parts using x|x|\to\infty2 yields

x|x|\to\infty3

where x|x|\to\infty4 involves x|x|\to\infty5 and x|x|\to\infty6 involves x|x|\to\infty7. Because x|x|\to\infty8 is radial, x|x|\to\infty9, so the convective term reduces to an integral involving uL9/2(R3)u\in L^{9/2}(\mathbb{R}^3)0 — this is where the radial-component hypothesis enters, and it is the structural observation underlying both theorems.

For Theorem 1, Hölder with the balance uL9/2(R3)u\in L^{9/2}(\mathbb{R}^3)1, uL9/2(R3)u\in L^{9/2}(\mathbb{R}^3)2, gives uL9/2(R3)u\in L^{9/2}(\mathbb{R}^3)3. For the pressure term, the identity uL9/2(R3)u\in L^{9/2}(\mathbb{R}^3)4 via Riesz transforms gives uL9/2(R3)u\in L^{9/2}(\mathbb{R}^3)5, so uL9/2(R3)u\in L^{9/2}(\mathbb{R}^3)6 by Lemma 2.5 (annular norms of uL9/2(R3)u\in L^{9/2}(\mathbb{R}^3)7 functions vanish). The cut-off terms satisfy uL9/2(R3)u\in L^{9/2}(\mathbb{R}^3)8 uniformly, and uL9/2(R3)u\in L^{9/2}(\mathbb{R}^3)9. Hence u0u\equiv 00 and u0u\equiv 01.

For the variable-exponent theorem, the key quantitative input is Lemma 2.7: since u0u\equiv 02 along annuli, one has u0u\equiv 03, which kills the polynomial prefactor arising from u0u\equiv 04. The pressure estimate again uses boundedness of Riesz transforms in the constant-exponent spaces involved. The specific exponent of Theorem 2, u0u\equiv 05, is verified to satisfy all hypotheses of the general theorem (continuity at u0u\equiv 06, radial decrease, and decay constant u0u\equiv 07).

Limitations and open questions

Several caveats should be noted. First, the results remain conditional: they do not resolve the full Galdi–Seregin conjecture, which requires no integrability beyond u0u\equiv 08 and pointwise decay. Second, the restriction u0u\equiv 09 in Theorem 1 is essential to the Hölder bookkeeping (it ensures L9/2L^{9/2}0); whether the range can be widened is not addressed. Third, the asymptotic approach to the critical exponent L9/2L^{9/2}1 in Theorem 2 is constrained to rate L9/2L^{9/2}2 with a small constant relative to L9/2L^{9/2}3; slower decay rates toward L9/2L^{9/2}4 are outside the scope of the general theorem. Fourth, the proof relies on the radiality of the cut-off function to convert L9/2L^{9/2}5 into L9/2L^{9/2}6; extending the method to non-radial weights or other directional components would require new ideas. Finally, the paper leaves open whether an analogous single-component condition suffices without the L9/2L^{9/2}7 framework, and whether the tangential components admit entirely arbitrary behavior consistent with solvability.

Conclusion

The paper contributes two Liouville theorems for the 3D stationary Navier–Stokes equations in which rigidity is enforced exclusively through the radial velocity component: a fixed-exponent result covering L9/2L^{9/2}8, L9/2L^{9/2}9, and a variable-exponent result requiring uL9/2+ε()(R3)u\in L^{9/2+\varepsilon(\cdot)}(\mathbb{R}^3)0-type integrability of uL9/2+ε()(R3)u\in L^{9/2+\varepsilon(\cdot)}(\mathbb{R}^3)1 only on an arbitrary compact set, with the exponent relaxing to the critical value uL9/2+ε()(R3)u\in L^{9/2+\varepsilon(\cdot)}(\mathbb{R}^3)2 at infinity. The proofs combine the classical energy-testing identity with variable-exponent Hölder inequalities and a quantitative lemma controlling the polynomial prefactor near the critical exponent. These results demonstrate that localized and directionally restricted integrability assumptions suffice for uniqueness, sharpening the known landscape of partial answers to the open three-dimensional Liouville problem.

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