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Governing What You Cannot Observe: Adaptive Runtime Governance for Autonomous AI Agents

Published 27 Apr 2026 in cs.AI | (2604.24686v1)

Abstract: Autonomous AI agents can remain fully authorized and still become unsafe as behavior drifts, adversaries adapt, and decision patterns shift without any code change. We propose the \textbf{Informational Viability Principle}: governing an agent reduces to estimating a bound on unobserved risk $\hat{B}(x) = U(x) + SB(x) + RG(x)$ and allowing an action only when its capacity $S(x)$ exceeds $\hat{B}(x)$ by a safety margin. The \textbf{Agent Viability Framework}, grounded in Aubin's viability theory, establishes three properties -- monitoring (P1), anticipation (P2), and monotonic restriction (P3) -- as individually necessary and collectively sufficient for documented failure modes. \textbf{RiskGate} instantiates the framework with dedicated statistical estimators (KL divergence, segment-vs-rest $z$-tests, sequential pattern matching), a fail-secure monotonic pipeline, and a closed-loop Autopilot formalised as an instance of Aubin's regulation map with kill-switch-as-last-resort; a scalar Viability Index $VI(t) \in [-1,+1]$ with first-order $t*$ prediction transforms governance from reactive to predictive. Contributions are the theoretical framework, the reference implementation, and analytical coverage against published agent-failure taxonomies; quantitative empirical evaluation is scoped as follow-up work.

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