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Spatially inhomogeneous delithiation in LiNiO2 positive electrode: the effect of X-rays dose

Published 3 Apr 2026 in cond-mat.mtrl-sci | (2604.02974v1)

Abstract: Operando synchrotron X-ray techniques have become essential tools for investigating rechargeable batteries as they provide real-time insights into electrochemical processes. However, the high brilliance of synchrotron radiation can alter the electrochemical mechanisms within the battery, thereby compromising the reliability and reproducibility of operando measurements. In this study, we introduce a novel methodology that directly correlates the local X-ray dose with the Ni4+/Ni3+ redox activity in a LiNiO2 positive electrode. Full-field transmission X-ray absorption spectroscopy imaging (FFI-XAS) is employed to probe the charge-compensation mechanism during lithium extraction at the micrometre scale, using two beam configurations with different focal distances (far-focus and near-focus). While the spatially averaged XAS spectra exhibit sluggish reaction, regions exposed to lower dose rates exhibit the expected electrochemical evolution. This contrast enables the identification of a dose threshold for reliable operando measurements. This approach establishes a practical dose limit and provides spatially resolved insight into beam-induced effects, offering both a diagnostic framework and a pathway toward more reliable operando experiments.

Summary

  • The paper demonstrates that X-ray dose directly modulates Ni redox activity, establishing a 35 MGy threshold for effective Ni4+ formation in LiNiO2 electrodes.
  • The methodology uses hyperspectral FFI-XAS with pixel-resolved dose mapping and chemometric analysis to isolate beam-induced artifacts and spatial inhomogeneities.
  • Findings highlight that beam configuration and dose rate critically influence delithiation, guiding protocols for improved operando battery studies.

Spatially Inhomogeneous Delithiation in LiNiO₂ Positive Electrode: X-ray Dose Effects

Summary and Objectives

This study addresses the interplay between X-ray irradiation and electrochemical delithiation in LiNiO₂ electrodes during operando synchrotron X-ray experiments. Employing hyperspectral full-field imaging X-ray absorption spectroscopy (FFI-XAS) at micron resolution, the authors directly correlate local X-ray dose to Ni redox activity. The methodology accommodates spatial inhomogeneity in both beam intensity and electrode reactivity, revealing dose-dependent effects that can induce sluggish or incomplete Ni oxidation (Ni³⁺ → Ni⁴⁺) within specific regions of the electrode. The central objective is to define practical dose thresholds and provide a robust framework for interpreting and designing reliable operando battery studies.

Experimental Design and Dose Mapping

Experiments were conducted using a custom-built ROCK cell, integrating LiNiO₂ cathodes with PVDF binder and carbon additive, cycled in half-cell configuration. The study explored two beam configurations—farther focus (larger footprint, lower photon density) and closer focus (smaller footprint, higher photon density)—to modulate dose rate distributions across the electrode.

FFI-XAS data cubes were collected during delithiation processes at open circuit voltage and at a constant voltage hold after charge cutoff. Principal Component Analysis (PCA) and Multivariate Curve Resolution (MCR-ALS) were applied to quantitatively decompose Ni K-edge XAS spectra into distinct redox components, mapping their spatial distribution as a function of local dose.

Dose estimation relied on pixel-wise conversion from beam intensity to absorbed dose rate, accounting for upstream absorbers (diamond window, lithium counter, Celgard separator, electrolyte). Dose masks were constructed to selectively extract spectra from regions exposed to specific dose intervals, enhancing rigor in identifying beam-induced artifacts.

Results: Dose-Dependent Delithiation and Redox Activity

The spatially averaged XAS spectra in high-dose regions displayed markedly sluggish electrochemical evolution. In the farther focus configuration, regions receiving a local dose rate of 0.7–1.0 kGy/s achieved full Ni⁴⁺ conversion, whereas locations exposed to 6.7–7.0 kGy/s exhibited incomplete reaction with persistent Ni³⁺ and intermediate phases. The critical threshold for reliable Ni⁴⁺ formation was identified as 35 MGy integrated dose; exceeding this value resulted in measurable inhibition of delithiation.

The closer focus configuration yielded even more pronounced effects; despite identical protocol and dose rate masks, regions under continuous irradiation failed to achieve full delithiation. The maximum local dose reached 320 MGy, and even at the lowest dose considered (16 MGy), only 80% Ni⁴⁺ conversion was attained. Spatial maps showed propagative effects from high dose zones to adjacent low dose pixels, reflecting beam-induced chemical and morphological changes affecting not only direct irradiation sites but neighboring regions as well.

Discussion and Theoretical Implications

The study establishes that both dose rate and beam footprint critically affect the interpretation of operando X-ray data. Beam-induced parasitic phenomena (binder degradation, electrolyte radiolysis, defect generation) can propagate damage and alter electrochemical signatures beyond directly irradiated pixels, especially at high brilliance 4th-generation synchrotrons. The spatial inhomogeneity of both beam and sample response necessitates pixel-resolved analysis and dose masking.

These results challenge the notion of a universal dose threshold and underscore the necessity of integrating spatial statistics, beam profile, and cumulative dose into operando battery protocols. The approach outlined herein provides diagnostic capability and informs best practices for interpreting or designing studies where irradiation effects must be minimized or accounted for to assure data fidelity.

Practical Implications and Future Directions

The methodology has direct utility in battery science, guiding the selection of beam parameters, cell architecture, and data processing in synchrotron experiments. Reliable dose thresholds help prevent misinterpretation of redox activity and phase transitions in active materials.

Future research should focus on generalizing the approach to multicomponent electrodes and complex electrolytes, integrating dose mapping with other operando modalities (e.g., STXM, NAP-XPS, GIXRD). Exploration of mitigative strategies, such as attenuation protocols and raster-scan acquisition, remains necessary to balance signal-to-noise ratio with artifact suppression. The propagation of beam-induced damage in composite electrodes and its impact on long-term battery degradation, safety, and design warrant systematic investigation.

Conclusion

Operando FFI-XAS combined with dose mapping and chemometric analysis provides robust, spatially resolved insight into beam-induced effects during delithiation of LiNiO₂ electrodes. The work offers a practical framework for identifying dose thresholds and spatial inhomogeneities, enhancing reliability and interpretability of X-ray operando experiments. The findings necessitate reconsideration of routine protocols, especially as synchrotron brilliance increases, and lay the foundation for improved battery characterization and understanding of beam-sample interactions (2604.02974).

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