Fractals in rate-induced tipping

Abstract: When parameters of a dynamical system change sufficiently fast, critical transitions can take place even in the absence of bifurcations. This phenomenon is known as rate-induced tipping and has been reported in a variety of systems, from simple ordinary differential equations and maps to mathematical models in climate sciences and ecology. In most examples, the transition happens at a critical rate of parameter change, a rate-induced tipping point, and is associated with a simple unstable orbit (edge state). In this work, we show how this simple picture changes when non-attracting fractal sets exist in the autonomous system, a ubiquitous situation in non-linear dynamics. We show that these fractals in phase space induce fractals in parameter space, which control the rates and parameter changes that result in tipping. We explain how such rate-induced fractals appear and how the fractal dimensions of the different sets are related to each other. We illustrate our general theory in three paradigmatic systems: a piecewise linear one-dimensional map, the two-dimensional Hénon map, and a forced pendulum.