Topology of the generalized Brillouin zone of one-dimensional models

Abstract: The generalized Brillouin zones (GBZs) are integral in the analysis of non-Hermitian band structures. Conventional wisdom suggests that the GBZ should be connected, where each point can be indexed by the real part of the wavevector, similar to the Brillouin zone. Here we demonstrate rich topological features of the GBZs in generic non-Hermitian one-dimensional models. We prove and discuss a set of sufficient conditions for the model to ensure the connectivity of its GBZ. In addition, we show that the GBZ can become disconnected and have more connected components than the number of bands, which results from the point-gap features of the band structure. This novel GBZ topology is applied to further demonstrate a counterintuitive effect, where the line gap of an open-boundary spectrum with sublattice symmetry may be closed without changing its point-gap topology. Our results challenge the current understanding of bands and gaps in non-Hermitian systems and highlight the need to further investigate the topological effects associated with the GBZ including topological invariants and open-boundary braiding.