Indexing Tries within Entropy-Bounded Space

Abstract: We study the problem of indexing and compressing tries using a BWT-based approach. Specifically, we consider a succinct and compressed representation of the XBWT of Ferragina et al.\ [FOCS '05, JACM '09] corresponding to the analogous of the FM-index [FOCS '00, JACM '05] for tries. This representation allows to efficiently count the number of nodes reached by a given string pattern. To analyze the space complexity of the above trie index, we propose a proof for the combinatorial problem of counting the number of tries with a given symbol distribution. We use this formula to define a worst-case entropy measure for tries, as well as a notion of k-th order empirical entropy. In particular, we show that the relationships between these two entropy measures are similar to those between the corresponding well-known measures for strings. We use these measures to prove that the XBWT of a trie can be encoded within a space bounded by our k-th order empirical entropy plus a o(n) term, with n being the number of nodes in the trie. Notably, as happens for strings, this space bound can be reached for every sufficiently small k simultaneously. Finally, we compare the space complexity of the above index with that of the r-index for tries proposed by Prezza [SODA '21] and we prove that in some cases the FM-index for tries is asymptotically smaller.