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On the contraction properties of Sinkhorn semigroups (2503.09887v1)

Published 12 Mar 2025 in math.PR, stat.CO, and stat.ML

Abstract: We develop a novel semigroup contraction analysis based on Lyapunov techniques to prove the exponential convergence of Sinkhorn equations on weighted Banach spaces. This operator-theoretic framework yields exponential decays of Sinkhorn iterates towards Schr\"odinger bridges with respect to general classes of $\phi$-divergences as well as in weighted Banach spaces. To the best of our knowledge, these are the first results of this type in the literature on entropic transport and the Sinkhorn algorithm. We also illustrate the impact of these results in the context of multivariate linear Gaussian models as well as statistical finite mixture models including Gaussian-kernel density estimation of complex data distributions arising in generative models.

Summary

Contraction Properties in Sinkhorn Semigroups

In this paper, the authors address an advanced operator-theoretic framework developed to demonstrate the exponential convergence of the Sinkhorn algorithm in weighted Banach spaces. Utilizing Lyapunov techniques, they establish novel contraction properties for Sinkhorn semigroups. This paper is pioneering in the context of entropic transport and the Sinkhorn algorithm, revealing previously unexplored convergence rates relative to ø-divergences and in weighted Banach spaces. The significance of these results is highlighted through applications to multivariate linear Gaussian models and statistical finite mixture models. The paper emphasizes the Schrödinger bridge problem, providing a foundational understanding for its integration with the Sinkhorn algorithm.

Key Contributions

  • Semigroup Analysis: The paper introduces a new semigroup contraction analysis that leverages Lyapunov techniques. This approach quantifies the stability of Sinkhorn iterates, leading to formulations that exhibit exponential convergence.
  • Exponential Convergence: The results establish exponential decays in Sinkhorn iterates towards Schrödinger bridges. This convergence is analyzed with respect to a broad spectrum of ø-divergences, marking a notable advancement in the literature on Sinkhorn algorithms.
  • Application to Models: The findings are applied to multivariate linear Gaussian models and statistical finite mixture models. These applications demonstrate the practical utility of the theoretical advances made.

Numerical Results and Implications

The research provides strong numerical results regarding contraction coefficients, supporting the theoretical claims. These contraction estimates are instrumental in highlighting the exponential convergence characteristics that underlie the Sinkhorn algorithm. The paper points to significant potential for these results in generative modeling, control theory, and beyond.

From a practical standpoint, the research advances methods for Gaussian-kernel density estimation, which is pivotal for modeling complex data distributions in generative models. The theoretical implications suggest that By proving exponential convergence, the authors have found a method to ensure the reliable use of the Sinkhorn algorithm across varying domains.

Future Prospects

Looking forward, the methodologies and results in this paper can be expected to foster further research in real-world applications of optimal transport and entropic regularization techniques. The framework laid out provides a basis for investigating other classes of models and extending the convergence principles to more granular analyses of statistical mixture models.

Given the current trajectory, we anticipate more refined analyses working with unbounded cost functions and non-compact spaces. Additionally, this work may inspire explorations into the scalability and computational efficiency of similarly complex models in operational settings.

Conclusion

This paper breaks new ground in the field by defining an operator-theoretic approach to the contraction and convergence of Sinkhorn semigroups in weighted Banach spaces using Lyapunov functions. The researchers' application of these findings in statistical models not only elucidates theoretical insights but also underscores the practical utility in machine learning and statistical inference domains. As the first of its kind in this aspect of entropic transport, the findings stand to influence many future endeavors in computational optimal transport studies.

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