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A Bureaucratic Theory of Statistics (2501.03457v1)

Published 7 Jan 2025 in stat.OT

Abstract: This commentary proposes a framework for understanding the role of statistics in policy-making, regulation, and bureaucratic systems. I introduce the concept of "ex ante policy," describing statistical rules and procedures designed before data collection to govern future actions. Through examining examples, particularly clinical trials, I explore how ex ante policy serves as a calculus of bureaucracy, providing numerical foundations for governance through clear, transparent rules. The ex ante frame obviates heated debates about inferential interpretations of probability and statistical tests, p-values, and rituals. I conclude by calling for a deeper appreciation of statistics' bureaucratic function and suggesting new directions for research in policy-oriented statistical methodology.

Summary

  • The paper proposes viewing statistics primarily as bureaucratic tools for establishing ex ante policy and rules, contrasting with the traditional focus on inference and causality.
  • It argues that methods like Randomized Control Trials function bureaucratically, facilitating regulation and governance, such as setting standards for drug approval, rather than solely proving causation.
  • Reframing statistical tests as bureaucratic regulations clarifies their purpose in providing actionable, transparent rules for decision-making, prompting reevaluation of methods for policy contexts.

An Analysis of "A Bureaucratic Theory of Statistics"

Benjamin Recht, in the paper titled "A Bureaucratic Theory of Statistics," introduces a compelling framework that repositions the role of statistics within the field of bureaucratic decision-making rather than its traditional association with inference and causality. Proposing the concept of "ex ante policy," the paper argues for the utility of statistical methods primarily as tools for rulemaking and governance prior to data collection. This paradigm reorients the goals of statistics away from inferential and causal aspirations and towards practical applications in policy development and administration.

Recht critiques the customary perception of statistics as a domain concerned chiefly with epistemological pursuits, such as hypothesis testing and causal inference, suggesting these are not its most productive applications. Instead, he elucidates how statistics serve a bureaucratic function through mechanisms like Randomized Control Trials (RCTs), which primarily facilitate regulation and governance. Notably, Recht highlights that RCTs, rather than proving causation, are crucial for setting regulatory benchmarks within the pharmaceutical industry, influencing which new drugs are market-eligible based on their safety and efficacy.

The foundational proposition of ex ante policy encapsulates statistical rules defined prior to data collection, designed to govern subsequent actions. This prescient approach contrasts sharply with ex post inference, which pertains to deriving theoretical or parameter conclusions post-observation. The distinction underscores that ex ante policy is characterized by objective guidelines—like evidentiary thresholds in clinical trials—that aim to decouple scientific uncertainty from practical decision-making processes.

Recht deftly exemplifies using statistical tests as regulatory tools rather than purely scientific instruments, advocating for broader recognition of this perspective within the statistical community. This realignment doesn't undermine the scientific merit of statistical tests but chastens the expectation that they unequivocally confer scientific truth or causal insights. The paper asserts statistical tests should be viewed akin to bureaucratic regulations, emphasizing the administrative efficacy of clear and consensus-driven rules.

The paper also critiques the pronounced debates over nuanced elements like threshold values in statistical tests, suggesting these often overshadow the primary function of statistical methodologies—the prescription of actionable and transparent rules. Recht acknowledges the ritualistic nature of current statistical practices such as null hypothesis significance testing (NHST) and suggests rebranding these practices as regulatory policies aids in articulating their purpose and achievements more accurately.

Implications of Recht's framework are significant for future research in statistical methodologies, particularly in the context of policy-making. The acknowledgment of the bureaucratic role of statistics prompts the reevaluation of existing methods, such as panels or regression discontinuities, for suitability in rule-making contexts. Additionally, engaging with ethical considerations and establishing systematic criteria for when observational data may be applied to policy remains an area ripe for exploration.

In summation, Recht's paper challenges conventional views on the function of statistics, arguing for a paradigm that underscores their governance and bureaucratic potential. By championing the notion of ex ante policy, the paper not only questions traditional inferential pursuits but opens pathways for more robust applications of statistics in policy-making processes. This reframing reveals a strategic facet of statistical practice with broad implications for research and governance moving forward, underscoring statistics as an invaluable tool for structured, fair decision-making at societal scales.

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