Resolving the Exploration-Exploitation Dilemma in Evolutionary Algorithms: A Novel Human-Centered Framework (2501.02153v2)

Abstract: Evolutionary Algorithms (EAs) are widely employed tools for complex search and optimization tasks; however, the absence of an overarching operational framework that permits a systematic regulation of the exploration-exploitation tradeoff--critical for efficient convergence--restricts the full actualization of their potential, leading to the so-called exploration-exploitation dilemma in algorithm design. A systematic resolution to this dilemma requires: (1) an independent yet coordinated control over exploration and exploitation, and (2) an explicit, computationally feasible, adaptive regulation mechanism. The current, almost decentralized, traditional parameter tuning-centeric approach--lacks the foundation to satisfy these requirements under encoding-imposed structural constraints. We propose a Human-Centered Two-Phase Search (HCTPS) framework, in which the actualization of (1) and (2) is enabled through an external configuration variable--the Search Space Control Parameter (SSCP). As the sole control knob of HCTPS, the SSCP centralizes exploration adjustments, sparing users from micromanaging traditional parameters with unintelligible interdependencies. To this construct, the human user serves as a meta-parameter, adaptively steering the regulatory process via SSCP adjustments. We prove that the HCTPS strictly surpasses the current approach in terms of search space coverage without disrupting the EAs' inherent convergence mechanisms, demonstrate a concrete instantiation of it--using the Genetic Algorithm as the underlying heuristic on a suite of global benchmark unconstrained optimization problems, provide a through assessment of the proposed framework, and envision future research directions. Any search algorithm prone to this dilemma can be applied in light of the proposed framework, being algorithm-agnostic by design.