Density functional theory study of experimentally observed Au/Ge interfaces

Abstract: In recent years, nanostructures with hexagonal polytypes of gold have been synthesised, opening new possibilities in nanoscience and technology. As bulk gold crystallizes in the \textit{fcc} phase, surface effects can play an important role in stabilizing hexagonal gold nanostructures. Here we investigate several hetero-structures with Ge substrate, including the \textit{fcc} and \textit{hcp} phases of gold that have been observed experimentally. We determine and discuss their interfacial energies and optimized atomic arrangements, comparing the theory results with available experimental data. Our calculations for the Au-\textit{fcc}(011)/Ge(001) show how the presence of defects in the interface layer can help to stabilize the atomic pattern consistent with microscopic images. The Au-\textit{hcp}/Ge interface with the significant mismatch between two surfaces reveals large atomic displacements, which might indicate that the (111) germanium substrate is not responsible for the formation of the \textit{hcp} phase of gold. Finally, analyzing the electronic properties, we demonstrate that Au/Ge systems have metallic character but covalent-like bonding states between interfacial Ge and Au atoms are also present.