Switch-based Hybrid Beamforming Transceiver Design for Wideband Communications with Beam Squint (2210.06890v3)

Abstract: Hybrid beamforming (HBF) transceiver architectures based on frequency-independent phase shifters (PS-HBF) are sensitive to the phases and physical directions with limited capability to compensate for the detrimental effects of the beam squint. Motivated by the fact that switches are phase-independent and more power/cost efficient than PSs, we consider the switch-based HBF (SW-HBF) for wideband large-scale multiple-input multiple-output systems in this paper. We first derive a closed-form expression of the beam squint ratio and compare the expected array gains of both SW-HBF and PS-HBF architectures. The results show that SW-HBF is more robust to the beam squint effect. We then focus on the SW-HBF designs to maximize the spectral efficiency (SE) in both single-user and multiuser systems, which are both non-convex mixed-integer problems. For the former, by combining the tabu search (TS) method and projected gradient ascend (PGA), we propose an efficient heuristic PGA-TS algorithm to design analog beamformers while the digital ones admit closed-form solutions. For the latter, we develop a two-step algorithm based on fractional programming and the PGA-TS method. Simulations show that the proposed SW-HBF schemes are efficient and can outperform PS-based HBF architectures in terms of both SE and energy efficiency in terahertz communication systems.