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SafeML: Safety Monitoring of Machine Learning Classifiers through Statistical Difference Measure

Published 27 May 2020 in cs.LG, cs.CR, and stat.ML | (2005.13166v1)

Abstract: Ensuring safety and explainability of ML is a topic of increasing relevance as data-driven applications venture into safety-critical application domains, traditionally committed to high safety standards that are not satisfied with an exclusive testing approach of otherwise inaccessible black-box systems. Especially the interaction between safety and security is a central challenge, as security violations can lead to compromised safety. The contribution of this paper to addressing both safety and security within a single concept of protection applicable during the operation of ML systems is active monitoring of the behaviour and the operational context of the data-driven system based on distance measures of the Empirical Cumulative Distribution Function (ECDF). We investigate abstract datasets (XOR, Spiral, Circle) and current security-specific datasets for intrusion detection (CICIDS2017) of simulated network traffic, using distributional shift detection measures including the Kolmogorov-Smirnov, Kuiper, Anderson-Darling, Wasserstein and mixed Wasserstein-Anderson-Darling measures. Our preliminary findings indicate that the approach can provide a basis for detecting whether the application context of an ML component is valid in the safety-security. Our preliminary code and results are available at https://github.com/ISorokos/SafeML.

Citations (32)

Summary

  • The paper introduces SafeML, a framework using statistical distance measures to monitor ML classifier behavior by comparing training and operational data.
  • The study demonstrates that these statistical distance measures correlate with ML decisions, providing a non-intrusive indicator of confidence useful for detecting dataset shift and anomalous behavior.
  • SafeML offers a robust, adaptable method for safety-critical domains like autonomous vehicles, capable of detecting anomalous behavior and dataset shift across various ML techniques.

SafeML: Safety Monitoring of Machine Learning Classifiers through Statistical Difference Measure

The academic paper proposes SafeML, a sophisticated framework aimed at addressing the safety and security concerns related to Machine Learning (ML) classifiers in safety-critical domains. The framework exploits Empirical Cumulative Distribution Function (ECDF) based statistical distance measures to actively monitor classifier behavior and evaluate its operational context. This methodology includes prominent statistical measures like Kolmogorov-Smirnov, Kuiper, Anderson-Darling, Wasserstein, and mixed Wasserstein-Anderson-Darling, as part of an innovative controller-in-the-loop procedure. These measures allow for the comparison between the training phase and field operation of ML classifiers, providing real-time insight into their accuracy and reliability.

Key Findings and Claims

One notable aspect of the study is the correlation established between ML decisions and ECDF-based statistical distance measures of input features, which serves as an indicator of confidence in the classifier's operational applicability. By utilizing abstract datasets such as XOR, Spiral, Circle, and current intrusion detection datasets like CICIDS2017, the paper verifies its approach's usefulness in both theoretical and practical dimensions. The results underscore the potential of these distance measures to non-intrusively analyze classifier behavior, a significant advantage over conventional methodologies that rely heavily on extensive pre-deployment testing.

Practical and Theoretical Implications

From a practical standpoint, the application of SafeML provides a robust method for detecting anomalous behavior arising from dataset shift and potential data manipulation. This is particularly critical in domains such as autonomous vehicles and medical diagnostics, where the consequences of inaccurate predictions can be grave. Theoretically, SafeML advances the discourse on the reliability and safety assurance of ML systems by prioritizing a real-time measure of performance divergence from expected outcomes. The paper rightly addresses distributional shift using a non-standard interpretation, focusing on the operational variance between training data and observed field data.

Future Developments in AI

The promise of SafeML lies in its potential adaptability to a wide array of ML techniques, as it does not depend on the underlying ML approach but rather evaluates the quality and continuity of training versus field data. Future developments could include enhancements in algorithmic robustness against distributional shifts, possibly extending its framework to regression tasks and beyond classifier scenarios. Such advancements could further solidify its applicability in newer domains, contributing to greater AI transparency and trustworthiness.

In conclusion, while preliminary, SafeML provides a meaningful contribution to machine learning safety standards. It bridges critical gaps in assurance methods for ML systems operating in dynamic environments, combining theoretical robustness with practical adaptability. As the paper admits, in evolving ML applications, the need for real-time confidence measures is paramount, and SafeML marks an insightful step in addressing this challenge.

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