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Publish or impoverish: An investigation of the monetary reward system of science in China (1999-2016)

Published 4 Jul 2017 in cs.DL | (1707.01162v1)

Abstract: Purpose: The purpose of this study is to present the landscape of the cash-per-publication reward policy in China and reveal its trend since the late 1990s. Design/methodology/approach: This study is based on the analysis of 168 university documents regarding the cash-per-publication reward policy at 100 Chinese universities. Findings: Chinese universities offer cash rewards from 30 to 165,000 USD for papers published in journals indexed by Web of Science (WoS), and the average reward amount has been increasing for the past 10 years. Originality/value: The cash-per-publication reward policy in China has never been systematically studied and investigated before except for in some case studies. This is the first paper that reveals the landscape of the cash-per-publication reward policy in China.

Authors (3)
Citations (212)

Summary

  • The paper empirically assesses China's cash-per-publication policy (1999-2016), analyzing university data to find rewards ranging from $30 to $165,000 per publication, stratified by journal impact and Web of Science indexing.
  • While the cash incentives significantly enhanced China's international publication standing, the study suggests they may incentivize behaviors compromising research integrity for short-term financial gains.
  • The analysis reveals a 'Matthew Effect' where leading universities offer substantially higher publication rewards, potentially perpetuating inequitable distribution of scientific capital and reinforcing academic hierarchies.

An Examination of China's Cash-Per-Publication Reward System from 1999 to 2016

The paper "Publish or impoverish: An investigation of the monetary reward system of science in China (1999-2016)" by Wei Quan, Bikun Chen, and Fei Shu provides an empirical assessment of the cash-per-publication reward policy in Chinese universities. This practice incentivizes researchers with financial rewards to enhance publication output, particularly in journals indexed by Web of Science (WoS).

Analytical Summary

The study analyzed 168 documents from 100 Chinese universities, revealing incentives ranging from $30 to$165,000 per publication. Notably, these rewards have consistently increased over the past decade, signifying a national emphasis on academic output. The findings underscore the pivotal role of WoS as a gatekeeper for eligibility and reward stratification, with differentiation based on Journal Impact Factors (JIFs) and Journal Citation Report (JCR) quartiles.

Methodology

Data was extracted through both stratified and convenience sampling methodologies. The study categorized universities based on a tiered system reflecting governmental projects like Project 211 and Project 985, which stratified institutions into elite tiers receiving the bulk of national research funding. The sampling intentionally spanned regional economic divides to illustrate the variation in budgetary capacity and thus in reward magnitude.

Results: Landscape of Cash Rewards

The analysis highlights the transition of reward policies from uniform payouts to more sophisticated adjustments based on JIFs, JCR quartiles, and citation counts. This transition evidences a strategic shift towards not just quantitative, but qualitative outputs. The policies predominantly reward first authors, although exceptions exist for high-impact journal contributions.

Implications

The utilisation of financial incentives has notably enhanced China's international publication standing. However, accompanied by successes are observed challenges. The disproportionate emphasis on publication may encourage behaviors that compromise research integrity, manifesting in quick-turnaround studies and questionable research practices to accumulate short-term financial gains.

Additionally, the study presents an intriguing "Matthew Effect," where premier universities offer larger rewards due to their superior funding, which cyclically continues to attract top research, perpetuating an inequitable distribution of scientific capital and reinforcing academic hierarchies.

Recommendations for Future Research

While this study elucidates the presence and structure of monetary incentives, it calls for deeper analyses into their ramifications on research ethos and long-term scientific advancement. Future research should address this policy's influence on scholarly behavior, including potential shifts in research focus and ethical considerations. Another avenue for exploration is a comparative analysis with social sciences and humanities, currently excluded, to ascertain disciplinary differences in reward structure impacts.

Conclusion

The systematic scrutiny of China's cash-per-publication system reveals a nation leveraging financial incentives to heighten research performance and international visibility. However, this practice's sustainability in enriching the academic landscape without ethically compromising research quality remains contentious and mandates further evaluative studies.

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