Clustering action potential spikes: Insights on the use of overfitted finite mixture models and Dirichlet process mixture models

Abstract: The modelling of action potentials from extracellular recordings, or spike sorting, is a rich area of neuroscience research in which latent variable models are often used. Two such models, Overfitted Finite Mixture models (OFMs) and Dirichlet Process Mixture models (DPMs) are considered to provide insights for unsupervised clustering of complex, multivariate medical data when the number of clusters is unknown. OFM and DPM are structured in a similar hierarchical fashion but they are based on different philosophies with different underlying assumptions. This study investigates how these differences impact on a real study of spike sorting, for the estimation of multivariate Gaussian location-scale mixture models in the presence of common difficulties arising from complex medical data. The results provide insights allowing the future analyst to choose an approach suited to the situation and goal of the research problem at hand.