Inhomogeneous Tsallis distributions in the HMF model

Abstract: We study the maximization of the Tsallis functional at fixed mass and energy in the HMF model. We give a thermodynamical and a dynamical interpretation of this variational principle. This leads to q-distributions known as stellar polytropes in astrophysics. We study phase transitions between spatially homogeneous and spatially inhomogeneous equilibrium states. We show that there exists a particular index q_c=3 playing the role of a canonical tricritical point separating first and second order phase transitions in the canonical ensemble and marking the occurence of a negative specific heat region in the microcanonical ensemble. We apply our results to the situation considered by Antoni & Ruffo [Phys. Rev. E 52, 2361 (1995)] and show that the anomaly displayed on their caloric curve can be explained naturally by assuming that, in this region, the QSSs are polytropes with critical index q_c=3. We qualitatively justify the occurrence of polytropic (Tsallis) distributions with compact support in terms of incomplete relaxation and inefficient mixing (non-ergodicity). Our paper provides an exhaustive study of polytropic distributions in the HMF model and the first plausible explanation of the surprising result observed numerically by Antoni & Ruffo (1995). In the course of our analysis, we also report an interesting situation where the caloric curve presents both microcanonical first and second order phase transitions.