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Upper bounds on resonance counts for R_V(z) on the product space R^n × M

Derive upper bounds for the number of poles (resonances) of the meromorphically continued resolvent R_V(z) of the Schrödinger operator P_V = -Δ_X + V on X = R^n × M (with n ≥ 3 odd, M compact, and V ∈ C_c^∞(R^n × M, R)) either in neighborhoods of the real axis or within specified sheets of the Riemann surface \hat{\mathcal{Z}} on which the square-roots \sqrt{z - \sigma_k^2} are defined.

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Background

The paper studies potential scattering for P_V on the product space X = Rn × M and develops a Birman–Krein formula adapted to the presence of threshold energies {±σ_k}. Resonances are defined as poles of the meromorphic continuation of the resolvent R_V(z) to a multi-sheeted Riemann surface \hat{\mathcal{Z}} determined by the square roots \sqrt{z - σ_k2}.

While sharp resonance counting is known in the one-dimensional cylindrical case (n = 1), the geometry of \hat{\mathcal{Z}} in higher dimensions obstructs the standard complex-analytic zero counting methods used in C, leaving even upper bounds on resonance counts near the real axis or on individual sheets unresolved.

References

The upper bound result is unknown because the usual zero-counting for holomorphic functions on C does not hold in the complicated Riemann surface \hat{\mathcal{Z}.

The Birman-Krein Trace Formula and Scattering Phase on Product space (2509.06372 - Zhang, 8 Sep 2025) in Introduction, Further possible result (bullet 1)