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Sharpness of the Shifted-Spectrum SOS Bound for Lyapunov Dimension

Establish whether the sum-of-squares relaxation based on the shifted spectrum approach for directly bounding Lyapunov dimension (Proposition \cref{thm:shifted dimension sos}) is sharp in general; that is, prove or refute that the resulting upper bounds converge to the exact global Lyapunov dimension as polynomial degrees are increased (or under suitable compactness and smoothness assumptions).

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Background

The paper presents two SOS-based approaches to bound Lyapunov dimension: a sphere projection method, for which sharpness is established under Archimedean and compactness conditions, and a shifted spectrum method.

While sharpness (convergence to exact values as polynomial degrees increase) is proven for most formulations, the authors explicitly note that they do not provide a proof of sharpness for the shifted spectrum SOS formulation that directly bounds Lyapunov dimension, leaving its general sharpness unresolved.

References

Unlike our other methods, we do not prove that \cref{thm:shifted dimension sos} gives sharp results in general.

Computation of attractor dimension and maximal sums of Lyapunov exponents using polynomial optimization (2510.14870 - Parker et al., 16 Oct 2025) in Section 2.4 (Sum-of-squares relaxations), subsection on Shifted spectrum