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Existence and physical realization of mixed fractional-instanton couplings

Determine whether mixed axion–gauge couplings involving fractional instantons—specifically terms proportional to θ·w2^s ∧ w2^{s′} mixing distinct PSU(N) sectors and terms proportional to θ·w2^s ∧ F2^i mixing PSU(N) and U(1) sectors—can exist and be realized in four-dimensional quantum field theories or in extra-dimensional UV completions of axion theories; and, if they do, characterize their implications for non-invertible symmetry structures and whether they can distinguish 4d from extra-dimensional axion theories.

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Background

In the paper’s general treatment of axions coupled to multiple gauge sectors, the authors analyze non-invertible symmetries arising from ABJ anomalies with multiple U(1) and non-abelian (PSU(N)) factors. For fractional instantons associated with PSU(N), they restrict attention to diagonal couplings of the axion to each sector via w2 ∧ w2 terms, which are known to be consistent.

They explicitly note uncertainty about the possibility of cross-sector mixed terms between different w2 classes and between w2 and U(1) field strengths. Establishing the existence and physical realizability of such mixed couplings is important for a complete classification of anomaly structures that generate non-invertible symmetries and could shed light on differences between purely 4d axion models and extra-dimensional UV completions.

References

It is worth noting that, while “mixed anomalies” for two different U(1) factors are natural to consider, it is not a priori clear whether mixed terms between two w_2 fields of different non-abelian sectors, or between a w_2 and a U(1) field strength, are possible. Even if such terms are mathematically acceptable, a further question is whether they can arise from 4d QFT and/or extra-dimensional UV completions of axion theories, and whether they might provide any distinction between 4d and extra-dimensional axion theories. In this work, while we consider mixed terms among U(1) factors (as in the previous sections), we analyze only diagonal terms for fractional instantons, leaving a more comprehensive study for future investigations.

Multi-Instantons, Multi-Axions, and Non-Invertible Symmetries in 4d QFT (2510.18404 - Hong et al., 21 Oct 2025) in Section 4.3 (U(1) and fractional instantons, all together)