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Fractal dimensions for the critical almost Mathieu operator at specific frequencies

Determine the fractal dimensions of the spectrum Sp_+(α, 1) of the critical almost Mathieu operator for α = (√5−1)/2 and for α equal to Cahen’s constant C; specifically, show that dim_H(Sp_+((√5−1)/2, 1)) = dim_B(Sp_+((√5−1)/2, 1)) = 1/2, and that dim_H(Sp_+(C, 1)) < 1/2 = \underline{dim}_B(Sp_+(C, 1)) < 2/3 = \overline{dim}_B(Sp_+(C, 1)).

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Background

The critical almost Mathieu operator has been extensively studied, with the spectrum known to be a Cantor set of zero Lebesgue measure for irrational frequencies; however, precise fractal dimensions are largely unresolved beyond certain bounds and special cases.

The authors’ computations suggest the golden-ratio case might have fractal dimension one-half, while the Cahen constant may exhibit strict inequality between Hausdorff and box-counting dimensions, indicating nontrivial multifractal behavior.

References

Almost Mathieu operator: We conjecture that $$\mathrm{dim}{\mathrm{H}(Sp{+}((\sqrt{5}-1)/2,1))=\mathrm{dim}{\mathrm{B}(Sp{+}((\sqrt{5}-1)/2,1))=1/2, $$ whereas $$ \mathrm{dim}{\mathrm{H}(Sp{+}(C,1))< \underline{\mathrm{dim}{\mathrm{B}(Sp{+}(C,1))=1/2<\overline{\mathrm{dim}{\mathrm{B}(Sp{+}(C,1))=2/3, $$ where $C$ is Cahen's constant.

Optimal Algorithms for Quantifying Spectral Size with Applications to Quasicrystals (2407.20353 - Colbrook et al., 29 Jul 2024) in Section 7: Final Remarks (Conjectures)