Addressing the Regulatory Gap: Moving Towards an EU AI Audit Ecosystem Beyond the AIA by Including Civil Society (2403.07904v2)

Abstract: The European legislature has proposed the Digital Services Act (DSA) and Artificial Intelligence Act (AIA) to regulate platforms and AI products. We review to what extent third-party audits are part of both laws and to what extent access to models and data is provided. By considering the value of third-party audits and third-party data access in an audit ecosystem, we identify a regulatory gap in that the Artificial Intelligence Act does not provide access to data for researchers and civil society. Our contributions to the literature include: (1) Defining an AI audit ecosystem that incorporates compliance and oversight. (2) Highlighting a regulatory gap within the DSA and AIA regulatory framework, preventing the establishment of an AI audit ecosystem. (3) Emphasizing that third-party audits by research and civil society must be part of that ecosystem and demand that the AIA include data and model access for certain AI products. We call for the DSA to provide NGOs and investigative journalists with data access to platforms by delegated acts and for adaptions and amendments of the AIA to provide third-party audits and data and model access at least for high-risk systems to close the regulatory gap. Regulations modeled after European Union AI regulations should enable data access and third-party audits, fostering an AI audit ecosystem that promotes compliance and oversight mechanisms.