Sum-Rate Maximization for Active RIS-Aided Downlink RSMA System

Abstract: In this paper, the problem of sum-rate maximization for an active reconfigurable intelligent surface (RIS) assisted downlink rate-splitting multiple access (RSMA) transmission system is studied. In the considered model, the active RIS is deployed to overcome severe power attenuation, which is caused by the cumulative product of RIS incidence path loss and the reflection path loss. Since the active RIS can adjust both the phase and the amplitude of the incident signal simultaneously, the RIS control scheme requires delicate design to improve RSMA communication performance. To address this issue, a sum-rate maximization problem is formulated to jointly optimize the beamforming vectors, rate allocation vector, and RIS precoding matrix. To solve this non-convex sum-rate maximization problem, an iterative algorithm based on fractional programming (FP) and quadratic constraint quadratic programming (QCQP) is proposed. In particular, the proposed algorithm firstly decomposes the original problem into two subproblems, namely, 1) beamforming and rate allocation optimization and 2) active RIS precoding optimization. The corresponding variables of the two subproblems are optimized through sequential convex approximation (SCA) and block coordinate descent (BCD), respectively. Numerical results show that the proposed active RIS-aided RSMA system could increase the sum-rate by up to 45% over the conventional passive RIS-aided RSMA system with the same energy consumption.