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Sample-based Krylov Quantum Diagonalization (SKQD)

Updated 22 December 2025
  • SKQD is a hybrid method that constructs quantum-prepared Krylov subspaces to estimate low-energy eigenstates and eigenvalues of many-body Hamiltonians.
  • The algorithm employs shifting and coefficient splitting techniques to drastically reduce sampling overhead, achieving cost reductions up to 500× in benchmark cases.
  • Demonstrated across diverse systems like electronic structures, spin models, and lattice gauge theories, SKQD offers rigorous convergence guarantees and robustness against sampling errors.

Sample-based Krylov Quantum Diagonalization (SKQD) is a hybrid quantum–classical algorithm for estimating low-lying eigenvalues and eigenstates of large quantum many-body Hamiltonians. By leveraging quantum-prepared Krylov subspaces and sampling-based estimation of matrix elements, SKQD combines the rapid convergence of classical Krylov methods with hardware feasibility on pre-fault-tolerant and early fault-tolerant quantum computers. Sampling error and ill-conditioning in generalized eigenvalue problems (GEVP) are key challenges, addressed via statistical analysis and targeted error-reduction strategies. Recent implementations provide rigorous convergence guarantees and demonstrate utility across diverse systems, including electronic structure, spin models, and lattice gauge theories.

1. Formal Algorithmic Structure

SKQD algorithmically projects the Hamiltonian H^\hat H onto a Krylov subspace generated by repeated application of a short-time propagator or Hamiltonian powers to an initial state ϕ0|\phi_0\rangle. For discrete-time evolution, one constructs the Krylov subspace

Km=span{ϕ0,ϕ1,,ϕm1},ϕk=B^kϕ0,B^=eiΔtH^K_m = \mathrm{span}\big\{\,|\phi_0\rangle,\,|\phi_1\rangle,\,\dots,\,|\phi_{m-1}\rangle\,\big\}, \quad |\phi_k\rangle = \hat B^k|\phi_0\rangle,\,\,\hat B = e^{-i \Delta t\,\hat H}

where mm is the subspace dimension. Matrix elements of the projected (Toeplitz) overlap and Hamiltonian matrices,

Sij=ϕiϕj,Hij=ϕiH^ϕjS_{ij} = \langle\phi_i|\phi_j\rangle, \qquad H_{ij} = \langle\phi_i|\hat H|\phi_j\rangle

are empirically estimated—typically via repeated projective quantum measurements (“shots”) on the quantum device.

The low-energy spectrum is then extracted by solving the generalized eigenvalue problem (GEVP),

Hw=λSwH \mathbf{w} = \lambda S \mathbf{w}

where the smallest eigenvalue λ\lambda approximates the ground-state energy E0E_0, converging exponentially in mm when ϕ0|\phi_0\rangle has nonzero overlap with the true ground state (Lee et al., 2024, Firt et al., 19 Dec 2025).

2. Sampling Error and Its Impact

Finite quantum measurement leads to statistical error in each matrix element ϕ0|\phi_0\rangle0. Under standard Hamiltonian decompositions (linear combination of unitaries, diagonalizable fragments), the variance of ϕ0|\phi_0\rangle1 scales as

ϕ0|\phi_0\rangle2

where ϕ0|\phi_0\rangle3 is the total shots, ϕ0|\phi_0\rangle4 are decomposition coefficients, ϕ0|\phi_0\rangle5 is the shot allocation, and ϕ0|\phi_0\rangle6 is the variance of measured observables.

Sampling cost to achieve error ϕ0|\phi_0\rangle7 scales as ϕ0|\phi_0\rangle8, where ϕ0|\phi_0\rangle9 is the 1-norm of Hamiltonian coefficients in the chosen decomposition. Sampling errors become particularly problematic as the GEVP becomes ill-conditioned for large Km=span{ϕ0,ϕ1,,ϕm1},ϕk=B^kϕ0,B^=eiΔtH^K_m = \mathrm{span}\big\{\,|\phi_0\rangle,\,|\phi_1\rangle,\,\dots,\,|\phi_{m-1}\rangle\,\big\}, \quad |\phi_k\rangle = \hat B^k|\phi_0\rangle,\,\,\hat B = e^{-i \Delta t\,\hat H}0, so small statistical perturbations can lead to large eigenvalue errors (Lee et al., 2024, Lee et al., 2023).

3. Error-Reduction Techniques: Shifting and Coefficient Splitting

To mitigate sampling costs, two principal strategies have been devised (Lee et al., 2024):

(A) Shifting Technique

Redundant Hamiltonian fragments Km=span{ϕ0,ϕ1,,ϕm1},ϕk=B^kϕ0,B^=eiΔtH^K_m = \mathrm{span}\big\{\,|\phi_0\rangle,\,|\phi_1\rangle,\,\dots,\,|\phi_{m-1}\rangle\,\big\}, \quad |\phi_k\rangle = \hat B^k|\phi_0\rangle,\,\,\hat B = e^{-i \Delta t\,\hat H}1 that annihilate all relevant Krylov vectors can be eliminated. A Hermitian shift operator Km=span{ϕ0,ϕ1,,ϕm1},ϕk=B^kϕ0,B^=eiΔtH^K_m = \mathrm{span}\big\{\,|\phi_0\rangle,\,|\phi_1\rangle,\,\dots,\,|\phi_{m-1}\rangle\,\big\}, \quad |\phi_k\rangle = \hat B^k|\phi_0\rangle,\,\,\hat B = e^{-i \Delta t\,\hat H}2 with Km=span{ϕ0,ϕ1,,ϕm1},ϕk=B^kϕ0,B^=eiΔtH^K_m = \mathrm{span}\big\{\,|\phi_0\rangle,\,|\phi_1\rangle,\,\dots,\,|\phi_{m-1}\rangle\,\big\}, \quad |\phi_k\rangle = \hat B^k|\phi_0\rangle,\,\,\hat B = e^{-i \Delta t\,\hat H}3 is introduced, yielding a shifted Hamiltonian

Km=span{ϕ0,ϕ1,,ϕm1},ϕk=B^kϕ0,B^=eiΔtH^K_m = \mathrm{span}\big\{\,|\phi_0\rangle,\,|\phi_1\rangle,\,\dots,\,|\phi_{m-1}\rangle\,\big\}, \quad |\phi_k\rangle = \hat B^k|\phi_0\rangle,\,\,\hat B = e^{-i \Delta t\,\hat H}4

which preserves the spectrum up to a constant. The optimal shift minimizes the effective 1-norm,

Km=span{ϕ0,ϕ1,,ϕm1},ϕk=B^kϕ0,B^=eiΔtH^K_m = \mathrm{span}\big\{\,|\phi_0\rangle,\,|\phi_1\rangle,\,\dots,\,|\phi_{m-1}\rangle\,\big\}, \quad |\phi_k\rangle = \hat B^k|\phi_0\rangle,\,\,\hat B = e^{-i \Delta t\,\hat H}5

Numerical studies show this reduces Km=span{ϕ0,ϕ1,,ϕm1},ϕk=B^kϕ0,B^=eiΔtH^K_m = \mathrm{span}\big\{\,|\phi_0\rangle,\,|\phi_1\rangle,\,\dots,\,|\phi_{m-1}\rangle\,\big\}, \quad |\phi_k\rangle = \hat B^k|\phi_0\rangle,\,\,\hat B = e^{-i \Delta t\,\hat H}6 by Km=span{ϕ0,ϕ1,,ϕm1},ϕk=B^kϕ0,B^=eiΔtH^K_m = \mathrm{span}\big\{\,|\phi_0\rangle,\,|\phi_1\rangle,\,\dots,\,|\phi_{m-1}\rangle\,\big\}, \quad |\phi_k\rangle = \hat B^k|\phi_0\rangle,\,\,\hat B = e^{-i \Delta t\,\hat H}7–Km=span{ϕ0,ϕ1,,ϕm1},ϕk=B^kϕ0,B^=eiΔtH^K_m = \mathrm{span}\big\{\,|\phi_0\rangle,\,|\phi_1\rangle,\,\dots,\,|\phi_{m-1}\rangle\,\big\}, \quad |\phi_k\rangle = \hat B^k|\phi_0\rangle,\,\,\hat B = e^{-i \Delta t\,\hat H}8, effecting up to Km=span{ϕ0,ϕ1,,ϕm1},ϕk=B^kϕ0,B^=eiΔtH^K_m = \mathrm{span}\big\{\,|\phi_0\rangle,\,|\phi_1\rangle,\,\dots,\,|\phi_{m-1}\rangle\,\big\}, \quad |\phi_k\rangle = \hat B^k|\phi_0\rangle,\,\,\hat B = e^{-i \Delta t\,\hat H}9 cost reduction in small-molecule benchmarks.

(B) Coefficient Splitting (ICS)

Pauli terms appearing in multiple measurement circuits are optimally split. Each coefficient mm0 is decomposed as mm1 across fragments. Overall variance is then a quadratic function of the splits, and alternately optimizing the shot allocations and coefficient splits yields optimal resource usage. ICS alone provides mm2–mm3 shot reduction for fragments, and mm4–mm5 for LCU, while combining with shifting achieves sampling overhead reductions of mm6–mm7 in representative molecules.

Molecule LCU (SI) LCU (ICS) LCU (Shift) LCU (Shift+ICS)
Hmm8 12.3 8.2 0.13 0.13
Hmm9 80.9 72.9 6.9 7.0
LiH 210 224 2.7 3.1

Shot cost Sij=ϕiϕj,Hij=ϕiH^ϕjS_{ij} = \langle\phi_i|\phi_j\rangle, \qquad H_{ij} = \langle\phi_i|\hat H|\phi_j\rangle0 (in HartreeSij=ϕiϕj,Hij=ϕiH^ϕjS_{ij} = \langle\phi_i|\phi_j\rangle, \qquad H_{ij} = \langle\phi_i|\hat H|\phi_j\rangle1), from [(Lee et al., 2024), Table II]. The Shift+ICS strategy yields up to 500Sij=ϕiϕj,Hij=ϕiH^ϕjS_{ij} = \langle\phi_i|\phi_j\rangle, \qquad H_{ij} = \langle\phi_i|\hat H|\phi_j\rangle2 sampling cost reduction for HSij=ϕiϕj,Hij=ϕiH^ϕjS_{ij} = \langle\phi_i|\phi_j\rangle, \qquad H_{ij} = \langle\phi_i|\hat H|\phi_j\rangle3O.

4. Theoretical Foundations and Convergence Guarantees

SKQD offers rigorous convergence under two principal hypotheses (Yu et al., 16 Jan 2025, Piccinelli et al., 4 Aug 2025):

  • The reference state Sij=ϕiϕj,Hij=ϕiH^ϕjS_{ij} = \langle\phi_i|\phi_j\rangle, \qquad H_{ij} = \langle\phi_i|\hat H|\phi_j\rangle4 has non-negligible overlap with the true ground state (Sij=ϕiϕj,Hij=ϕiH^ϕjS_{ij} = \langle\phi_i|\phi_j\rangle, \qquad H_{ij} = \langle\phi_i|\hat H|\phi_j\rangle5).
  • The ground state Sij=ϕiϕj,Hij=ϕiH^ϕjS_{ij} = \langle\phi_i|\phi_j\rangle, \qquad H_{ij} = \langle\phi_i|\hat H|\phi_j\rangle6 is Sij=ϕiϕj,Hij=ϕiH^ϕjS_{ij} = \langle\phi_i|\phi_j\rangle, \qquad H_{ij} = \langle\phi_i|\hat H|\phi_j\rangle7-sparse in the measurement basis, i.e. a polynomial number Sij=ϕiϕj,Hij=ϕiH^ϕjS_{ij} = \langle\phi_i|\phi_j\rangle, \qquad H_{ij} = \langle\phi_i|\hat H|\phi_j\rangle8 of basis states provide most of its norm.

The sampling complexity to guarantee recovery of all important bitstrings in the Krylov subspace with high probability is

Sij=ϕiϕj,Hij=ϕiH^ϕjS_{ij} = \langle\phi_i|\phi_j\rangle, \qquad H_{ij} = \langle\phi_i|\hat H|\phi_j\rangle9

for Hw=λSwH \mathbf{w} = \lambda S \mathbf{w}0 Krylov steps and Hw=λSwH \mathbf{w} = \lambda S \mathbf{w}1 measurements per step. The ground-state energy estimate then satisfies

Hw=λSwH \mathbf{w} = \lambda S \mathbf{w}2

Convergence is polynomial in Hw=λSwH \mathbf{w} = \lambda S \mathbf{w}3 when these parameters scale polynomially (Yu et al., 16 Jan 2025, Piccinelli et al., 4 Aug 2025).

5. Workflow and Implementation Methodologies

The practical SKQD workflow proceeds as follows (Firt et al., 19 Dec 2025, Yu et al., 16 Jan 2025, Piccinelli et al., 4 Aug 2025):

  1. Initial state preparation: Prepare the reference state Hw=λSwH \mathbf{w} = \lambda S \mathbf{w}4, potentially leveraging problem structure (e.g., singlet product states, W-states, or sector-specific ansätze).
  2. Krylov basis generation: Apply Hw=λSwH \mathbf{w} = \lambda S \mathbf{w}5 steps of Trotterized time evolution to produce Hw=λSwH \mathbf{w} = \lambda S \mathbf{w}6. Circuit depths scale Hw=λSwH \mathbf{w} = \lambda S \mathbf{w}7 per step for local models.
  3. Sampling: For each Krylov state, perform projective measurement in the computational basis for Hw=λSwH \mathbf{w} = \lambda S \mathbf{w}8 shots. Collect the union of all observed bitstrings.
  4. Subspace construction: Form the subspace spanned by unique measured bitstrings, and classically compute the subspace-projected Hamiltonian matrix.
  5. Diagonalization: Solve the associated eigenproblem to recover the lowest eigenvalues and eigenstates.

In molecular systems, block-encoding and Quantum Signal Processing (QSP) can be used to prepare Krylov eigenstates in depth linear in the subspace dimension, with expectation values for observables (e.g., reduced density matrices) measured in constant time per term, independent of Hw=λSwH \mathbf{w} = \lambda S \mathbf{w}9 (Oumarou et al., 9 Jan 2025).

6. Sampling Error Analysis, Conditioning, and Thresholding

Being sample-based, SKQD is susceptible to noise amplification in ill-conditioned GEVPs. The spectral properties of the overlap matrix λ\lambda0 determine the sensitivity of eigenvalues to statistical perturbations. Nonasymptotic matrix concentration results yield operator-norm error bounds: λ\lambda1 where λ\lambda2 and λ\lambda3 for Toeplitz cases. The resultant eigenvalue error, after optimal basis truncation and thresholding, is sharply bounded as: λ\lambda4 for reduced subspace dimension λ\lambda5 and GEVP condition number λ\lambda6 (Lee et al., 2023). Overly aggressive subspace truncation increases bias, while insufficient thresholding leads to instabilities.

7. Applications and Demonstrated Performance

SKQD has been deployed across domains:

  • Heisenberg models and materials science: SKQD recovers ground-state energies and magnetization curves for 1D and 2D Heisenberg systems, maintaining errors λ\lambda7 (easy-axis) and showing scaling consistent with exact diagonalization and DMRG. Implementations on IBM Heron hardware (18–30 qubits) validate algorithmic robustness in the presence of hardware noise (Firt et al., 19 Dec 2025).
  • Electronic structure: Chemical systems, including polycyclic aromatic hydrocarbons up to 48 qubits, have been simulated with the SKQD variant incorporating qDRIFT randomized Trotterization (SqDRIFT). State-of-the-art results show convergence within chemical accuracy at modest circuit depths (Piccinelli et al., 4 Aug 2025).
  • Lattice gauge theory: The Schwinger model with a λ\lambda8-term has been simulated using both trapped-ion and superconducting architectures, showing that SKQD achieves accurate ground-state and order-parameter estimation while reducing effective Hilbert space by up to λ\lambda9 for E0E_00 (Rosanowski et al., 30 Oct 2025).

In molecular property computation, the QSP-enhanced SKQD framework offers constant-scaling measurements for 1- and 2-particle reduced density matrices and analytic nuclear gradients, a substantial advantage over traditional E0E_01 scaling (Oumarou et al., 9 Jan 2025).

8. Outlook and Future Directions

SKQD and its variants (notably, SqDRIFT) establish rigorous, noise-robust quantum subspace diagonalization with sampling complexity that is polynomial under mild ground-state concentration hypotheses. The combination of shifting and coefficient splitting dramatically reduces sampling overhead, with resource scaling suitable for near-term and early-fault-tolerant quantum devices (Lee et al., 2024, Piccinelli et al., 4 Aug 2025). Current limitations involve the required circuit depths for highly entangled systems and the challenge of maintaining ground-state sparsity. Ongoing research is directed toward resource-efficient state preparation, improved basis rotations, and further optimizations for hardware connectivity and noise (Yu et al., 16 Jan 2025, Piccinelli et al., 4 Aug 2025).

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