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Rhaly Operator: Terraced Summability in Analysis

Updated 7 July 2026
  • Rhaly operator is a lower‐triangular terraced operator defined via a scalar sequence that multiplies initial partial sums, generalizing the classical Cesàro operator.
  • It bridges summability theory and analysis by connecting function spaces such as Hardy, Bergman, and Köthe through explicit factorization and boundedness criteria.
  • Its spectral, compactness, and dynamical properties depend sensitively on the weight sequence, inspiring ongoing research in operator theory.

The Rhaly operator is a lower-triangular terraced operator determined by a scalar sequence and defined by multiplying each initial partial sum of a sequence, or of Taylor coefficients, by a row-dependent weight. In its basic one-variable form, if (an)(a_n) or (ηn)(\eta_n) is a complex sequence, then the corresponding matrix has constant entries along each row up to the diagonal, and the induced action is

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n

for f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k. The special case an=ηn=1/(n+1)a_n=\eta_n=1/(n+1) is the classical Cesàro operator. Recent work places Rhaly operators at the intersection of summability theory, Hardy–Bergman analysis, factorable matrices, weighted sequence spaces, Köthe spaces, and several-complex-variable operator theory (Galanopoulos et al., 12 Nov 2025, Bellavita et al., 27 Mar 2025, Doğan, 27 Jul 2025, Bellavita et al., 14 Jun 2026, Pilla, 24 Jun 2026).

1. Definition, matrix structure, and basic identities

A Rhaly matrix is lower triangular and terraced: the nnth row is constant up to the main diagonal. In the $0$-indexed convention used for Hardy-space and ℓ2\ell^2 formulations, its entries are

Rn,k=αn(0≤k≤n),Rn,k=0(k>n),R_{n,k}=\alpha_n \quad (0\le k\le n),\qquad R_{n,k}=0\quad (k>n),

so that

(Rαx)(k)=αk∑j=0kx(j).(R_\alpha x)(k)=\alpha_k\sum_{j=0}^k x(j).

In the (ηn)(\eta_n)0-indexed convention used on weighted null sequence spaces and Köthe spaces,

(ηn)(\eta_n)1

and

(ηn)(\eta_n)2

The two conventions are notational variants of the same terraced construction (Bellavita et al., 27 Mar 2025, Rani et al., 12 Oct 2025, Doğan, 27 Jul 2025).

For analytic functions, the coefficient action is central. If

(ηn)(\eta_n)3

then

(ηn)(\eta_n)4

where (ηn)(\eta_n)5 denotes Hadamard convolution,

(ηn)(\eta_n)6

This identity is one of the defining analytic features of the operator (Galanopoulos et al., 12 Nov 2025).

Several equivalent operator factorizations recur throughout the literature. On (ηn)(\eta_n)7,

(ηn)(\eta_n)8

where (ηn)(\eta_n)9 is the discrete Hardy operator (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n0 and (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n1 is diagonal, (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n2 (Bellavita et al., 27 Mar 2025). In Cesàro-based formulations,

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n3

with (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n4 the classical Cesàro matrix and (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n5 (Gallardo-Gutiérrez et al., 2024). On weighted Hardy spaces (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n6, the operator becomes a factorable matrix (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n7 in the orthonormal basis (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n8, with

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n9

connecting Rhaly theory directly to the theory of factorable matrices (Bellavita et al., 14 Jun 2026).

A persistent misconception is to identify the Rhaly operator with a Toeplitz, Nörlund, or Cauchy-product convolution operator. The coefficient rule

f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k0

is not of the form f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k1, so the matrix is lower triangular but non-Toeplitz. In the Hardy-space setting it is also distinct from multiplication by the generating function f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k2; boundedness of the multiplier f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k3 for f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k4 does not imply boundedness of f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k5 (Galanopoulos et al., 12 Nov 2025).

2. Hardy, Bergman, and weighted Hardy spaces

The paper "Rhaly operators acting on Hardy and Bergman spaces" identifies mean Lipschitz regularity of the generating function f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k6 as the decisive criterion for boundedness and compactness on classical analytic function spaces (Galanopoulos et al., 12 Nov 2025). For f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k7 and f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k8, the mean Lipschitz space f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k9 is characterized by

an=ηn=1/(n+1)a_n=\eta_n=1/(n+1)0

and its little-oh variant an=ηn=1/(n+1)a_n=\eta_n=1/(n+1)1 requires

an=ηn=1/(n+1)a_n=\eta_n=1/(n+1)2

On Hardy spaces an=ηn=1/(n+1)a_n=\eta_n=1/(n+1)3, the main dichotomy is at an=ηn=1/(n+1)a_n=\eta_n=1/(n+1)4. If an=ηn=1/(n+1)a_n=\eta_n=1/(n+1)5, then

an=ηn=1/(n+1)a_n=\eta_n=1/(n+1)6

and

an=ηn=1/(n+1)a_n=\eta_n=1/(n+1)7

If an=ηn=1/(n+1)a_n=\eta_n=1/(n+1)8, boundedness implies an=ηn=1/(n+1)a_n=\eta_n=1/(n+1)9, and compactness implies nn0, but sufficiency is presently established only under the stronger hypotheses

nn1

for some nn2 (Galanopoulos et al., 12 Nov 2025). The same work states explicitly that a full if-and-only-if characterization for nn3 remains open.

For unweighted Bergman spaces nn4, the same paper obtains exact criteria for all nn5: nn6 More generally, on weighted Bergman spaces nn7 with nn8, mean Lipschitz conditions suffice for boundedness and compactness, and in the range nn9 they are also necessary (Galanopoulos et al., 12 Nov 2025).

The $0$0-based Hardy theory is sharper in Schatten-class terms. For the one-variable Rhaly matrix $0$1 on $0$2, which is identified with $0$3, boundedness is equivalent to each of the following: $0$4

$0$5

and

$0$6

Compactness is equivalent to the corresponding vanishing dyadic condition, or equivalently to $0$7. For $0$8,

$0$9

equivalently ℓ2\ell^20. In particular,

ℓ2\ell^21

(Bellavita et al., 27 Mar 2025).

On weighted Hardy spaces ℓ2\ell^22, boundedness and compactness are governed by factorable-matrix parameters. Writing

ℓ2\ell^23

and

ℓ2\ell^24

one has

ℓ2\ell^25

with

ℓ2\ell^26

Compactness is characterized by the corresponding little-oh conditions (Bellavita et al., 14 Jun 2026).

This weighted theory recovers familiar spaces. For ℓ2\ell^27, ℓ2\ell^28, boundedness is equivalent to

ℓ2\ell^29

which is equivalent to

Rn,k=αn(0≤k≤n),Rn,k=0(k>n),R_{n,k}=\alpha_n \quad (0\le k\le n),\qquad R_{n,k}=0\quad (k>n),0

and therefore to Rn,k=αn(0≤k≤n),Rn,k=0(k>n),R_{n,k}=\alpha_n \quad (0\le k\le n),\qquad R_{n,k}=0\quad (k>n),1. For Rn,k=αn(0≤k≤n),Rn,k=0(k>n),R_{n,k}=\alpha_n \quad (0\le k\le n),\qquad R_{n,k}=0\quad (k>n),2, Rn,k=αn(0≤k≤n),Rn,k=0(k>n),R_{n,k}=\alpha_n \quad (0\le k\le n),\qquad R_{n,k}=0\quad (k>n),3, boundedness is again equivalent to the same tail condition. For the critical Dirichlet space Rn,k=αn(0≤k≤n),Rn,k=0(k>n),R_{n,k}=\alpha_n \quad (0\le k\le n),\qquad R_{n,k}=0\quad (k>n),4, the criterion changes to

Rn,k=αn(0≤k≤n),Rn,k=0(k>n),R_{n,k}=\alpha_n \quad (0\le k\le n),\qquad R_{n,k}=0\quad (k>n),5

and for Schatten class Rn,k=αn(0≤k≤n),Rn,k=0(k>n),R_{n,k}=\alpha_n \quad (0\le k\le n),\qquad R_{n,k}=0\quad (k>n),6 an additional logarithmic factor appears: Rn,k=αn(0≤k≤n),Rn,k=0(k>n),R_{n,k}=\alpha_n \quad (0\le k\le n),\qquad R_{n,k}=0\quad (k>n),7 By contrast, on Rn,k=αn(0≤k≤n),Rn,k=0(k>n),R_{n,k}=\alpha_n \quad (0\le k\le n),\qquad R_{n,k}=0\quad (k>n),8, Rn,k=αn(0≤k≤n),Rn,k=0(k>n),R_{n,k}=\alpha_n \quad (0\le k\le n),\qquad R_{n,k}=0\quad (k>n),9, and (Rαx)(k)=αk∑j=0kx(j).(R_\alpha x)(k)=\alpha_k\sum_{j=0}^k x(j).0 with (Rαx)(k)=αk∑j=0kx(j).(R_\alpha x)(k)=\alpha_k\sum_{j=0}^k x(j).1, the dyadic condition

(Rαx)(k)=αk∑j=0kx(j).(R_\alpha x)(k)=\alpha_k\sum_{j=0}^k x(j).2

characterizes (Rαx)(k)=αk∑j=0kx(j).(R_\alpha x)(k)=\alpha_k\sum_{j=0}^k x(j).3-membership for (Rαx)(k)=αk∑j=0kx(j).(R_\alpha x)(k)=\alpha_k\sum_{j=0}^k x(j).4, independently of (Rαx)(k)=αk∑j=0kx(j).(R_\alpha x)(k)=\alpha_k\sum_{j=0}^k x(j).5 and of (Rαx)(k)=αk∑j=0kx(j).(R_\alpha x)(k)=\alpha_k\sum_{j=0}^k x(j).6 (Bellavita et al., 14 Jun 2026).

The classical Cesàro operator sits exactly at the threshold between boundedness and compactness in many of these settings. For (Rαx)(k)=αk∑j=0kx(j).(R_\alpha x)(k)=\alpha_k\sum_{j=0}^k x(j).7, the operator is bounded on (Rαx)(k)=αk∑j=0kx(j).(R_\alpha x)(k)=\alpha_k\sum_{j=0}^k x(j).8 and (Rαx)(k)=αk∑j=0kx(j).(R_\alpha x)(k)=\alpha_k\sum_{j=0}^k x(j).9, but on (ηn)(\eta_n)00 it is neither compact nor Schatten-class. The paper on Hardy and Bergman spaces further isolates the borderline (ηn)(\eta_n)01 decay: if (ηn)(\eta_n)02 and (ηn)(\eta_n)03, then (ηn)(\eta_n)04 is bounded on (ηn)(\eta_n)05; however, there exists a sequence with (ηn)(\eta_n)06 for which (ηn)(\eta_n)07 is not bounded on (ηn)(\eta_n)08 when (ηn)(\eta_n)09. For decreasing nonnegative (ηn)(\eta_n)10, boundedness on (ηn)(\eta_n)11, (ηn)(\eta_n)12, is equivalent to (ηn)(\eta_n)13 (Galanopoulos et al., 12 Nov 2025).

3. Weighted null sequence spaces and fine spectral structure

A second major line of work studies Rhaly operators on weighted null sequence spaces

(ηn)(\eta_n)14

where (ηn)(\eta_n)15 is strictly positive. If (ηn)(\eta_n)16, then (ηn)(\eta_n)17 with equivalent norms; the genuinely weighted regime is (ηn)(\eta_n)18 (Rani et al., 12 Oct 2025, Patra et al., 2023).

For bounded, strictly positive weights (ηn)(\eta_n)19, the exact boundedness criterion for

(ηn)(\eta_n)20

is

(ηn)(\eta_n)21

and then

(ηn)(\eta_n)22

Compactness is characterized by

(ηn)(\eta_n)23

In the equal-weight case (ηn)(\eta_n)24, this is often written using

(ηn)(\eta_n)25

with (ηn)(\eta_n)26 and (ηn)(\eta_n)27 (Patra et al., 2023, Rani et al., 12 Oct 2025).

Several sufficient conditions are weight-driven rather than sequence-driven. If (ηn)(\eta_n)28 is strictly positive and

(ηn)(\eta_n)29

then bounded (ηn)(\eta_n)30 implies boundedness of (ηn)(\eta_n)31, and (ηn)(\eta_n)32 implies compactness. Geometric weights (ηn)(\eta_n)33, (ηn)(\eta_n)34, fall directly into this regime. The literature also emphasizes that this decay condition is sufficient, not necessary: for example, with

(ηn)(\eta_n)35

where (ηn)(\eta_n)36 and (ηn)(\eta_n)37, one still has

(ηn)(\eta_n)38

hence compactness, even though (ηn)(\eta_n)39 and the simple sufficient condition does not apply (Rani et al., 12 Oct 2025).

The compact case admits a complete spectral description under standard monotonicity and positivity hypotheses. Assume (ηn)(\eta_n)40 is a sequence of non-zero real numbers, (ηn)(\eta_n)41 is a bounded decreasing sequence of strictly positive reals, and (ηn)(\eta_n)42. Writing

(ηn)(\eta_n)43

the spectrum satisfies

(ηn)(\eta_n)44

(ηn)(\eta_n)45

Moreover,

(ηn)(\eta_n)46

and the spectral radius is

(ηn)(\eta_n)47

Goldberg’s classification places all nonzero spectral points in class (ηn)(\eta_n)48 and (ηn)(\eta_n)49 in class (ηn)(\eta_n)50 (Rani et al., 12 Oct 2025).

A related but distinct weighted-(ηn)(\eta_n)51 spectral theory arises when the asymptotic parameter

(ηn)(\eta_n)52

exists and is nonzero. Under this assumption, the paper "Spectral properties of the Rhaly operator on weighted null sequence spaces and associated operator ideals" gives product-estimate descriptions of point and residual spectra. If

(ηn)(\eta_n)53

then

(ηn)(\eta_n)54

while

(ηn)(\eta_n)55

and, for (ηn)(\eta_n)56,

(ηn)(\eta_n)57

In this regime the spectrum outside (ηn)(\eta_n)58 is contained in the closed disk centered at (ηn)(\eta_n)59 with radius (ηn)(\eta_n)60, yielding the bound (ηn)(\eta_n)61 (Patra et al., 2023).

These weighted-sequence-space results show that terraced lower-triangular structure can lead either to fully discrete compact spectra (ηn)(\eta_n)62, or to Cesàro-type disk localization, depending on the asymptotic regime imposed on the terrace sequence.

4. Köthe spaces, power series spaces, and operator dynamics

Rhaly operators extend naturally to Köthe sequence spaces. If (ηn)(\eta_n)63 is a Köthe matrix, the Köthe space is

(ηn)(\eta_n)64

with dual

(ηn)(\eta_n)65

For a terraced sequence (ηn)(\eta_n)66, the associated operator satisfies

(ηn)(\eta_n)67

A general continuity criterion states that

(ηn)(\eta_n)68

is well defined and continuous if and only if (ηn)(\eta_n)69 and, for every (ηn)(\eta_n)70, there exists (ηn)(\eta_n)71 such that

(ηn)(\eta_n)72

If (ηn)(\eta_n)73 and (ηn)(\eta_n)74 for some (ηn)(\eta_n)75, continuity follows; if moreover (ηn)(\eta_n)76 is Montel, then (ηn)(\eta_n)77 is compact (Doğan, 27 Jul 2025).

The paper "The Rhaly Operators on Köthe Spaces" specializes this theory to power series spaces. For an increasing sequence (ηn)(\eta_n)78,

(ηn)(\eta_n)79

and

(ηn)(\eta_n)80

The standard identifications

(ηn)(\eta_n)81

place Rhaly operators into holomorphic function theory (Doğan, 27 Jul 2025).

On infinite-type spaces, the behavior is especially rigid. If (ηn)(\eta_n)82, then

(ηn)(\eta_n)83

is continuous and compact; likewise, if (ηn)(\eta_n)84, then

(ηn)(\eta_n)85

is continuous and compact. On finite-type spaces, continuity from (ηn)(\eta_n)86 to (ηn)(\eta_n)87 follows under the comparison condition

(ηn)(\eta_n)88

and for a nuclear (ηn)(\eta_n)89 one has the sharp self-map criterion

(ηn)(\eta_n)90

In particular, the classical Cesàro operator is not compact on (ηn)(\eta_n)91 because the sequence (ηn)(\eta_n)92 does not belong to the strong dual (ηn)(\eta_n)93 (Doğan, 27 Jul 2025).

The same paper develops topological and ergodic properties. If (ηn)(\eta_n)94 for some (ηn)(\eta_n)95, then (ηn)(\eta_n)96 is (ηn)(\eta_n)97-topologizable on (ηn)(\eta_n)98. On (ηn)(\eta_n)99, every (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n00 with (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n01 is (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n02-topologizable and power bounded. On nuclear (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n03, power boundedness is characterized by

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n04

Using the ABR and KT criteria cited in that paper, one obtains the equivalence, on nuclear (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n05, between power boundedness, mean ergodicity, uniform mean ergodicity, and Cesàro boundedness together with

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n06

pointwise (Doğan, 27 Jul 2025).

Integral representations tie this locally convex theory back to the terraced matrix. For (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n07,

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n08

and the associated terrace sequence is given by the Taylor coefficients of (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n09. An analogous formula holds on (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n10. The paper deduces from this that on (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n11, (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n12 is compact for every (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n13, while on (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n14 compactness is equivalent to (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n15 belonging to the strong dual of (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n16 (Doğan, 27 Jul 2025).

A closely related family is the generalized Cesàro, or Rhaly, operator

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n17

with matrix entries

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n18

At (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n19 this reduces to the classical Cesàro operator. For (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n20, the subdiagonals are geometrically tilted (Curbera et al., 2023).

On a broad class of translation-invariant solid Banach lattices with natural basis, including all separable rearrangement-invariant sequence spaces, various weighted (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n21 and (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n22 spaces, Cesàro spaces (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n23, dual-type spaces (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n24, and Bachelis spaces (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n25, one has a uniform compactness phenomenon: (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n26 where (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n27 is the diagonal operator (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n28, and (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n29 is compact while (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n30 is bounded. Hence (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n31 is compact for every (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n32. Its spectrum is fully explicit: (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n33

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n34

whenever the canonical basis is a basis. In the non-separable Cesàro space (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n35, by contrast, (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n36 lies in the residual spectrum (Curbera et al., 2023).

The explicit eigenvectors are given, for each (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n37, by a sequence (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n38 with (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n39 for (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n40, (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n41, and

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n42

so the ratio tends to (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n43 and the vector belongs to the decreasing-majorant space (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n44, hence to all spaces under consideration (Curbera et al., 2023).

A weighted-(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n45 analogue yields the same spectral pattern in the compact case. For compact generalized Cesàro operators

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n46

on (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n47, boundedness and compactness are characterized by the sequence

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n48

with boundedness equivalent to (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n49 and compactness equivalent to (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n50. In the compact case,

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n51

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n52

with the same Goldberg classification pattern as for compact Rhaly operators (Rani et al., 12 Oct 2025).

This generalized Cesàro theory is structurally adjacent to, but not identical with, the terraced Rhaly operator. It retains the lower-triangular initial-sum architecture but inserts a geometric kernel (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n53, yielding a family that is compact for (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n54 in many spaces where the classical Cesàro operator (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n55 is not compact.

6. Moment representations, invariant subspaces, several variables, and open directions

When the terrace sequence is a moment sequence

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n56

the Rhaly operator admits an integral representation on (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n57: (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n58 Equivalently,

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n59

This formulation supports spectral and invariant-subspace results unavailable for a general terrace sequence (Gallardo-Gutiérrez et al., 2024).

For bounded (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n60 on (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n61, letting

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n62

the point spectrum is characterized by

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n63

Consequently,

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n64

This recovers the classical Cesàro fact (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n65 for Lebesgue measure, since then (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n66 and (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n67; it also yields (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n68 for a point mass (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n69, (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n70 (Gallardo-Gutiérrez et al., 2024).

The adjoint can be substantially larger spectrally. If (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n71, then (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n72. Moreover, if (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n73 satisfies

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n74

then the open disk

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n75

For measures with density (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n76, (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n77, this reproduces the Cesàro-type disk

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n78

The same paper also proves a numerical-range localization: (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n79 and deduces that (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n80 is the infinitesimal generator of a contraction semigroup on (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n81 (Gallardo-Gutiérrez et al., 2024).

Invariant-subspace questions lead back to weighted composition operators. The only nonzero closed subspaces of (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n82 invariant under every (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n83, (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n84, are

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n85

Since (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n86, it follows that the only subspaces invariant under every (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n87 are also of the form (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n88 (Gallardo-Gutiérrez et al., 2024).

A recent several-variable extension replaces (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n89 by the Drury–Arveson space (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n90, with orthonormal basis

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n91

For each coordinate (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n92, the multivariable Cesàro operator is defined on monomials by

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n93

and the paper proves the exact norm

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n94

The several-variable Rhaly-type operator attached to (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n95 is then

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n96

with factorization

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n97

If

(Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n98

exists, then (Rax)n=an∑k=0nxkor(R(η)f)(z)=∑n=0∞(ηn∑k=0nak)zn(R_a x)_n=a_n\sum_{k=0}^n x_k \qquad\text{or}\qquad (\mathcal R_{(\eta)}f)(z)=\sum_{n=0}^\infty\Big(\eta_n\sum_{k=0}^n a_k\Big)z^n99 is bounded if f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k00, unbounded if f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k01, and compact if f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k02. Moreover,

f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k03

and in the compact case

f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k04

The analysis uses the block decomposition

f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k05

which reduces many questions to one-variable blocks (Pilla, 24 Jun 2026).

Several open directions are explicitly identified across the recent literature. A full iff characterization of boundedness and compactness on f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k06 for f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k07 is not yet known (Galanopoulos et al., 12 Nov 2025). In weighted Hardy spaces f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k08, the dyadic Schatten theory is complete under mild growth control on the factorable weight sequence f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k09, but genuinely non-polynomial or highly oscillatory f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k10 remain subtle (Bellavita et al., 14 Jun 2026). In one and several variables alike, hyponormality and subnormality are understood in special cases—most notably for the classical Cesàro operator—but no general characterization is available for terraced sequences f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k11 (Gallardo-Gutiérrez et al., 2024, Pilla, 24 Jun 2026).

Taken together, these results place the Rhaly operator in a distinctive position among summability-type operators. Its defining terraced geometry is elementary, yet its boundedness, compactness, spectrum, and dynamics depend delicately on the ambient space and on how the generating sequence is encoded: via mean Lipschitz regularity on Hardy and Bergman spaces, weighted tail functionals on f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k12, product estimates on weighted f(z)=∑k≥0akzkf(z)=\sum_{k\ge 0} a_k z^k13, duality on Köthe spaces, moment growth in integral models, and block decompositions in several complex variables.

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