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Relative Sofic Mean Dimension

Updated 8 July 2026
  • Relative sofic mean dimension is a factor-sensitive invariant for continuous actions of countable sofic groups on compact metrizable spaces, capturing the geometric complexity of factor maps.
  • It differentiates between fiberwise and image-model approaches by evaluating the normalized width dimension of approximately equivariant model spaces.
  • The framework extends classical amenable theories and provides precise connections between dynamical, metric, and algebraic invariants in topological dynamics.

Relative sofic mean dimension is a family of factor-sensitive invariants for continuous actions of countable sofic groups on compact metrizable spaces. In the current literature, the term is not completely uniform: one line of work uses it for a fiberwise sofic analogue of Tsukamoto’s relative mean dimension attached to a factor map π:XY\pi:X\to Y, while another uses it for the dimension growth of downstairs model images πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i} seen through an extension XYX\to Y. Both viewpoints are built from sofic model spaces and normalized width dimension, but they measure different geometric aspects of the same factor map (Liang, 2024, Li et al., 16 Aug 2025).

1. Absolute sofic mean dimension as the ambient framework

Relative theories inherit their basic architecture from Hanfeng Li’s definition of sofic mean dimension. One fixes a countable sofic group GG, a sofic approximation sequence

Σ={σi:GSym(di)}i=1,\Sigma=\{\sigma_i:G\to \operatorname{Sym}(d_i)\}_{i=1}^\infty,

a compact metrizable GG-space XX, and a continuous pseudometric ρ\rho on XX. For finite FGF\subset G, πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}0, and πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}1, the model space is

πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}2

where πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}3. Sofic mean dimension is then defined from normalized width dimension of these approximately equivariant model spaces, while sofic metric mean dimension is defined from normalized separated or spanning growth in the same spaces (Li, 2011, Liang, 2024).

For factor maps πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}4, the central operation is to compare upstairs model spaces, downstairs model spaces, and fibers of the induced coordinate map

πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}5

All relative and conditional notions in the later literature arise by replacing the absolute model-space complexity of πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}6 with some factor-sensitive complexity of πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}7 or of its fibers (Liang, 2024, Li et al., 16 Aug 2025).

2. Two principal meanings of “relative sofic mean dimension”

The terminology now splits into several related invariants.

Notion in the literature Defining object Role
πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}8 (Liang, 2024) Exact fibers inside upstairs model spaces Sofic analogue of Tsukamoto’s relative mean dimension
πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}9 (Liang, 2024) Whole upstairs model space with fiber-compatible embeddings Conditional sofic mean dimension
XYX\to Y0 (Li et al., 16 Aug 2025) Downstairs image model spaces XYX\to Y1 Relative complexity of the factor through the extension

In Liang’s 2024 formulation, the fiberwise invariant attached to a factor map XYX\to Y2 is

XYX\to Y3

This is explicitly presented as the sofic analogue of Tsukamoto’s relative mean dimension and measures the asymptotic width dimension of the worst exact fiber in the model space (Liang, 2024).

The same paper also defines conditional sofic mean dimension. Here one does not isolate a single fiber. Instead, one studies embeddings of the full model space XYX\to Y4 that separate points only when they lie in the same or approximately the same factor fiber. For XYX\to Y5,

XYX\to Y6

and then one takes infima in XYX\to Y7 and a supremum in XYX\to Y8 to obtain XYX\to Y9 (Liang, 2024).

A different usage appears in the 2025 paper on “Sofic conditional mean dimension, relative sofic mean dimension and their localizations.” There the relative invariant of the factor GG0 with respect to the extension GG1 is built from the image model spaces

GG2

For a finite open cover GG3 of GG4,

GG5

GG6

and

GG7

The same paper recalls an equivalent width-dimension formulation based on

GG8

so the invariant again measures normalized width dimension, but now downstairs rather than fiberwise upstairs (Li et al., 16 Aug 2025).

3. Comparison theorems and extension formulas

The first basic comparison is that Liang’s fiberwise relative invariant is bounded by the conditional one: GG9 This is formalized in Proposition 4.12 of the 2024 paper and expresses that worst-fiber complexity is dominated by the complexity of simultaneously controlling all fibers (Liang, 2024).

For amenable groups, both conditional and fiberwise sofic notions recover their classical predecessors. If Σ={σi:GSym(di)}i=1,\Sigma=\{\sigma_i:G\to \operatorname{Sym}(d_i)\}_{i=1}^\infty,0 is an infinite amenable group, then

Σ={σi:GSym(di)}i=1,\Sigma=\{\sigma_i:G\to \operatorname{Sym}(d_i)\}_{i=1}^\infty,1

and

Σ={σi:GSym(di)}i=1,\Sigma=\{\sigma_i:G\to \operatorname{Sym}(d_i)\}_{i=1}^\infty,2

Thus the sofic constructions are genuine extensions of amenable conditional mean dimension and Tsukamoto’s relative mean dimension rather than unrelated analogues (Liang, 2024).

The same paper establishes a factor-sensitive extension inequality

Σ={σi:GSym(di)}i=1,\Sigma=\{\sigma_i:G\to \operatorname{Sym}(d_i)\}_{i=1}^\infty,3

Its form reflects the fact that sofic mean dimension does not admit the naive factor monotonicity pattern one expects in the amenable category; the correction term is itself relative (Liang, 2024).

Several model computations clarify the geometry. For a product system Σ={σi:GSym(di)}i=1,\Sigma=\{\sigma_i:G\to \operatorname{Sym}(d_i)\}_{i=1}^\infty,4 with the projection Σ={σi:GSym(di)}i=1,\Sigma=\{\sigma_i:G\to \operatorname{Sym}(d_i)\}_{i=1}^\infty,5,

Σ={σi:GSym(di)}i=1,\Sigma=\{\sigma_i:G\to \operatorname{Sym}(d_i)\}_{i=1}^\infty,6

and if Σ={σi:GSym(di)}i=1,\Sigma=\{\sigma_i:G\to \operatorname{Sym}(d_i)\}_{i=1}^\infty,7, then

Σ={σi:GSym(di)}i=1,\Sigma=\{\sigma_i:G\to \operatorname{Sym}(d_i)\}_{i=1}^\infty,8

For a Σ={σi:GSym(di)}i=1,\Sigma=\{\sigma_i:G\to \operatorname{Sym}(d_i)\}_{i=1}^\infty,9-extension GG0, if GG1, then

GG2

An explicit example is the Ornstein–Weiss factor map for the free group, where the kernel is isomorphic to GG3; the paper concludes that the resulting relative sofic mean dimension is GG4 (Liang, 2024).

On the metric side, Liang proves that conditional sofic metric mean dimension can be defined either with approximate fibers or with exact fibers: GG5 He then shows that the fiberwise relative invariant is bounded above by the conditional metric one: GG6 In particular, if GG7, then

GG8

This is a direct relative mean-dimension analogue of the standard entropy-versus-metric-mean-dimension principle (Liang, 2024).

4. Localization, positivity, and maximal zero factors

The 2025 localization paper develops a full local theory for the image-model invariant GG9. At the cover level it proves an upper bound by the cover dimension, monotonicity under refinement, subadditivity under joins, isomorphism invariance downstairs, monotonicity through intermediate factors, subsystem monotonicity, and product inequalities. A technical subtlety is that these invariants may equal XX0: if

XX1

then by convention

XX2

Accordingly, the non-negativity assumption in the zero-factor theory is substantive rather than cosmetic (Li et al., 16 Aug 2025).

Under the hypothesis

XX3

the paper proves the existence of a maximal relative zero sofic mean dimension factor

XX4

This factor is universal among all intermediate factors XX5 over XX6 with zero relative sofic mean dimension over XX7: every such XX8 factors through XX9 (Li et al., 16 Aug 2025).

The same work localizes positivity via tuples. A tuple ρ\rho0 is called a relative sofic mean dimension tuple if every admissible open cover ρ\rho1 with respect to ρ\rho2 satisfies

ρ\rho3

Writing

ρ\rho4

for the set of such tuples, the main characterization is

ρ\rho5

for some ρ\rho6. The tuple sets are closed up to the diagonal, and they push forward naturally through factor maps (Li et al., 16 Aug 2025).

This localization program has a precursor in the local pair theory of Garcia-Ramos and Gutman. That paper does not define a numerical relative invariant for a factor map, but it introduces mean dimension pairs, proves that such pairs descend through factor maps when not collapsed, and relates them to the universal zero sofic mean dimension factor. In that sense it provides a factor-sensitive local language that later tuple theories refine into explicit relative invariants (García-Ramos et al., 2024).

5. Algebraic dynamics and exact identifications

The algebraic category supplies the most rigid relative theory currently available. Li and Liang introduced relative sofic mean length

ρ\rho7

for ρ\rho8-modules ρ\rho9, together with relative sofic mean topological dimension, relative sofic metric mean dimension, relative topological entropy, and relative von Neumann–Lück rank. Their dynamical invariant XX0 is defined from the cover complexity of the image model spaces XX1, but now using an ultralimit XX2 rather than an ordinary limsup. The introduction states that these relative invariants are completely a sofic phenomenon, since XX3 does not depend on XX4 when XX5 is amenable and XX6 is locally XX7-finite (Li et al., 2015).

For countable XX8-modules XX9, the main algebraic identification is

FGF\subset G0

so relative sofic mean dimension and relative sofic metric mean dimension coincide with relative von Neumann–Lück rank on algebraic actions. In the same setting, a short exact sequence

FGF\subset G1

of compact metrizable abelian groups with FGF\subset G2-actions by automorphisms satisfies the dynamical addition formula

FGF\subset G3

These results make the algebraic theory the most explicit source of exact relative formulas (Li et al., 2015).

Hayes’s earlier work on algebraic actions already contained a restricted relative metric theory. For an inclusion FGF\subset G4 of FGF\subset G5-modules, he defines a relative FGF\subset G6-metric mean dimension by requiring ambient microstates on FGF\subset G7 to be small on a generating sequence FGF\subset G8. Proposition 4.3 then shows

FGF\subset G9

so in the algebraic quotient setting the relative invariant is exactly the quotient invariant. Combined with the theorem

πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}00

for finitely generated πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}01, this identifies quotient-relative geometry with von Neumann–Lück rank in a precise way (Hayes, 2013).

6. Amenable prototypes, metric refinements, and open problems

A useful amenable prototype is the 2025 paper on induced factors of amenable actions. For a countably infinite amenable group and a factor map πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}02, the induced factor map on probability measures

πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}03

satisfies

πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}04

and

πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}05

That paper does not discuss sofic groups, but it explicitly presents these results as highly relevant amenable-model analogues for questions one would ask about relative sofic mean dimension, especially the possibility that relative entropy in the original factor is converted, after induction to measures, into arbitrarily large simplex geometry and hence infinite relative mean dimension (Liu et al., 22 Nov 2025).

On the metric side, the relationship between πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}06- and πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}07-based formulations has been stabilized. The 2025 paper on sofic πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}08-metric mean dimension proves

πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}09

for πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}10, and establishes a product formula with upper and lower bounds. The paper does not develop a relative theory, but its norm-comparison estimate and product-space inclusions are explicitly presented as adaptable to relative or conditional sofic mean dimension (Li, 4 Mar 2025).

Several issues remain open or unsettled. In Liang’s conditional theory, the equality

πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}11

is posed as an open question at the topological level, even though the metric versions are equal (Liang, 2024). In the localization framework of πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}12, the invariants are defined with respect to a fixed sofic approximation sequence πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}13, and the paper does not claim independence from πdi(Map())Ydi\pi^{d_i}(\operatorname{Map}(\cdot))\subseteq Y^{d_i}14 (Li et al., 16 Aug 2025). More broadly, the current literature retains at least two non-equivalent notions under the same heading “relative sofic mean dimension”: one fiberwise, one image-model-based. The field is therefore structurally rich but not yet terminologically unified (Liang, 2024, Li et al., 16 Aug 2025).

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